BULLETIN OF THE
ARCHAEOLOGICAL SOCIETY OF CONNECTICUT
NUMBER 62
1999
LUCIANNE LAVIN
Editor
CONTENTS
Editor's Corner
.
A Review of Late Pleistocene and Holocene Climate Changes in
Southern New England
LUCINDA McWEENEY
3
Connecticut Radiocarbon Dates: A Study of Prehistoric Cultural
Chronologies and Population Trends
STUART A. REEVE and KATHERINE FORGACS
19
A View of Paleo-Indian Studies in Connecticut
ROGER W. MOELLER
67
Beyond Presence and Absence: Establishing Diversity in Connecticut's
Early Holocene Archaeological Record
DANIEL T. FORREST
79
The Middle Archaic Period in Connecticut: The View from Mashantucket
BRIAN D. JONES
101
The Archaic Florescence: the Late and Terminal Archaic Periods of
Connecticut as Seen from the Iroquois Pipeline
DANIEL F. CASSEDY
125
Current Perspectives on Early and Middle Woodland Archaeology
in Connecticut
HAROLD D. JULI
141
Cover: Neville-like projectile points (from Jones, Figure 5)
THE ARCHAEOLOGICAL
ISSN: 0739-5612
SOCIETY OF CONNECTICUT,
108 NEW STREET, SEYMOUR CT 06483.
The Late Woodland Revisited: The Times, They Were A-changin'
(But Not That Much)
KEN FEDER. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ..
155
Connecticut's Recent Past: Perspectives from Historical Archaeology
ROBERT R. GRADIE, III and DAVID A. POIRIER
175
Contributors
. . . . . . . . . . . . . ..
185
EDITOR'S CORNER
This year is the 65'h anniversary of the inception of the Archaeological Society of Connecticut. In
honor of the occasion, the ASC Board of Directors authorized this special volume of the Bulletin
characterizing the present state of knowledge on archaeological cultures in the state. A similar volume (47)
was published in honor of the ASC's 50'h anniversary in 1984. The publication was a great success. It has
long been sold out, but the editorial staff still receives requests for copies.
As a courtesy, the authors who had participated in the 50'h anniversary synopsis were invited to
submit new or revised articles taking into account the many archaeological discoveries in the past 15 years
since the publication of Volume 47. All but two of the original authors eagerly responded to the call:
Roger Moeller for the Paleo-Indian period; Harold Juli for the Early and Middle Woodland period;
Kenneth Feder for the Late Woodland period; and Robert Gradie and David Poirier for the Historic
Period. Because of the increased amounts of data on the Early and Middle Archaic periods, separate
articles appeared justified. Daniel Forrest and Brian Jones were invited to author the latter, as both their
respective doctoral dissertations concern the early prehistory of what is presently the state of Connecticut.
Daniel Cassedy was invited to submit a paper on the Late Archaic and Terminal Archaic periods based
on archaeological information retrieved during construction of the Iroquois Gas pipeline through western
Connecticut, a region for which there is little published research.
Additionally, because of the recent growth of a body of information on paleo-botany, Lucinda
McWeeney was asked to submit a paper on prehistoric environmental changes in Connecticut to set the
stage for the ensuing chronological cultural reconstructions. Stuart Reeve and Katherine Forgacs's paper,
which enumerates and synthesizes the several hundred local, largely unpublished, radiocarbon dates that
had been generated from state archaeological sites in the past 15 years, provides a general backdrop for
Connecticut prehistory and a takeoff point for the subsequent discussions of specific cultural periods by
the remainder of the authors.
Reeve and Forgacs article replaces my 1984 chronological synthesis of the various cultural stages
and periods as we knew them at that time. It and the other articles in the volume were mainly oriented
toward culture history and settlement archaeology, due to the kinds and amounts of archaeological data
that were then available. The unearthing of greater and more diverse cultural information has allowed our
present authors to expand those original cultural bounds. Most deal with cultures in regional perspective.
Several, like Cassedy, Feder, and Juli, address theoretical and classificatory problems. Others such as
Moeller, Gradie, and Poirier, critique recent archaeological endeavors, illuminating future research topics.
In sum, this special volume on Connecticut archaeology is packed with empirical information and suffused
with theoretical questioning. It provides a firm background in the region's prehistory for students and lay
persons and a wealth of data for professionals for supporting, generating, and/or testing archaeological
hypotheses on a myriad of subjects. I thank each author for his/her contribution to this outstanding work.
Lucianne Lavin
Decem ber, 1999
1
A REVIEW OF LATE PLEISTOCENE AND HOLOCENE CLIMATE CHANGES
IN SOUTHERN NEW ENGLAND
LUCINDA McWEENEY
YALE HERBARIUM/PEABODY
MUSEUM
ABSTRACT
Environmental reconstruction draws from numerous databases to interpret the prehistoric setting for people
who lived in the past. Archaeologists typically draw from pollen interpretations to provide broad descriptions of the
landscape vegetation history. However, in the last decade more analytical techniques have been added to the archaeologists' repertoire for recovering evidence of past environments. Charred plant remains from archaeological sites
along with anaerobically preserved plant macrofossils recovered from swamp sediments, buried peat deposits, and
cut-off meander channels provide a wealth of environmental data to supplement the pollen.
Environmental reconstruction draws from numerous databases to interpret the prehistoric setting for
people who lived in the past. Archaeologists typically draw from pollen interpretations to provide broad
descriptions of the landscape vegetation history (e.g., De1court and Delcourt 1984, 1987a, 1987b;
Gaudreau 1988; Jacobson et al. 1987; Watts 1979, 1983; Webb et al. 1987; Whitehead 1973, 1981). However, in the last decade more analytical techniques have been added to the archaeologists' repertoire for
recovering evidence of past environments. Charred plant remains from archaeological sites along with
anaerobically preserved plant macrofossils recovered from swamp sediments, buried peat deposits, and cutoff meander channels provide a wealth of environmental data to supplement the pollen. However, pollen
found in lake or swamp sediments represents regional terrestrial and local aquatic plants, but rarely contains pollen from plants pollinated other than by the wind. Pollen preservation and representation varies
with the size of the catchment basin (lake, pond, swamp, forest-hollow, moss polsters), continuity of
anaerobic conditions, water chemistry, and other climatic conditions (Jacobson and Bradshaw 1981; Birks
1997).
Obtaining precise enough dates from pollen and plant remains to allow detailed environmental reconstructions of value to archaeologists has been difficult for a number of reasons. First, cores obtained for
sedimentary analysis were usually dated in relation to sedimentary events rather than for botanical interest.
Second, until the advent of accelerator mass spectrometer dating (AMS), it was necessary to submit large
samples to radiocarbon laboratories, and critical samples often lacked sufficient carbon to be accurately
dated. Sometimes. as a result, the submitted samples bracketed a thousand years and while this helped with
understanding geological processes it was not adequate for archaeology. Sending the material to be dated
without prior identification of the included plant remains also resulted in dating organisms that did not
breathe terrestrial carbon leading to older dates (MacDonald 1987; Miller and Thompson 1979). For all
of these reasons, the dating of plant remains has lagged behind the dating of archaeological sites.
Fortunately, with the use of AMS dating, these problems can now largely be overcome.
As archaeologists, we need precisely dated vegetation profiles that can be refined to narrow time
frames. A decade would be nice, a generation would be acceptable, but for now a ±50-60 years is about
as close as we can achieve using AMS. Pollen studies and regional overviews are more typically reported
in increments of 1000 to 3000 years or more. In many instances pollen interpretations melded the
Holocene environment (geologically, the last 10,000 years) into one large unit from the preboreal stage
to the advent of Europeans whose presence was indicated by the rise in Ambrosia pollen 400 years ago.
Recent vegetation studies have therefore incorporated plant macrofossil identification along with pollen
identification and interpretation. The analyzed sediments come from closely spaced samples to recover terrestrial plant remains for AMS radiocarbon dating (Kneller and Peteet 1993; McWeeney 1994). Unlike
3
4
BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
pollen, macrofossils provide irrefutable evidence for the vegetation in a past locality (Miller and
Thompson 1979; McWeeney 1991). This is critical when interpreting archaeological sites. From this newly
established and expanding vegetation record we can formulate hypotheses and develop new testing
methods to expand our knowledge of the prehistoric landscape. An accurate environmental description will
provide a significant backdrop for examining social, technological and economic patterns.
The following discussion provides a general description of the post-glacial environment in southern
New England based on the best available, current information. Radiocarbon dates are uncalibrated and will
be referred to as BP (uncalibrated and before present) using 1950 AD as the baseline date. Plant taxonomy
follows Fernald (1950); common names are used in the text and Latin names can be found in Table I.
TABLE I: LATIN NAMES FOR PLANTS REFERRED TO IN TEXT
Abies balsamea
Acer sp.
Alnus
Ambrosia sp.
Betula sp.
Betula populifolia
Brasenia schreberi
Carpinus virginlana
Carya sp.
Castanea dentata
Chamaecyparis thyoides
Chameadaphne calyculatta
Chara
Chenopodium sp.
Comus sp.
Cladium mariscoides
Corylus sp.
C'yperaceae
Decodon verticilalla
Dryas integrifolia
Eupatorium maculatum
Fagus grandifolia
Fraxinus sp.
Gaylussacia baccata
Gramineae
flex opaca
Juglans cinerea
Juglans nigra
Juncus spp.
Larix laricina
Myrica sp.
Myrica gale
Nuphar sp.
Najas jlexilis
Nymphaea odorata
Nyssa sylvatica
Ostrya virginiana
Balsam fir
Maple
Alder
Ragweed
Birch
Gray birch
Water shield
Hornbeam
Hickory
American chestnut
Atlantic white cedar
Leatherleaf
Stonewort
Goosefoot
Dogwood
Twig rush
Hazel
Sedge family
Water willow
Driads
Joe Pye weed
American beech
Ash
Huckleberry
Grass family
Holly
Butternut
Black walnut
Rush
Larch
Bayberry
Sweet gale
Pond lily
Naiads
Water lily
Sour gum, tupelo
Hop hornbeam
LATE PLEISTOCENE
AND HOLOCENE CLIMATE CHANGES
5
TABLE I: LATIN NAMES FOR PLANTS REFERRED TO IN TEXT (continued)
Oxydendrum arboreum
Sourwood
Pinus banksiana
Jack pine
Pinus resinosa
Red pine
Pinus strobus
White pine
Picea glauca
White spruce
Picea mariana
B lack spruce
Portulaca sp.
Purslane
Prunus serotina
Wild cherry
Quercus alba
Wh ite oak
Quercus macrocarpa
Over-cup oak
Quercus rubra
Red oak
Rhododendron sp.
Rhododendron
Rubus sp.
Brambles, raspberry/blackberry
Salix sp.
Willow
Salix herbacea
Dwarf wi lIow
Sambucus sp.
Elderberry
Sassafras albidum
Sassafras
Scheuchzeria palustris var. americana
Arrow grass
Tsuga canadensis
Hemlock
Typha sp.
Cattail
Ulmus sp.
Elm
Vaccinium sp.
Bilberry/blueberry
Viola sp.
Violets
GLACIAL
MAXIMUM:
21,000 - 14,000 YRS BP
Current nomenclature refers to end of the Last Ice Age as the Last Termination based on recent correlation with the Greenland ice-core records (GRIP and GISP2) (Bjorck et 01. 1998). According to Bjorck
et al. (1998), the ice core annular layers provide "continuous, high-resolution, proxy climatic record that
spans the entire period from the Last Glacial Maximum through Termination I of the marine isotope
sequence to the Pleistocene-Holocene boundary." This continuous environmental data which reflect global
patterns of climate change form a stronger base level for comparisons than terrestrial stratigraphic records
for the North Atlantic region. Critical oxygen isotope values document fluctuating temperatures in the last
22,000 years (See Table 2). Ice covered southern New England, with estimates suggesting a thickness of
over a mile high at the peak of the last glacier, ca. 18,000 "C BP. The adjacent vegetation zone included
arctic/alpine tundra plants which probably ranged more than 100 km south of the ice (Clark and Ciolkosz
1988; Martin 1958; Watts 1983). Tundra conditions are evident based on pollen and plant macrofossils
found in the basal swamp cores in Pennsylvania 60 km south of the ice at the time of maximum glaciation
(Watts 1979) and in New Jersey (Peteet et 01.1994). The growing range for boreal conifers such as spruce
and fir was pushed far to the south (Watts 1980; Whitehead 1973) and deciduous trees were only sparsely
represented in the pollen record (Jackson and Givens 1994).
As the glacial lobes melted and retreated northward after 18,000 yrs BP., the landscape changed
rapidly. While organic preservation in southern New England basin cores often begins around 12,500 BP,
some sites farther south document earlier changes. Brown's Pond, located in the Ridge and Valley
Province of Virginia at 620 m elevation contained organic remains dating to 17,300±180 BP (Kneller and
Peteet 1993). Big Run Bog in West Virginia contained organics dating to 16,910±340 BP (Larabee 1986).
Pine, with spruce and fir and a few wanner climate plants dominated the vegetation at Brown's Pond,
even as the ice was retreating in New England (Kneller and Peteet 1993). The higher elevation of Big Run
6
BULLETIN OF THE ARCH SOc. OF CT., Volume 62, 1999
TABLE 2~ INTIMATE TERMINOLOGY
'INTIMATE'
Nomenclature
Climate
GI-I
GI-Ia
GI-I b
GI-Ic
GI-Id
GI-Ie
Warmer
Colder
Warmer
Colder
Warmer
Prior Name
Bolling! Allerod
AND CLIMATE STAGES AT THE END OF THE ICE AGE
Radiocarbon years
(yrs BP)
GI-2
GS-I
GS-2
GS-2a
GS-2b
GS-2c
Ice Core Years
(k~1000)
14.7 - 12.65 k GRIP yrs BP
21.2 - 21.8 k GRIP yrs Bp·
23.6 - 23.0 k GISP yrs ar=
Cold
Younger Dryas
Cold
Colder
Less cold
Colder
11.000 to 10,000
12.65 - 11.5 k GRIP yrs BP
16.9 - 14.7 k
19.5 - 16.9 k
19.5 - 21.2 k
• Greenland ice core record by the U. S. team.
The author's participation in the INTIMATE group (INTegration of ice-core, MArine, and TErrestrial
records), a program of the INQUA (International Quaternary Union) Paleoclimate Commission leads to
the inclusion of this new terminology.
Bog, at 980 m produced tundra vegetation. The identification of white pine charcoal dating to 15,050 BP
from the Nottoway River Cactus Hill site in the Coastal Plain of southeastern Virginia (McWeeney 1997a)
indicates warming temperatures at lower latitudes and lower elevations (McWeeney 1994). Based on the
overlapping temperature ranges for oak, ash, maple trees, and white pine, the presence of white pine
suggests Plain most likely indicates the local presence of temperate trees colonizing the region (McWeeney
1994, I997a).
Ice had withdrawn from southeastern Connecticut before 15,200 yrs BP, allowing arctic/alpine type
vegetation such as billberry (dwarf ericaceous shrub), dwarf birch, driads, and willow to cover the landscape (McWeeney 1994). Pollen and macrofossil evidence indicates that periglacial (near the ice) conditions persisted in the deglaciated parts of New England until ca. 12,500 BP (Davis 1969; Kellogg 1991;
McWeeney 1994; Peteet et al. 1993). Fluctuating cool and moist conditions have been described for the
lower latitudes of the Middle Atlantic (Kellogg and Custer 1995).
POST-GLACIAL:
14,000 - 10,000 YRS BP.
Some of the first indications of the warming appear at Brown's Pond, Virginia, when fir becomes
abundant along with substantial amounts of alder pollen around 14,000 (GI-I) (Kneller and Peteet 1993;
also see Taylor et al. 1993) for temporally refined fluctuations registered in the Greenland ice coresGISP2). The pollen from floating aquatic plants such as pond lily tells us there was an open pond, while
the fir trees are an indication of moist land around the pond. The presence of oak and birch pollen this
early strongly suggests an increasing deciduous influence with ameliorating temperatures. During the 12th
millennium before present, fir and spruce decrease to below 10% at Brown's Pond while oak and hornbeam increase. With the addition of hemlock pollen we see the advent of the conifer/northern hardwood
LATE PLEISTOCENE
AND HOLOCENE CLIMATE CHANGES
7
forest. Spruce pollen continued to be present in some pollen cores from the Middle Atlantic region, and
south into Georgia, until 11,000 yrs BP, but the pollen most likely was derived from higher elevations and
traveled long distances by wind rather than growing at the lower elevations (Gaudreau 1988; Watts 1983).
Alternatively, black spruce may have persisted around wetlands or bogs under a relatively warm climate,
and at higher elevations until more temperate tree species replaced them.
In general, boreal and temperate vegetation migrated northward rapidly as the ice retreated (Davis
et al. 1980; Davis and Jacobson 1985; Delcourt and Delcourt 1987a, 1987b; Gaudreau 1988; McWeeney
1994; Webb et al. 1987). Spruce trees were growing on Fisher's Island, off the coast of Connecticut, by
12,400 yrs BP, and based on AMS dates, had moved into Connecticut by 12,000 14Cyrs BP (McWeeney
1994, 1997b). Based on the macrofossils, white pine, fir, and larch arrived in Connecticut at the same
time as spruce trees, a time that corresponds to the Allerod warm interval of northern Europe. White pine
is an indicator of warmer environments; its northern range is close to that of red oak, black ash, and
hornbeam (McWeeney 1994). The evidence of pollen from temperate deciduous trees, white pine needles,
and seeds from temperate aquatic plants strongly implies that a mixed conifer/hardwood forest co-existed
in southern New England, the adjacent Hudson Highlands, as well as northern New Jersey 12,000 14Cyrs
BP (Maenza-Gmeich 1997; McWeeney 1994, 1998; Peteet et al. 1994).
The extended peak in warm temperature during GI-le (See Figure 2 of Bjorck et al. 1998:289)
created the conditions for deglaciation in the White Mountains approximately 12,500 14Cyrs BP (Ridge
et al. 1999). The ice withdrew northward across the St. Lawrence sometime around 11,000 14Cyrs BP
(Ridge et al. 1999). Botanical evidence from New England indicates that warmer and wetter conditions
prevailed between approximately 12,000 and 11,000 14Cyrs BP (Peteet et al. 1993; McWeeney 1994).
Estimates for mean July temperature (Peteet et al. 1990; Peteet et al. 1994; Bjorck et at. 1998), of 16
degrees C (60 degrees F) or higher, suggested by specific plant requirements (McWeeney 1994:85),
indicate very different climatic conditions than previously imagined.
Pollen reports for northern New England indicate that spruce arrived insouthern Maine between
13,000 and 12,000 I'C yrs BP (Davis and Jacobson 1985), and spread to northern New Hampshire by
11,000 I'C yrs BP (Davis et al. 1980:245; Spear et at. 1994). Pine colonized in Maine by 12,000 14C
yrs BP. Red or Jack pine may have been the first species to arrive, with white pine delayed until ca.
10,000 14Cyrs BP. With percentages between 5 and 23% for oak pollen recorded from southern Maine,
Davis and Jacobson (1985) agree that the trees were present by 11,400 yrs BP. The boreal/sub-boreal
conifer trees moved far into Canada by 10,000 yrs BP (Mayle et al. 1993; Webb et al. 1987).
Cold temperatures returned around 11,200 yrs B P, warmed briefly, and then dropped for nearly
1000 years (Taylor et al. 1993; GS-l of Bjorck et al. 1998). This long term shift in climate (in human
terms, though not geologically), known as the Younger Dryas event or oscillation now appears to be of
global impact, while originally it was seen as a North Atlantic phenomena (Peteet et al. 1994). Widespread
evidence for the Younger Dryas is now recognized as far south as the Chesapeake Bay region of the U.S.
coast (Grace Brush, personal communication 1995), and globally. Glacial lobes reactivated in Nova Scotia
(Stea and Mott 1989) and evidence suggests the same may be true in northern Maine (Dorian 1997). Estimates based on plant remains and oxygen isotope records suggest a temperature decrease of 3 to 4 degrees
C (2 degrees F) with a mean July temperature of 13 - 14 degrees C (58 degrees F) (Peteet et al. 1994).
The increase in spruce, white birch, and alder pollen, along with a decrease in oak pollen, makeup indicator species for the Younger Dryas event in southern New England. (Peteet et al. 1990, 1993). A gap
in sediment preservation at both Pequot Cedar Swamp and the headwaters of Bull Brook suggests that a
drier climate led to lower water levels at both sites during the Younger Dryas. Grassy marshes formed in
some former open wetland basins (McWeeney 1994, 1995). The overall climate was colder and appears
to have been drier, with pulses of higher temperatures (Taylor et al. 1993; Bjorck et al. 1998).
A Connecticut archaeological site provided the documentation for the end of the Younger Dryas.
Oak charcoal AMS dated to 10,215±90 yrs BP, either Quercus alba or Q. macrocarpa(McWeeney
1994,
1998), and a bulk date of 1O,190±350 yrs BP from a feature containing oak charcoal, both from the
Templeton site (Moeller 1980, 1984) in Washington, Connecticut, suggests that temperatures were
8
BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
ameliorating. The additional date of 10,290±460 yrs BP from a cultural feature containing oak in Maine
(Robinson and Petersen 1992:27) reinforces 10,200 yrs BP as the termination of a millennium of cold in
southern New England.
EARLY HOLOCENE:
10,000 - 8,000 YRS BP
Environmental stability remained elusive during the early Holocene. The GISP2 cores and oxygen
isotope analyses show that climatic fluctuations continued during the 10th millennium B.P (Yu and Eicher
1998). Indications of these fluctuations were recorded when water levels rose early in the Holocene, only
to fall in the second half of the millennium. The GISP2 ice core record shows several fluctuations between
warm and colder in the first few hundred years. The oxygen isotopes and carbon isotope analyses from
southern Ontario support this pattern with a minor decline in temperature recorded for 9,600 yrs BP (see
Yu and Eicher 1998 Fig.3). While the fluctuations continue throughout the Holocene, temperatures (correlated with changes in oxygen isotopes) do not dip as low as between 10,000 and 9600 yrs BP (Yu and
Eicher 1998).
At Pequot Cedar Swamp water lily seeds indicate an open pond dated to 10,050 and 8,890 yrs BP
(McWeeney I994). However, the dates for the pond also bracket a drying episode recorded in the oxidized
sediments during that millennium. Arrow-grass seeds, typically found in bogs and peat (Fernald 1950:83),
dated to 9,900± 70 (AA-I 0919) and 9,31 O±110 yrs BP from a small wetland in central Connecticut suggest
a higher water level (Godwin 1975) during the early Holocene (McWeeney, unpublished data). At Bull
Brook, water shield, naiads and twig-rush seeds, along with stonewort (algae) strengthen the rising water
level hypothesis for the beginning of the Holocene. Based on the pollen record, spruce, larch, and fir were
replaced by white pine, birch, beech, and oaks in the Northeast (Gaudreau 1988; Peteet et al. 1994). Plant
macrofossils from cores and archaeological sites show that white pine, yellow and gray birch, and oak
increased dramatically, and were quickly accompanied by a suite of temperate deciduous trees (McWeeney
1994; Maenza-Gmelch 1997).
Based on the peak in solar insolation, July temperatures may have been 8% greater than today, but
winters were colder; therefore, seasonal extremes need to be considered for the early Holocene and
especially at 9,000 yrs BP (Kutzbach 1987:426). Breaks in sedimentation and oxidation provide some of
the clues that wetlands shrank and water levels dropped throughout the New England area (Davis 1983;
Jacobson et al. 1987; McWeeney 1994; Newby nd; Webb et al. 1993). Lower water levels have also been
inferred from sedimentary hiatuses, sediment accumulation rates (Newby nd), plus diatoms and sponge
spicule identification from Pequot Cedar Swamp in southern New England (McWeeney 1997b). Oxidized,
cemented, orange sediments, just below the water lily seeds AMS dated to 8,890 yrs BP at Pequot Cedar
Swamp, suggest a period of extreme drying and possibly fire (McWeeney 1994). Similar sediments are
reported for Bull Brook (McWeeney 1994). From a cranberry bog in Massachusetts, Newby (nd) found
evidence of drying just above sediments dating to 9, 160± 110. Transposing the dates to I sigma standard
deviation, the drying period appears to occur sometime between 9,270 to 8,830 yrs BP In coastal Maine,
Kellogg (1991) identified algal cysts suggesting shallow, stagnant water during the APine period at Ross
Pond. The abundant pine pollen may reflect colonization of the newly exposed, dried out shorelines by
the white pine trees. In the White Mountains, white pine and hemlock grew beyond their modern tree line
suggesting higher temperatures and a decrease in precipitation at 9,000 yrs BP (Davis et al. 1980: 176).
While modern investigations frequently revise older research, these dates support Deevey and Flint's
(1957) time for initiation of the Hypsithermal period at 9,000 yrs BP. Bryson et al. (1970) also suggested
that several significant environmental changes occurred around 9,140 yrs BP.
After 8,900 BP plants such as alder, sweet gale, elderberry, leatherleaf, rhododendron and brambles
indicate shrub swamp conditions at Pequot Swamp (McWeeney 1994:72-73). Gray birch and white pine
trees provide a backdrop of pioneering species colonizing open spaces. On the deeper, east side of the
basin sedges, cattails, and twig-rush depict the initiation of marsh conditions. Abundant (>300) miniscule
LATE PLEISTOCENE AND HOLOCENE CLIMATE CHANGES
9
fragments of charred stem material appeared in this unit. The shrub swamp transition also occurred at Bull
Brook, Massachusetts, with scant evidence preserved from willow and leatherleaf, as well as gray birch
(McWeeney 1994:135-136), an indicator of sterile, dry or wet soil (Fernald 1950:534).
The archaeological charcoal assemblages may not reflect the entire floral assemblage because of
human selection and preservation issues. However the charred remains provide an opportunity to see some
of what was locally available during the millennium. Oak, aspen, and white pine trees provided some of
the fuel wood at the Templeton site in Washington, Connecticut (McWeeney 1994). White oak and white
pine were abundant, as well, in the charcoal remains from an Early Archaic context at the Dill Farm site
in southeastern Connecticut (L. McWeeney, personal research); walnut and hazelnut shells were also
identified (Pfeiffer 1986:3 I). Red and white oak, ash, maple, hornbeam and white pine were identified
from the Early Archaic Johnsen 3 site in upstate New York (Funk 1993; McWeeney 1994). Based on the
pollen, white pine has long been acknowledged as a component of the early Holocene forests; however,
the charcoal from archaeological sites provides a more diverse picture of the deciduous trees also growing
in southern New England at that time.
MIDDLE HOLOCENE 8,000-5,000 YRS BP
The remarkable record of climate change found in the Greenland ice-core layers (GRIP) continues
for the middle Holocene. Dahl-Jensen (el al. 1998) suggests an increase in temperature ca. 2.5 degrees
Centigrade/Fahrenheit between 8,000 and 5,000 yrs BP. However, as in previous eras, the pattern was not
static. According to Deevey and Flint (1957), glaciers re-advanced in some parts of the globe around 7,000
BP, with cooling again between 5,600 and 5,500 yrs BP. However, Grove (1988) writes because of
warming the spruce forest extended past the modem boreal forest/tundra zone around 6,200 yrs BP, and
the advanced tree line remained further north until around 4,800 yrs BP. Occasional shifts to cold were
interlaced with the warmer temperatures (Grove 1988); higher summer temperatures returned between
5,300 and 5,200 yrs BP and again at 4,800 yrs BP. The GISP2 interpretations place the sharp decline in
temperature ca. 7,100 yrs BP. However, within a few decades the warming increased around 7,000 BP
and continued until another major cooling event appeared ca. 6,500 BP. The carbon isotope and oxygen
isotope analyses show an earlier drop in temperature, ca. 7,500 yrs BP which correlates more closely with
the sediment changes at Pequot Cedar Swamp.
The pollen record provides additional evidence for fluctuating environments, with a predominant
image of warming during the middle Holocene. An increase in the amount of ragweed led Margaret Davis
(1969:419) to interpret a decline in forest trees in the northeast around 8,000 years ago. She described a
corollary to the onset of the prairie period reported for the mid-western states (Davis 1969). The pollen
spectra from Pequot Swamp recorded a decline innumerous deciduous trees (North American Pollen database). The increase in the ragweed pollen in Connecticut and an increase in oak in Vermont implied a
drier climate around 7,900 yrs BP (Davis et al. 1980). Winkler found a decline in the pollen deposition
rates (PDR) on Cape Cod between 8,200 and 5,000 yrs BP. The presence of hemlock needles 250 m.
above their modem elevation in the White Mountains provides further evidence for climate change at
7,000 yrs BP (Davis et al. 1980:247). However, Miller (1973) reported that several mesic pollen indicators
remained in western New York, although oak and hickory decreased (Miller 1973). This may record a
very local condition since the Prairie period clearly expanded eastward at this time in the Midwest
(Cushing 1965; McAndrews 1967). For New England, the pollen spectra show a decrease in pollen deposition rates, decline in pollen from forest trees, extension of tree ranges, and an increase in herbaceous
plants.
Sediments and plant macrofossils document a drying period for the middle Holocene. A broadly
distributed pattern shows an increase in charred organics in swamp cores from New England (McWeeney
1994, 1996; Sneddon 1987; Winkler 1985), and as far away as Nova Scotia (Green 1982). All of the cores
recovered from Pequot Cedar Swamp contained a charred peat stratum 8 to 15 em thick. The dates
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BULLETIN OF THE ARCH SOc. OF CT., Volume 62, 1999
spanned from 7440±120 and 5,740±70 yrs BP (McWeeney 1994). Lightning strikes on desiccated vegetation or human accidents may have caused the widespread fires. However, with the widely distributed geographic pattern, climate appears to be the predominant cause. Following the fires, air circulation patterns
apparently lofted the exposed soil up along the ridges outside of the basin. This unusual layer of aeolian
sediment buried Early Archaic archaeological sites not only at Pequot Cedar Swamp, but also at Dill Farm
(Pfeiffer 1986), and Bolton Springs (Thorson and McBride 1988), as well. Dincauze (1976: 121) described
burial of the Neville component by aeolian sediments which continued to accumulate during the Stark
occupation at the Neville site beginning before 7,000 and ending before 6,000 yrs BP. The charred layers
at Pequot Cedar Swamp and other New England sites hint at several episodic dry periods during the
middle Holocene.
Environmental data recovered from archaeological sites document what was available for human use
during the middle Holocene. Regionally, mast trees such as oak, hickory, and chestnut played a significant
role in the temperate forests during this interval. Oak had been a part of the New England forests from
at least 12,000 yrs BP, with a hiatus during the Younger Dryas (Maenza-Gmelch 1996, 1997; McWeeney
1994; Peteet et al. 1994). Watts (1979:463) concluded that the drier climate from before 8,000 yrs BP to
about 5,500 yrs BP favored oak tree species. This statement is reinforced by the archaeological
assemblages. White pine and oak dominated the fuelwood selection at the Templeton site. Hickory became
part of the oak and pine assemblage for the Middle Archaic period at Dill Farm (Pfeiffer 1986:29). Based
on charcoal from Dutchess Quarry Cave 8, hickory grew in southern New York State by 8,340±65 yrs
BP (AMS AA-I0916) (McWeeney 1994). OAk, hornbeam, elm, alder, sour gum, and white pine were
found in association with the hickory. The AMS dates on charcoal and charred hickory nutshell (6,91O±80
yrs BP Beta-444 I 8) from the 2 Baker site (L. McWeeney, personal research) documents the presence of
hickory trees in southern New England region (McWeeney 1994) thousands of years earlier than estimates
based on the pollen (Davis 1969, 1983). Holly, ifit is flex opaca identified from the 2 Baker site, suggests
a northern range extension for that tree during the middle Holocene, and provides another indication of
warming.
To date, I have not identified chestnut charcoal from any Connecticut sites older than 2,000 yrs BP.
This lack of evidence concurs with Davis' (1969) pollen interpretation for a delayed migration of chestnut
into New England. The Middle Archaic context for chestnut from the Bolton Spring site in Connecticut
(Dincauze 1989; Thorson and McBride 1988) has been corrected to 500 yrs BP based on an accelerator
date (L. McWeeney, personal research). The above mentioned archaeological examples clearly demonstrate
contribution of identifying the charcoal for environmental reconstruction purposes. Detailed sediment
analyses and AMS dates bracketing changes at every archaeological site would also make an enormous
contribution to correlating dry episodes, wind activated intervals, and periods of erosion with settlement
patterns.
LATE HOLOCENE: 5,000 to 400 yrs BP
While many researchers imply that we reached modem forest conditions in the late Holocene, the
climate continues to fluctuate. Not only did temperature and moisture regimes change, but also natural
disasters such as fires, storms, volcanic eruptions (Zielinski et al. 1994), changes in atmospheric circulation patterns (Yu el al. 1997), and floods (Brackenridge et al. 1988) altered the landscape, along with
human impact. Deevey and Flint (1957; also see Grove 1988) reported several "Little Ice Ages" during
this interval: at 4,330 yrs BP; 3290,2,550, 1550, and 650 yrs BP. Based on the GRIP ice core data, DahlJensen (el al. 1998:270) suggests a 0.5 degree cooling around 2,000 years ago in Greenland. Continuing
up core, "The Little Climatic Warming period" occurred around 1000 AD, when temperatures increased
by I degree Centigrade. What many historians call the "Little Ice Age" dates to 1500 and 1850 AD, based
on the ice core data from Greenland (Dahl-Jensen et al. 1998:270). The rise in spruce pollen in New
Hampshire around 2,000 years ago also suggests cooler temperatures (Davis et al. 1980:241). In fact,
LATE PLEISTOCENE
AND HOLOCENE CLIMATE CHANGES
11
Davis (1969:421) suggests that pollen assemblages representative of the modem environment have been
in existence only for the past 2,000 years.
Plant macrofossils preserved in the Pequot Cedar Swamp cores (McWeeney 1994) provide evidence
for the appearance of numerous additional deciduous and conifer trees during the late Holocene. Macrofossils found in the sediments close to the margin of the basin contained sedges, rushes, cattails, composites such as Joe Pye weed, violets and brambles (blackberry/raspberry). Charcoal from local fires preserved
oak, beech, elm, maple, and hickory to provide a picture of the terrestrial environment during the last
5,000 years. Atlantic white cedar began growing in the swamp during the late Holocene when water level
fluctuations became less extreme (McWeeney 1998).
The plant remains from archaeological sites provide critical information for reconstructing the
diversity of local prehistoric environments. The 1940s excavation at the Boylston Street Fishweir (Bailey
and Barghoom 1942) documents native plant selection and use of their environment. Based on the
recovered stakes and wattle, 17 different taxa were used to construct the weir, portions of which date to
4,000 yrs BP (Newby and Webb 1997). Red oak, beech, sassafras, and alder dominated the assemblage,
with occasional use of sycamore, aspen, white oak, dogwood, bayberry, larch, and hemlock. The identification of larch and aspen presents a quandary, since modem aspen and larch. are found in colder climates
(or the larch may grow around bogs). Do these species represent Deevey and Flint's "Little Ice Age" circa
4,330 yrs BP? Selection of the saplings appears to have been based on availability, not that a specific tree
type was favored for stakes.
Oak and pine continue as the dominant fuelwood choices into the Terminal Archaic period (3,800
to 3,000 yrs BP) based on the charcoal identified from the Millbury site in Rhode Island (McWeeney
I992a). Largy (1993) identified charred seeds from the Millbury botanical assemblage that dramatically
expand our knowledge of plants growing near the site: ragweed, goosefoot, grasses, purslane, blueberry,
huckleberry, brambles, and hickory nuts. Yet, the Terminal Archaic archaeological assemblage does not
provide evidence of climatic cooling that was noted around 3,290 yrs BP by Deevey and Flint (1957).
Significant evidence for a rarely recorded return to cold temperatures comes from clay deposits
discovered along the Quinnipiac River, north of New Haven. Preserved leaves, fruits, and twigs from
several trees, shrubs and herbaceous taxa, hickory, butternut, white pine, hemlock and fir needles, dated
to 2680±30 yrs BP (Pierce and Tiffney 1986:229). The presence of fir needles provides a strong indicator
of cool, moist conditions in Connecticut at that time, possibly refining the date for Deevey and Flint's
(1957) "Little Ice Age" around 2550 yrs BP.
The "Little Climatic Warming period" noted in the Greenland Ice cores ca. 1000 AD (Dahl-Jensen
et al. 1998) is represented archaeologically in the southern New England region. Charcoal from two trees
with a more southerly range has been identified from archaeological features from New Jersey, coastal
New York and Connecticut. Sourwood normally grows in Florida and Louisiana and in the Piedmont Zone
as far north as Pennsylvania (Fernald 1950:1125). However, the charcoal has been identified from the
Sturgeon Pond site in New Jersey, the Sebonac site in New York, and a coastal site in Greenwich,
Connecticut (L. McWeeney, reports to CRM contractors e.g., the Manakaway site for the Bruce Museum,
Sturgeon Pond for Lewis Berger Associates, and charcoal from Coastal New York sites for Cecil. Ceci
(1988:25) infers that the presence of sourwood is due to native people bringing the wood to the site as
an artifact or for medicinal purposes. Alternatively, it can be suggested that the presence of sourwood at
three regional sites indicate it was growing there, and represents a northern range extension made possible
during the global climatic warming period. Black walnut, the second taxa found north of its normal range
at the Morgan site, in Rocky Hill (Lavin 1988), came from a cultural feature with several deciduous
woods such as sycamore and hickory (McWeeney I 992b). Rivers are frequently conduits for range extensions, and the presence of black walnut AMS dated to AD 1065±45 (AA-10917) along the Connecticut
River suggests warming conditions allowed the expansion northward, overlapping the range for our native
butternut (Little 1977). A short distance north, up river, at the Burnham Shepard site (Bendremer 1993),
similar wood charcoal was identified, including elm, hickory, hornbeam, ash, tupelo, cherry, and butternut.
No black walnut was identified. Up until that time, the pollen record (North American Pollen Data Base
12
BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
nd) shows only sporadic presence of black walnut during the middle Holocene. The modem range for
black walnut in New England continues to find this taxa restricted to the coastal areas as far north as
southern Massachusetts (Little 1971). These black walnut specimens may be related to intentional planting
during the Little Climatic Warming period. The new climatic conditions allowed their survival in the
north; then human cultivation encouraged their continued growth.
Significantly, the advent of maize horticulture along the floodplain of the Connecticut River, as
evidenced from remains found at the Morgan site and Burnham Shepard did not eradicate the typical
floodplain taxa as was found in Tennessee. In that case, (Cridlebaugh 1984) noted that a shift to upland
taxa became necessary following intense levels of clearing the floodplain for maize agriculture. It may
have been that maize agriculture was successful along the floodplain due to the warming climate and a
decrease in spring and fall flooding that threaten crops today. Stratigraphic analyses and sedimentation
records remain to be explored to determine if this was the case in southern New England.
CONCLUSION
Archaeological studie; require refined temporal and spatial scales for environmental reconstruction.
Combining climate proxy data from the Greenland ice cores, oxygen isotope studies, pollen and plant
macrofossils, as well as the sediments from lakes, ponds and swamps can make increasingly reliable interpretations. The botanical assemblages from cultural features at archaeological sites help refine the local
environmental picture, and complement the other available data.
Evidence for several global climate changes has been recorded in Connecticut and elsewhere in
southern New England, based on lake level changes, sediment anomalies, shifts in pollen accumulation
rates, and range extensions for various plant macrofossils. However, we need more details on the sediments from archaeological sites as well as more AMS dating of individual plant remains to further refine
the picture of the past.
ACKNOWLEDGEMENTS
The origins of this article lie in the paper, "Early and Middle Holocene Climate Changes and
Settlement Patterns Along the Eastern Coast of North America" by McWeeney, L. J. and D. C. Kellogg.
I thank Professor Frank Hole, Lucianne Lavin, and Rollin Clement for reviewing this article and making
it better. Any errors are my own.
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Winkler, M. G.
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A 12,000 Year History of Vegetation and Climate for Cape Cod, Massachusetts.
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CONNECTICUT RADIOCARBON DATES:
A STUDY OF PREHISTORIC CULTURAL CHRONOLOGIES AND POPULATION
TRENDS
STUART A. REEVE
ARCHAEOLOGICAL
CONSULTANT
KATHERINE FORGACS
UNIVERSITY OF CONNECTICUT
ABSTRACT
Over the past fifty years radiocarbon dating has become the most frequently utilized method for developing
absolute chronologies for prehistoric sites and artifacts, as well as for addressing questions of prehistoric culture
change. The Connecticut sample includes 414 dates. Connecticut dates are compared to radiocarbon chronologies
from five other Northeastern states (New Hampshire, Massachusetts, Pennsylvania, Maryland and West Virginia) and
southern Ontario. Connecticut and other New England states have bi-modal distributions of radiocarbon dates after
5000 BP. Dates increase during the Late Archaic period between 4800 BP and 3600 BP, and again during the Late
Woodland after 1200 BP. Late Woodland radiocarbon dates are not as common in New England, and especially
northern New England (New Hampshire), as in the Middle Atlantic region. Maize may not have been as significant
to prehistoric subsistence in New England as in the Middle Atlantic region, and Late Woodland population increases
were apparently less pronounced in New England.
INTRODUCTION
The radiocarbon dating method was discovered in 1947, and was immediately embraced by archaeologists (Marlowe 1999). In 1969, Douglas Jordan, the first Connecticut State Archaeologist, compiled
available radiocarbon dates from New England. These included only forty-five dates from archaeological
sites and five geological dates. Only three dates were from Connecticut archaeological sites. The first
Connecticut dates were two samples submitted by Suggs (1958) from the Manakaway site in Greenwich.
David Thompson (1969) submitted the third Connecticut archaeological date from the Binette site,
Naugatuck.
In the three decades following Jordan's early survey, radiocarbon dating became the most frequently
utilized method for developing absolute chronologies for prehistoric sites and associated artifacts. Table
I assembles 414 published and unpublished radiocarbon dates from Connecticut archaeological sites. These
dates derive from cultural resource management surveys, doctoral studies, museum research files, academic
institutions, and investigations by professional and avocational archaeologists. This list is intended as a
research tool for cross-referencing radiocarbon samples, archaeological sites, artifact assemblages, and
archaeological reports. However, this paper poses the hypothesis that radiocarbon dates also reflect broader
prehistoric cultural processes.
Radiocarbon dating is commonly employed by archaeologists to evaluate prehistoric culture changes
among material artifacts such as projectile points, ceramic types, burial practices, and subsistence patterns
(particularly the origins of agriculture). At a more general level, radiocarbon dates from Connecticut and
other regions might also be valid samples for the total numbers of archaeological sites, and therefore might
reflect general changes of prehistoric settlement patterns and/or human populations over time. For
example, all prehistoric peoples built hearths for warmth and cooking. More dated hearths might reflect
more people during specific prehistoric periods. Larger human populations might also have started more
frequent forest fires, either accidentally or from subsistence-related activities (especially intentional burning
19
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20
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BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
related to agriculture). Perhaps questionable radiocarbon dates from archaeological sites also provide
chronological information for human activities in an environment over time. Charcoal might reflect periods
of site occupations even if not directly associated with artifacts that archaeologists wish to date.
Direct analogies of radiocarbon samples to general populations of archaeological sites and/or human
groups might be overly simplistic. Cultural factors probably influenced archaeological site formation, kinds
of features constructed and preserved, and associated radiometric dates. For example, throughout the
Paleo-Indian and Archaic periods it is assumed that Native Americans hunted and gathered naturally
occurring animal, plant and fish resources. Human populations were mobile in order to exploit highly productive seasonal resources, such as changes in animal ranges, fish spawning runs, and the differential
ripening schedules of greens, roots, fruits, seeds and nut resources. Many archaeological sites in
Connecticut were reoccupied over thousands of years, suggesting favorable environmental conditions at
particular locations. Woodland period agriculture involved production of new food resources that might
have led to lower seasonal mobility. Agriculture is also often associated with human population increases
(e.g., Boserup 1956). Sedentary agricultural lifestyles might have led to new types of deep storage features
that were conducive to preservation of charcoal and other organic remains (e.g., Moeller 1991; Bendremer
et al. 1991). Greater numbers of features might have been associated with agricultural subsistence patterns
such as food storage facilities, postholes from permanent structures, middens resulting from annual or prolonged seasonal occupations, and perhaps palisades or other fortifications. Therefore, adoption of agricultural subsistence strategies might be indicated by increasing numbers of radiocarbon dated features than
during pre-agricultural times.
Many environmental factors also effect carbon preservation. Because charcoal and other organic
matter physically decay over time, fewer and smaller carbon samples are usually available from PaleoIndian and Archaic period sites than from more recent Woodland period sites. Geological processes have
destroyed archaeological sites throughout the Holocene period of human occupations. Sea levels have risen
and have inundated coastal sites. Rivers and streams have eroded valleys and terraces. Geomorphic processes have probably destroyed a greater number of older archaeological sites, and associated charcoal
samples, than recent sites.
Carbon physics and chemistry also influence radiocarbon dates as valid chronological indicators of
human occupations at archaeological sites. Bristlecone pine calibrations (Suess 1980; Stuiver et al. 1993)
revealed that atmospheric C 14 production and organ ic uptake have varied over time. Recent data from
Greenland ice cores and uranium-thorium dates from corals and from other sources have extended the calibration range to include the Paleo-Indian period (e.g., Fiedel 1999). By Paleo-Indian times, the magnitude
of error for radiocarbon dates is more than 2,000 years earlier than actual calendric dates. Radiocarbon
dates are usually reported as BP dates (radiocarbon years before present, 1950) and are converted to calendric dates (BC or AD) following calibration. Shells, bone and short-lived plant materials have often
provided inaccurate radiometric dates. Accelerator mass spectrometry (AMS) dating techniques have
greatly relieved problems of small carbon samples and differences among dated materials. C 13 isotope
corrections can also be applied to plant samples with a C4 pathways, including maize and other cultigens.
Radiometric dates also reflect the research designs of individual archaeologists who selectively
excavate sites, submit samples, and publish results from radiometric dating to support specific research
questions. Sets of radiocarbon dates might reflect biases among researchers rather than unbiased samples
of archaeological sites or features.
Many of these factors were considered when assembling radiocarbon data from Connecticut. Interpretations of the Connecticut radiometric chronology were aided by comparisons with other radiocarbon
sequences from Northeastern North America.
CULTURAL CHRONOLOGIES
AND POPULATION TRENDS
CONNECTICUT RADIOCARBON
33
DATES
Connecticut includes an area of 4,965 square miles, divided into 169 incorporated towns, boroughs
and cities within eight counties. The counties are Fairfield, Litchfield, New Haven, Hartford, Middlesex,
New London, Tolland and Windham. The state is also divided into six physiographic regions; the
Northwest Highlands, Western Uplands, Western Coastal Slope, Central Valley, Eastern Coastal Slope,
and Eastern Uplands (Figure I). Until about 1980, archaeological sites were recorded by Smithsonian
inventory numbers identifying the state number (e.g., Connecticut 6), county initial (e.g., Litchfield LF),
and site series number (e.g., 6LFI). Since approximately 1980, the Connecticut Historical Commission
and the Office of the State Archaeologist have inventoried archaeological sites by an alphabetical town
number and site series number (e.g., 158-1 signifies the first archaeological site recorded in the town of
Westport).
The Connecticut radiometric database derives from combined efforts of numerous archaeologists and
research institutions. The Connecticut database presently includes 414 radiocarbon dates from 188
archaeological sites (Table I). Radiocarbon dates are listed from older to more recent dates. Information
was collected from published sources, unpublished archaeological survey reports on file with the
Connecticut Historical Commission, Ph.D. dissertations, unpublished dates from museum files including
the Institute for American Indian Studies (IAIS) and the Mashantucket Pequot Museum and Research
Center (MPMRC), college and university faculty, cultural resource consulting firms (e.g., the Public
Archaeology Survey Team, lnc., PAST), and from avocational archaeologists associated with the
Archaeological Society of Connecticut and other organizations.
Table I reports uncalibrated radiocarbon dates in years before present (BP is before 1950) and (±)
one standard deviation. C 13-C 12 corrections were selected for this list when this information was
available. Laboratory numbers are reported on Table I. Connecticut site inventory numbers have been
compiled for named sites from computerized site files of the Connecticut Historical Commission.
Radiocarbon dates are also presented for twenty-two sites that either have not yet received site numbers
or for which site forms have not yet been filed with the Connecticut Historical Commission. Towns and
physiographic regions associated with archaeological sites have also been reported on Table I.
Archaeological information presented on Table I includes site names, features or site proveniences
of dated samples, and the material submitted for dating (e.g., charcoal, wood, bone, nuts, maize, shell,
etc.), when this information has been reported. Projectile point types, ceramic types, cultigens, and other
important cultural materials associated with radiocarbon dates are included on Table I. Typological
information for artifacts often varies between archaeological reports. The expected prehistoric cultural
periods of artifacts are also listed. Published and unpublished references for radiocarbon dates are
presented below.
Table 2 summarizes the radiocarbon database from Connecticut towns and physiographic regions.
Table 2 describes the numbers of archaeological sites with radiocarbon dates, the numbers of individual
dates from towns, and the range of dates from towns. The total chronological range of Connecticut
radiocarbon dates extends from 12,880 BP to 0 BP (modem). Only 34 percent of Connecticut towns (57
towns) have dated prehistoric archaeological sites. Most towns have few dates that only encompass
segments of the prehistoric chronological sequence. Ledyard has the most dates (41 dates) largely resulting
from cultural resource surveys sponsored by the Mashantucket Pequot Tribal Nation.
BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
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BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
REVIEW OF RADIOCARBON DATES WITHIN VARIOUS REGIONS OF CONNECTICUT
GENERALLY CHRONICLES THE RECENT HISTORY OF ARCHAEOLOGICAL
RESEARCH IN CONNECTICUT
Northwest Highlands
The northwestern comer of Connecticut includes metamorphic geological sections of the Taconic
Mountains, the southern part of the Berkshire Mountains, and the Hudson Highlands that extend as far
south as Ridgefield along the western edge of the state (Figure I). The Northwest Highlands encompass
an area of 973.7 square miles and 23 towns (O'Brien 1985:274-281). The highest point in Connecticut
is 2380 feet elevation on Mount Frissel at the northwest comer of the state. The average elevation for all
towns in the Northwest Highlands is 694 feet above sea level (O'Brien 1985). The Housatonic River flows
south from Massachusettsthrough the Northwest Highlands. Mountains and rolling plateaus drain into the
narrow valleys, including the Shepaug River tributary to the Housatonic River, and the Farmington River
that drains into the Connecticut River.
An aggressive program of archaeological excavations and radiocarbon dating began in western
Connecticut during 1968 by the Shepaug Valley Archaeological Society (Swigart 1974). By 1974, the
society had amassed a collection of more than 300,000 artifacts and had organized the American Indian
Archaeological Institute, now the Institute for American Indian Studies (IAIS), in Washington,
Connecticut. Swigart (1974) reported 10 radiocarbon dates from the Northwest Highlands and II dates
from towns in the adjacent Western Uplands. The Institute has continued to support archaeological
research projects. IAIS research files also include II unpublished radiocarbon dates from the Northwest
Highlands, 2 dates from the Western Uplands, and 2 dates from the Central Valley. More recently,
Kenneth Feder of Central Connecticut State University has submitted 8 radiocarbon dates from the
Northwest Highlands during the Farmington River Valley Archeological Survey (Feder 1981a, 1981b,
1986, 1996).
The present sample of radiocarbon dates from the Northwest Highlands includes 32 dates from 20
archaeological sites among six towns (Table 2). This is the smallest sample of radiocarbon dates from any
region of Connecticut. The oldest date in the Northwest Highlands is 11,960 BP from the Twing site,
North Canaan (unpublished IAIS file). This date derived from an organic sample and might be of
geological rather than human origin.
Western Uplands
The Western Uplands is a region of rolling hills and valleys. The Housatonic River flows southwest
toward Long Island Sound, and is joined by the Naugatuck River at Derby. The uplands are also headwaters to several smaller rivers that flow south into Long Island Sound including the Norwalk, Saugatuck,
Mill and Pequonnock Rivers. The Western Uplands includes 782.7 square miles and 33 towns. The
average elevation of towns in the Western Uplands is 459 feet above sea level (O'Brien 1985:274-281).
The Western Uplands presently have a sample of 61 radiocarbon dates from 26 sites among II
towns. The Institute for American Indian Studies sponsored excavations at Connecticut's first Paleo-Indian
site, the Templeton site, in Washington (Moeller 1980). The first radiocarbon date from the Templeton
site was 10, 190±300 BP, consistent with the assumed ages for Paleo-Indian artifacts in Northeastern North
America (Moeller 1980). Recently, Lucinda McWeeney (1994) procured seven AMS dates from the
Templeton site that ranged from 10,215 to 170 BP. McWeeney's three earliest carbon samples (between
10,215 to 9300 BP) probably relate to Paleo-Indian occupations at the Templeton site. All of these PaleoIndian charcoal samples were identified as oak or hickory wood, suggesting early Holocene expansion of
temperate hardwoods into the uplands of Connecticut by Paleo-Indian times (McWeeney 1994). An unpublished date of 12,880±540 BP was procured from a trench profile at the Titus Field 82 site, Washington,
which might be of geological origin rather than an archaeological sample.
Numerous archaeological sites were identified between 1989 and 1991 during Phase I to Phase III
excavations along the Iroquois Gas Transmission System corridor (Cassedy et al. 1991; Kingsley 1992;
CULTURAL CHRONOLOGIES
AND POPULATION TRENDS
37
Robertson and Blomberg 1992; Millis et al. 1995; Cassedy 1998). A total of 36 radiocarbon dates were
procured from sites along the Connecticut sections of the transmission corridor, including 14 dates from
seven Western Upland sites, 21 dates from three sites in the Western Coastal Slope region, and one date
from the Northwest Highlands.
Other cultural resource management surveys have also contributed substantial numbers of
radiocarbon dates from the Western Uplands. Seven dates are available from the Newtown Sewer site in
Newtown (Jones et al. 1997), three dates from surveys at the Community Correctional Center in Newtown
(Raber and Wiegand 1990), and one date from Trout Brook Valley, Easton (Walwer and Gimigliano
1998). David Thompson (1969, 1989, personal communication, 1998) has maintained a tradition of
Archaeological Society of Connecticut field research in the Western Uplands, reporting six dates from the
region.
Western Coastal Slope
Long Island Sound provides rich environments of marine fisheries, abundant coastal shellfish, and
estuary habitats with diverse plant and fish nursery communities. Sea levels have risen throughout the
Holocene period of human occupations. The shoreline of Long Island Sound was approximately 40 m
below modern sea levels at approximately 12,400 BP, 25 m lower between approximately 8300 and 9000
BP,5 m lower at 4000 BP, and approximately 2 m lower at 2000 BP (Gayes and Bokuniewicz 1991 :52).
Rising seas have destroyed older archaeological sites along former coastlines, and have eroded headlands
and inundated river valleys that may have been important locations for human occupations.
The Western Coastal Slope includes 285 square miles within II towns (Figure I). A total of 60 radiocarbon dates has been reported from 19 archaeological sites within five towns (Table 2). The earliest date
from the Western Coastal Slope is only 6580 BP from the Two Baker site, Westport (McWeeney 1994).
The radiometric chronology from the Western Coastal Slope has largely resulted from excavations conducted by Ernest Wiegand, Norwalk Community Technical College. Wiegand has accumulated 34 published and unpublished radiocarbon dates from nine sites in the region (Wiegand 1987, 1989, and personal
communication). In addition, excavations conducted along the Iroquois Gas Transmission System included
21 radiocarbon dates from three sites in Milford (Millis et al. 1995; Cassedy 1998).
Central Valley
The Central Valley formed from faulting and subsidence along its eastern border and sedimentary
filling of the valley floor (Bell 1988: 158). Metacomet Ridge rises along the middle of the Central Valley
as a result of volcanic intrusions into sedimentary brownstone formations. The Connecticut River flows
south through the Central Valley, but turns southeast and flows through the Eastern Uplands to Long
Island Sound. During the Late Pleistocene, Glacial Lake Hitchcock formed in the upper part of the
Connecticut Valley and eventually broke its dam at Rocky Hill and drained before 12,000 BP (Gayes and
Bokuniewicz 1991:49). Following glaciation, the falls of the Connecticut River at Windsor Locks was a
significant ecological barrier to spawning fish moving up the Connecticut River. The Central Valley
encompasses an area of 1,029.9 square miles, and includes 41 towns. Towns of the Central Valley average
149 feet elevation (O'Brien 1985:274-281).
The prehistoric chronology of the Central Valley contains 66 dates from 36 archaeological sites in
sixteen towns (Table 2). Radiocarbon dates are available from 5970 BP at the Bugbee-Hathaway site, West
Hartford. Kevin McBride initiated intensive radiocarbon dating for his doctoral research within the
Connecticut River valley. McBride's doctoral dissertation and preparatory publications reported 15 radiocarbon dates from the Central Valley, 13 dates from the Eastern Uplands, and 19 dates from the Eastern
Coastal Slope regions (McBride 1978, 1984; McBride and Dewar 1981). Following his degree, McBride
joined the faculty of the University of Connecticut at Storrs, and incorporated the Public Archaeology
Survey Team, Inc. (PAST). Unpublished radiocarbon dates from PAST files and the University of
Connecticut include 4 dates from the Western Uplands, 6 dates from the Central Valley, 17 dates from
the Eastern Uplands, and 22 dates from the Eastern Coastal Slope.
38
BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
Several other doctoral dissertations from the University of Connecticut contributed significant new
information concerning prehistory of the Central Valley and the Connecticut River. In 1986, Peter
Pagoulatos completed a study of Terminal Archaic settlements, reporting nine new radiocarbon dates
within the Connecticut River valley. In 1993, Jeffrey Bendremer (1993) completed a dissertation about
Late Woodland agriculture, focusing on the Burnham-Shepard site, South Windsor, and reporting II radiocarbon dates from the Central Valley. In 1994, Jonathan Lizee (1994a) reanalyzed prehistoric ceramics
associated with the Windsor Ceramic Tradition from dated archaeological sites both within and outside
the Connecticut River drainage (also see Lavin 1987, 1998). These studies greatly expanded information
about the timespans of particular artifact types and subsistence resources within Connecticut.
Many other archaeological projects have been conducted in the Central Valley. Yale University
conducted excavations at the Lewis-Walpole site, Farmington, between 1967 and 1977, and Starbuck
(1991) published 2 radiocarbon dates. Feder (1981a, 1981b, 1986, in press, n.d.) has contributed 11
radiocarbon dates in the Central Valley during the Farmington River Valley Archeological Survey. Members of the Archaeological Society of Connecticut conducted excavations at the Morgan site in Rocky Hill
(Lavin 1988), Squash Cave and Motel sites in Cromwell, and the Burwell-Karako site in New Haven
(Swigart 1974).
Eastern Coastal Slope
The Connecticut River enters Long Island Sound at the towns of Old Saybrook and Old Lyme along
the Eastern Coastal Slope. The Thames River drains the Eastern Uplands and enters Long Island Sound
at New London. The region was greatly affected by Pleistocene glaciation, and many modern landforms
were formed from moraines and deltatic deposits (Lewis and Stone 1991). Similar to the Western Coastal
Slope, rising sea levels have inundated early Holocene shorelines and associated archaeological sites. The
Eastern Coastal Slope encompasses 502 square miles and contains 18 towns (O'Brien 1985).
The Eastern Coastal Slope contains 108 radiocarbon dates from 44 archaeological sites within eight
towns. The earliest radiocarbon date is 10,260 BP, recently obtained from the Hidden Creek site, Ledyard
(MPMRC file). John Pfeiffer reported 22 dates from the region in publications leading toward his 1992
doctoral dissertation at the State University of New York at Albany about Late Archaic and Terminal
Archaic cultures of the lowest Connecticut River valley (Pfeiffer 1984, 1992; Pfeiffer and Stuckenrath
1989). As mentioned above, Kevin McBride accumulated 43 dates from the Eastern Coastal Slope region
while in positions with the University of Connecticut and PAST. McBride has also joined the staff of the
Mashantucket Pequot Museum and Research Center (MPMRC) to supervise cultural resource surveys and
develop museum programs on Mashantucket Pequot Tribal Nation lands. MPMRC project files include
29 unpublished dates from seven sites. These include seven Early and Middle Archaic dates between 7200
and 9240 BP from the Sandy Hill site, and dates of 9160 and 10,260 BP from the Hidden Creek site
(MPMRC file; Jones 1997).
Many other archaeological surveys have been conducted along the Eastern Coastal Slope. Harold
Juli contributed five dates from Connecticut College field school projects (Juli 1992; Juli and Kelley 1991;
Juli and Lavin 1996) in New London and Old Lyme. Amateur archaeologists have investigated possible
Medieval Celtic settlements at Gungywarnp, Groton, and have received radiocarbon dates of 2550, 580,
495 and 170 BP preceding, contemporaneous with, and following the supposed Medieval period of early
European colonization (Barron 1988, Whittall and Barron 1991).
Eastern Uplands
The Eastern Uplands encompasses an area of 1,436 square miles within 41 towns (Figure 1). The
region is primarily composed of rolling metamorphic formations that form headwaters to the Salmon and
Moodus Rivers draining to the Connecticut River, the Yantic and Shetucket Rivers that form the Thames
River at Norwich, the Quinebaug River that joins the Shetucket River above Norwich, and the Pawcatuck
River that is the boundary with Rhode Island (Bell 1988:42-48). The average elevation of towns in the
Eastern Uplands is 379 feet above sea level (O'Brien 1985:274-281).
CUL TURAL CHRONOLOGIES
AND POPULA nON
TRENDS
39
A total of 85 radiocarbon dates is available from 46 archaeological sites in II towns of the Eastern
Uplands (Table 2). Salwen and Ottesen (1972) published an important series of dates for Middle and Late
Woodland Windsor Tradition ceramics from Shantock Cove along the Thames River in Montville. The
Early and Middle Archaic periods were first described in Connecticut from excavations at Dill Farm, East
Haddam, including four dates between 7305 and 8560 BP (McBride 1984; Pfeiffer 1986). PAST conducted the largest archaeological survey in the Eastern Uplands along the Route 6 and 1-84 highway
corridor (McBride and Soulsby 1989). A total of 34 new radiocarbon dates was reported from this project,
including dates for Neville-Stark projectile points from the Bolton Spring site ranging between 7790 BP
and 10,700 BP.
CONNECTICUT
REGIONAL SUMMARY
Connecticut radiocarbon dates contain a great deal of information about prehistoric use of particular
regions. Regions of Connecticut differ in the number of radiocarbon dates and sites investigated by archaeologists (Table 2). The Eastern Coastal Slope contains twice the number of dated sites and more than three
times as many radiocarbon dates as the Northwest Highlands. Varying sample sizes of radiocarbon dates
might influence assessments of regional cultural chronologies.
Differing histories of archaeological research within various regions might have introduced biases
into the radiocarbon database. For example, Pagoulatos (1986) and Pfeiffer (1992) submitted many dates
for doctoral studies from the Terminal and Late Archaic sites along the Connecticut River (Central Valley,
Eastern Uplands and Eastern Coastal Slope). Lizee (1994a) and Lavin (1987, 1998) focused on Woodland
sites that contained ceramics. Bendremer (1993; also George 1997) focused on Late Woodland agricultural
sites. Many CRM highway surveys have been conducted along level river terraces that may not have
existed during the Early Holocene. Do selective research designs inflate numbers of radiocarbon dates
from particular periods?
Table 3 summarizes temporal distributions of radiocarbon dates from different physiographic regions
in Connecticut. Dates have been combined into standardized 200-year intervals based upon uncalibrated
mean laboratory dates. The primary assumption of this study is that radiocarbon dates represent relatively
unbiased samples. While archaeologists may differentially select artifacts or feature types for dating, we
believe that archaeologists are incapable of predicting specific ages of radiocarbon samples. Archaeologists
often reject radiocarbon dates that do not meet preconceived chronological parameters for artifact use or
site occupations. Rejected dates are also included in this database. Rejected dates may provide previously
unsuspected evidence for cultural chronologies.
Figure 2 presents frequency curves (numbers of dates per 200-year intervals) for total Connecticut
radiocarbon dates and chronologies for six physiographic regions. Several patterns are notable. Radiocarbon dates are rare in Connecticut before 5000 BP, and are nearly lacking (only 3 dates) between 5200 BP
and 7000 BP. Numbers of radiocarbon dates increase to a Late Archaic mode between 4200 BP and 3600
BP. A second mode is expressed during the Late Woodland between 1000 BP and 200 BP.
If archaeological research designs have biased the radiocarbon database, then separate regions should
have differing radiocarbon chronologies based on research activities of individual archaeologists. The
Central Valley, Eastern Coastal Slope and Eastern Uplands have very similar bi-modal distributions. These
modes do not appear to result from sampling biases since similar modes are also present in the Western
Uplands between 4400 BP and 3600 BP, and in the Western Coastal Plain between 1200 BP and 400 BP.
These modes are not expressed in the Northwest Highlands possibly because of the small number of dates
from this region, but perhaps also because of different cultural-ecological processes in mountainous
habitats. Sea level rise, and consequent destruction of early archaeological sites, may have been more
severe along the Western Coastal Slope than along the Eastern Coastal Slope. Late Archaic dates are less
common in the west than the east. No amount of sampling bias can account for the consistent lack of radiocarbon dates between 5200 BP and 7000 BP across all physiographic regions of Connecticut.
BULLETIN OF THE ARCH. SOc. OF CT., Volume 62, 1999
40
TABLE 3: RADIOCARBON DATES FROM REGIONS WITHIN CONNECTICUT
western
o
o
Uplands
I
200
400
600
800
1000
1200
1400
1600
1800
2000
2200
2400
2600
2800
3000
3200
3400
3600
3800
4000
4200
4400
4600
2
5
Western
Coastal
I
3
RcYBP
4800
5000
5200
5400
5600
5800
6000
6200
6400
6600
6800
7000
7200
7400
7600
7800
8000
8200
8400
8600
8800
9000
9200
9400
9600
9800
10.000
Northwest
Highlands
Eastern
Eastern
Coastal
2
Uplands
5
17
9
Total
10
37
31
34
28
18
14
I
2
6
7
4
II
2
3
8
10
5
6
3
o
II
6
2
2
3
2
6
6
o
5
4
3
2
2
I
9
5
o
2
II
o
2
2
8
2
2
II
3
o
2
o
o
3
o
2
6
o
o
2
2
7
2
10
3
2
10
3
o
8
3
5
o
13
II
2
3
4
o
o
2
4
3
2
2
3
2
o
2
I
3
2
9
2
4
7
6
3
23
15
24
17
o
6
4
6
3
9
I
4
o
7
2
5
3
I
4
o
2
2
o
o
2
o
o
o
o
2
2
3
o
o
o
o
o
2
o
o
o
o
o
o
o
o
o
o
o
o
o
I
2
2
o
o
o
o
o
o
o
3
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
61
61
69
o
I
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
o
31
>10,000
Total
Central
Valley
o
o
o
I
o
o
o
o
o
o
o
o
I
9
7
2
7
o
o
o
o
o
o
5
o
o
o
o
o
o
o
o
o
I
o
o
o
o
o
2
o
o
3
I
o
o
2
I
3
2
o
o
o
o
o
o
o
o
o
o
I
6
108
84
414
2
2
I
2
I
o
o
CULTURAL CHRONOLOGIES
AND POPULATION TRENDS
Total Dates (n
41
= 414)
RCYBP
s
l
~
NORTHWEST HIGHLANDS
l.nnnrr~~"
'1'. -.-~.------.--..---,------'II
WESTERN UPLANDS
_ALI
.-,
'"
-,,-4,
10
WESTERN COASTAL SLOPE
s
CENTRAL VALLEY
f
- ---
I
r-1
IS
EASTERN COASTAL SLOPE
EASTERN UPLANDS
RCYBP
Figure 2. Connecticut radiocarbon dates (dates per 200-year interval) in geographic region.
42
BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
Several minor modes within regional samples are curious, and at present are unexplained (see Figure
2). A northwest to southeast regional gradient of dates seems to be expressed by high number of dates in
the Northwest Highlands at 3000 BP, a minor peak in the Western Uplands at 2800 BP, on the Western
Coastal Slope at 2000 BP, in the Central Valley at 1600 BP, in the Eastern Uplands between 1200 and
1000 BP, and on the Eastern Coastal Slope between 1000 and 800 BP. A subsequent west to east gradient
of dates are evident from regional modes along the Western Coastal Slope at 800 BP, in the Central
Valley at 600 BP, along the Eastern Uplands between 400 and 200 BP, and along the Eastern Coastal
Slope at 200 BP. Geographic patterning of these radiocarbon date modes is beyond its likelihood of
archaeological sampling bias, and probably reflects undetermined cultural processes in Connecticut. One
tempting hypothesis is that regional modes reflect shifting population centers, perhaps associated with
ethnic migrations (e.g., Fiedel 1990; Lavin 1998). However, this question is beyond the scope of this
paper.
Connecticut radiocarbon dates should contribute to general understanding of prehistoric cultural
changes. The Connecticut radiocarbon chronology can be appreciated from comparisons with other studies
of prehistoric chronology and culture change in Northeastern North America.
NORTHEASTERN
RADIOCARBON
CHRONOLOGIES
Douglas Jordan's (1969) early survey of radiocarbon dating in New England included many dates
from William Ritchie, State Archaeologist of New York. Ritchie's (1965) prehistoric cultural chronology
for New York was developed from relatively large numbers of radiocarbon dates during the early decades
of radiocarbon dating in archaeology. The New York chronology has provided structure for New England
archaeology until the present time (e.g., Snow 1980; Lavin 1984). Ritchie's cultural sequence included
a then poorly dated Paleo-Indian Stage (ca. 10,000 BP), a period with no evidence for prehistoric
occupations (10,000 - 6500 BP), an Archaic Stage (6500 - 3300 BP), a Transitional Stage (3300 - 3000
BP), and a Woodland Stage (3000 - 300 BP). Each cultural stage was associated with artifacts and other
material traits that presumably conferred progressive adaptive advantages, and possibly effected prehistoric
human populations over time.
The Archaic Stage was first named by Ritchie (1932), based upon excavations at Lamoka Lake and
other sites, to signify pre-ceramic cultures subsisting by hunting, gathering wild plants and fishing. Ritchie
(1965) initially defined two projectile point traditions within the Archaic Stage. The Laurentian Tradition
included notched projectile points (Otter Creek, Brewerton, Vosburg and Normanskill, and later Sylvan
Lake side-notched points). The Susquehanna Tradition included broadspear projectile points (Susquehanna,
Snook Kill, Wayland, Lehigh, Perkiomen, and Orient-Fishtail point types). Based upon radiocarbon from
the Sylvan Lake site, Ritchie and Robert Funk (1973:39-49) later expanded the Late Archaic (6000 - 3500
BP) to include a Narrow Point Tradition (including Squibnocket, Beekman, Poplar Island, Bare Island,
probably Lamoka stemmed, and other small stemmed points).
Initial lack of radiocarbon dated sites between 10,000 BP and 6000 BP led Ritchie and Funk
(1973:38; after Fitting 1968) to speculate whether an Early Archaic Sub-Stage was a period of population
abandonment in the Northeast, associated with low resource productivity of early post-glacial boreal
conifer forests. Pollen and macro-botanical studies have subsequently demonstrated that mixed hardwood
forests had expanded into the region at much earlier times (e.g., Davis 1969; Gaudreau 1988; McWeeney
1994). The Early Archaic (10,000 - 8000 BP) was established from radiocarbon dates at Staten Island sites
that contained Kirk, Palmer, and bifurcate-base points analogous to point types in the Southeastern United
States (Ritchie and Funk 1973 :38). The Middle Archaic (8000 - 6000 BP) in New England was established
from excavations at the Neville site in New Hampshire and dating of Neville, Stark, and Merrimack
projectile points (Dincauze 1971, 1976). The Maritime Archaic was recognized by nineteenth-century
archaeologists from elaborate red-ochre cemeteries and complex marine hunting tool technologies in Maine
CULTURAL CHRONOLOGIES
AND POPULATION TRENDS
43
and the Canadian Maritime provinces. The Maritime Archaic has been dated after 7000 BP (McGhee and
Tuck 1975). The Maritime Archaic has not been identified in Connecticut.
The Transitional Stage (or Terminal Archaic) was associated with an expanded material inventory
toward the eventual manufacture of pottery (Ritchie 1965). Transitional Stage artifacts included steatite
vessels, early Vinette I pottery, and Susquehanna, Frost Island and Orient projectile points. Burial ceremonialism was also a recognized as trait of the Transitional Stage in New England (Dincauze 1968). Radiocarbon dates demonstrated broad chronological overlaps among Archaic projectile point traditions and
other artifacts in New England (Hoffman 1985).
The Woodland Stage was defined during 1941 at the Woodland Conference in Chicago and at the
1941 Conference on Man in Northeastern North America at Andover, Massachusetts(Johnson 1946; Brose
1973). Ritchie (1965; Ritchie and Funk 1973) divided the Woodland into Early, Middle and Late Stages
in New York, based on influences from Adena, Hopewell, and Fort Ancient-Mississippian cultures, respectively, of the Mississippi-Ohio River drainage. In New York, the Early Woodland Adena Tradition
included Vinette I pottery, copper ornaments, burial ceremonialism (Middlesex Phase), and Adena,
Meadowood, Rossville, Lagoon, and Wading River projectile points between approximately 3000 to 2300
BP (Ritchie and Funk 1973:96-98). The Middle Woodland was marked by Vinette 2 and Point Peninsula
ceramics in northern New York, and Windsor Tradition ceramics on Long Island. Middle Woodland
projectile points included Fox Creek, Greene, Jack's Reef and Levanna point types between 2300 to 1000
BP. The Late Woodland showed increasing influences from maize agriculture and regional diversification
of ceramic types in New York after 1000 BP (Ritchie and Funk 1973: 165-178). Late Woodland projectile
points included Levanna and Madison triangular types. Most Late Woodland ceramics from Connecticut
were associated with the Windsor Tradition that included the Middle Woodland North Beach and
Clearview Phases and the Late Woodland Sebonac, Niantic, and Shantock Phases (Rouse 1947; Smith
1947; Ritchie and Funk 1973). Late Woodland East River Tradition ceramics were isolated to the lower
Hudson River and western Connecticut (Smith 1950; Suggs 1958; Ritchie and Funk 1973).
Many radiocarbon samples have been submitted by archaeologists during the decades following the
publications of Ritchie's (1965) New York prehistoric chronology, and Jordan's (1969) early survey of
New England radiocarbon dates. As radiocarbon databases grew, lists of dates were published from many
New England and Middle Atlantic States. Studies include Hoffman's (1988) list of 291 dates from
Massachusetts, Gengras' (1996) list of 165 dates from New Hampshire, Herbstritt's (1988)382 dates from
Pennsylvania, Trader's (1994) list of 223 dates from West Virginia, and Boyce and Frye's (1986) 168
dates from Maryland. A list of 218 dates is available from southern Ontario covering the Middle and Late
Woodland periods (Smith 1997). In addition, Hoffman (1998) has recently published a list of 104 dates
for steatite and early ceramics from New England. Most of these studies reported uncalibrated radiocarbon
dates (radiocarbon years before present or BP). Date sequences are therefore uncalibrated in following
discussions and in Table I.
As noted above, radiocarbon dates are valuable for studying changes of prehistoric material culture.
Samples of radiocarbon dates might also represent general populations of archaeological sites, datable
archaeological features, and/or possibly human populations if one assumed that radiocarbon samples are
unbiased and random. Assumptions of randomness might be invalid, but this question should be examined
through a review of available data.
Table 4 summarizes the numbers of uncorrected radiocarbon dates within 200-year intervals from
individual states. Simple frequency distribution curves (number of dates per 200-year interval) have been
compiled for each state and regional radiocarbon study. Individual state studies reported varying information about associated archaeological artifacts, the kinds of materials dated, and/or geographic information
about archaeological sites containing radiocarbon dates. Therefore, it is not possible to compare prehistoric
cultural chronologies in quite the same ways between all areas of Northeastern North America from the
published studies of radiocarbon chronologies. Differences in approaches between different studies are
often illustrative of varying research designs and problems of radiocarbon dating, in general.
BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
44
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CULTURAL CHRONOLOGIES
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46
BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
Figure 3 illustrates frequencies of radiocarbon dates from Maryland (Boyce and Frye 1986). The
Maryland sample was relatively small with only 168 dates. The earliest date at the time of the study was
5685 BP. Rising sea levels flooded many Chesapeake Bay archaeological sites, perhaps accounting for few
Archaic dates in the Maryland sample. The number of dates in Maryland increased from the Late Archaic
to the Early Woodland. There was an Early Woodland peak at approximately 2400 BP related to several
excavated Chesapeake Bay Adena cemeteries. A large increase of dates occurred after 1200 BP, marking
the beginning of the Late Woodland. Subsequent archaeological studies have demonstrated that maize
appeared at many sites along the western shore of Chesapeake Bay at approximately 1100 BP (Reeve
1992).
Total Dates (n
=
168)
RCYBP
Figure 3. Maryland Dates (after Boyce and Frye 1986).
The Maryland sample reflects one problem of radiocarbon chronologies. During the 1970s, the
federal government and Maryland Coastal Zone Administration sponsored Chesapeake Bay coastal archaeological surveys (e.g., Wilke and Thompson 1977). Oyster shells from many prehistoric shell middens
were directly dated. Figure 3 suggests differences between shell and wood charcoal dates. Shell dates were
consistently older than wood charcoal dates, possibly biasing chronological patterns with numerous spurious dates in this small sample. Non-shell samples magnify the increase of radiocarbon dates during the
Late Woodland period (Figure 3).
Figure 4 is a West Virginia sample of 223 dates (Trader 1994). The Early Archaic is particularly
well dated in West Virginia from excavations at the St. Albans site. Bifurcate Base points ranged between
9300 and 7700 BP. There was also a well-dated Early Woodland Adena component in West Virginia
between 2600 and 2200 BP. The subsequent increase in dates at approximately 1600 BP might reflect
Middle Woodland Hopewell and early Late Woodland Fort Ancient agricultural complexes. Shifts to maize
agriculture occurred earlier in the Ohio River valley than in the Chesapeake Bay area and New England.
Figure 5 presents a large sample of 382 dates from Pennsylvania (Herbstritt 1988). Herbstritt
reported cultural periods rather than specific artifact types associated with radiocarbon dates. There were
many Pennsylvania Paleo-Indian dates between 10,000 and 20,000 BP from sites such as Meadowcroft
Rockshelter, Shawnee-Minisink, and State Road Ripple. Herbstritt's cultural periods approached normal
(uni-modal) distributions for date frequencies. The Paleo-Indian period ended by approximately 9800 BP.
The Early Archaic might have extended to 7800 BP. The Middle Archaic in Pennsylvania ended at 4800
BP. The Late-Terminal Archaic ended abruptly at 3200 BP. Early Woodland to Late Woodland periods
tended to overlap in time. The overall Pennsylvania pattern suggested punctuated increases and then stability for the numbers of dates over time from the Paleo-Indian through Middle Archaic periods and again
during the Late-Terminal Archaic through Middle Woodland periods. A dramatic increase of Late
CULTURAL CHRONOLOGIES
:ii'
AND POPULATION TRENDS
47
25
•t
a
.5
..
20
e
B
•
15
"5
g
-
'"~•
10
Total Dates (n
= 223)
•
.0
S
z•
5
.11l,·JijM~.db-] 5 Bifurcate
Base
Figure 4. West Virginia dates (after Trader 1994) and selected point types.
Woodland dates was evident after 1200 BP. Similar to date sequences to the south of Pennsylvania, the
dramatic increase of Late Woodland dates might reflect the adoption of maize agriculture, marking both
sedentary villages and population increases.
Recently, Smith (1997) focused attention on the Middle to Late Woodland transition to maize agriculture in southern Ontario. Southern Ontario cultural phases were examined from 218 radiocarbon dates
between 2619 and 510 BP (Figure 6). A recent AMS date defined maize at the Grand Banks site dating
to 1570 BP during the Middle Woodland Princess Point Phase. This is currently the earliest verified date
for maize (macro-botanical rather than pollen evidence) in Eastern North America outside of the
Mississippi-Ohio River drainage (e.g., Riley et al. 1990). The period between 1600 BP and 1200 BP was
apparently a time of cultural diversity in southern Ontario (Figure 6). Smith (1997:57) suggests that early
maize (1570 BP) might have been traded into the southern Ontario, or was part ofa mixed hunting-gathering-fishing-horticultural subsistence economy. Relatively low frequencies of Middle Woodland dated sites
indicate population stability among southern Ontario hunter-gatherers until after 1200 BP, when a large
increase of radiocarbon dates indicated expansion of agricultural villages among Early Ontario Iroquoians.
The dramatic increase of Early Ontario lroquoian dates after 1200 BP was consistent with the chronology
for agriculture from the Middle Atlantic region to the south.
A comparative list of radiocarbon dates from northern New England has recently been published
for New Hampshire (Gengras 1996). The New Hampshire sample included 164 dates from 38 sites (Figure
7). This study did not report associated artifacts or cultigens, but instead listed dated sites by river systems.
The total New Hampshire sample demonstrated relative continuity of radiocarbon dates from the PaleoIndian period at the Whipple site through the Middle Archaic periods. A large Late Archaic increase in
the number of dates was evident in New Hampshire between 4800 and 3200 BP, and was most pronounced at 3400 BP along the Merrimack River. A smaller Late Woodland mode occurred at 1000 BP.
48
BULLETIN OF THE ARCH. SOc. OF CT., Volume 62,1999
Total Dates (n = 382)
&.]
RCYBP
7 Hmtorie
1
! 35 Late Woodland
\
"
21 Late Prehistoric
L],
Mlddl.Woodl••d
}1
Eo"" Woodltod
}1 T"ml.al.Lot. Meh.le
A~
]'4 MiddleArchalc
..t'Il>.---A ~
P.I... lodlo. 4 [A
:J 1 Early Archaic
,h!lln.
~j,f,fI,f~$llj,/
RCYBP
Figure 5. Pennsylvania dates (after Herbstritt 1988) and cultural periods.
CULTURAL CHRONOLOGIES
AND POPULATION TRENDS
:;;-
•t
]
35
30
"••
s-,
25
g
20
~
£
•
-•e
Q
Total Dates (0
= 215)
15
10
0
~
5
,
E
2:
RCYBP
EARLY ONT ARlO IROQUOJAN
30
YOUNG
10~
,
5.~
RIVIERE AU VASE
51
'~,
PRINCESS POINT
51
POINT PENINSULA
51
~
p
Figure 6. Southern Ontario dates (after Smith 1997) and cultural phases.
49
BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
50
..
:if
i:
-
15
Il
;.,
10
."
,_5
Total Dates (n = 164)
<:>
<:>
t:!-
-'"-..
~
"
5
0
~
,_
"S
.c
=
Z
CONNECTICUT RIVER
A
I
MERRIMACK
RIVER
10
5
SASCO RIVER-LAKE WINNIPESAUKEE
COASTAL AND PISCATAQUA RIVER
I
#
10
.db.
I
#
"
RCYBP
<f?-
#
'"
A'J:..
I
l
Figure 7. New Hampshire dates (after Gengras 1996) and geographic regions.
1
#
~
,.I
I
&
....~
&
....R
CULTURAL CHRONOLOGIES
AND POPULATION TRENDS
51
Agricultural production might account for the Late Woodland mode. In Vermont, maize has been dated
to 850 BP, and later, at the Skitchewaug site along the upper Connecticut River (Heckenberger et al.
1992). Late Woodland dates were more common along the Connecticut River than within other New
Hampshire river systems (Figure 7). Agriculture was probably not as important to Late Woodland people
in the colder, mountainous areas of New Hampshire as farther south or at lower elevations of the
Connecticut River valley. However, small sample sizes from most New Hampshire rivers affect interpretations of regional variability within the radiocarbon chronology.
Figure 8 summarizes Hoffman's (1988) sequence of291 dates from Massachusetts. Massachusetts
dates maintained a bi-modal distribution similar to the New Hampshire sample. There were relatively few
dates from the Paleo-Indian through the Middle Archaic periods in Massachusetts. Dated sites became
more common at 5200 BP, and reached a peak at approximately 4000 BP. Dates were less common during
the Early and Middle Woodland between 3200 and 1200 BP than during the Late and Terminal Archaic.
Numbers of dates increased during the Late Woodland after 1000 BP. The Late Woodland peak in
Massachusetts was greater than in New Hampshire, but is not as extreme as in the Middle Atlantic region.
Agriculture might not have been as important among New England populations as among Late Woodland
people to the south and west.
Hoffman's (1988) study provided contexts for associated projectile point types in Massachusetts
(Figure 8). Typological problems might be indicated by the broad time ranges among many projectile
point types. (Note that Hoffman often reported several artifact types within a five-meter distance from a
radiocarbon sample.) For example, dates for Middle Archaic Neville and Stark points ranged between
9200 and 2200 BP. Similarly, Squibnocket triangular and stemmed points included two periods of
popularity, during the Late Archaic and again during the Middle to Late Woodland. Squibnocket points
might have been a generalized biface form rather than a chronologically diagnostic projectile point type.
The Massachusetts chronology suggested that during the Late Archaic, Laurentian Tradition notched points
preceded and later coexisted with Narrow Point (e.g., Narrow Stemmed and Squibnocket) and
Susquehanna Tradition points. Many of the Late Archaic projectile point types persisted through the Early
Woodland, although with substantially fewer associated radiocarbon dates. The persistence of projectile
point types in Massachusetts raises questions about the validity or importance of the long-held culturalchronological division between Archaic and Woodland Stages in New England (Hoffman 1985).
The boundary between the Archaic and Woodland Stages has been one of the major chronological
divisions within Northeastern archaeology for at least the past 50 years. The division was based on the
presumed presence or absence of ceramics, marking a major material change and possible adaptive
changes within prehistoric societies. Steatite vessels were among the principal attributes defined by Ritchie
(1965) for the Transitional Archaic Stage. Steatite vessels were believed to have preceded pottery in
Northeastern North America. This model was reinforced by steatite-tempered pottery from Chesapeake
Bay, often having vessel forms similar to steatite bowls (e.g., Mason 1948). By the Early Woodland,
ceramics, burial ceremonialism and complex social organization were associated with the Adena Tradition
in the Ohio River drainage, Chesapeake Bay, New York, and northern New England (Middlesex Phase).
Relationships are problematic between introduction of pottery and development of complex social organization, especially in areas beyond the areas of Adena influence. Adaptive advantages of ceramics andlor
burial ceremonialism are questions that require long term archaeological studies, although the chronology
for Archaic to Woodland material changes has been addressed (Hoffman 1998).
Hoffman (1998) has recently compiled 104 dates from New England and adjacent areas for earliest
ceramics (Vinette I, Vinette II and Point Peninsula ceramics), steatite and native copper artifacts. Figure
9 presents frequency curves for dates associated with these artifacts between approximately 4600 and 1800
BP. Figure 9 also compares dates from northern New England (Vermont, New Hampshire, Maine and
New Brunswick) and southern New England (Massachusetts, Rhode Island, Connecticut and New York).
Hoffman (1998) described the earliest date for Vinette I pottery at 4535 BP, while the earliest available
date for steatite was 3655 BP in New England. Vinette [ pottery was rare in New England until after 3800
BP. At this time, dates associated with Vinette [ pottery increased in southern New England. Northern
BULLETIN OF THE ARCH. SOc. OF CT., Volume 62,1999
52
Total Dates (n = 291)
11 Levanna
•
11!
Narrow Stemmed
&_ ~~L£
].~"".~
..
N ••• ed
• ~A_.
_~~_
A_
Early Archaic Points (Bifurcate Base) 1 ~
Clo'vis 1 .~~
'A ] 2 Neville/Stark
:J
]
of #'
RCYBP
Figure 8. Massachusetts dates (after Hoffman 1988) and selected point types.
CULTURAL CHRONOLOGIES
AND POPULATION TRENDS
Total Dates (n
= 104)
Southern New England
VINETTE I CERAMICS
10
5
STEATITE
COPPER
VINETTE II -POINT
PENINSULA
10
RCYBP
Figure 9. Archaic-Woodland
Transition (after Hoffman 1998) and major artifacts.
53
54
BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
New England dates for Vinette I pottery were uncommon until 2800 BP. Dates for steatite bowls and
copper grave goods were far more common in southern New England after 3000 BP than in northern New
England. Steatite bowls and copper have been found in several cremation burials in Connecticut (McBride
1984; Pfeiffer 1984). Vinette II and Point Peninsula ceramics were diagnostic artifacts for the Middle
Woodland in New England. Vinette II and Point Peninsula ceramics may be present by 3600 BP, but
became common in northern New England by 2400 BP. In summary, Hoffman's (1998) study completely
obscures the former division between the Archaic and Woodland cultural stages by extending the history
of ceramics much farther into the Late Archaic than formerly accepted, and by positing the earlier
appearance of ceramics than steatite vessels in New England.
Figure 10 presents temporal trends among major projectile point types, ceramics, steatite, cremation
burials, and cultigens in Connecticut from this study (see Table I). Definitively dated Paleo-Indian sites,
Early Archaic Bifurcate Base points, and Middle Archaic Neville-Stark-Merrimack
points are extremely
rare in Connecticut. Sites such as Lewis-Walpole contained Paleo-Indian to Middle Archaic artifacts, but
features had little datable charcoal (Starbuck 1991). Only 13 sites (31 radiocarbon dates) in Connecticut
have been dated before 5000 BP (Table I). The last date for Neville points is 5010 BP at Indian Knoll,
Bloomfield (Banks personal communication, May 22, 1998). This terminal Middle Archaic date in
Connecticut is consistent with the Pennsylvania (Herbstritt 1988) and Massachusetts (Hoffman 1988)
chronologies and appears to correspond with the end of the hot-dry Atlantic Climatic Phase (Hypsithermal)
as defined in Connecticut (McWeeney 1994).
.
The Late Archaic in Connecticut is marked first by the appearance of Laurentian Tradition
Brewerton points at 4890 BP at the England site, Bolton (McBride and Soulsby 1989), and 4730 BP at
Bashan Lake, East Haddam (Pfeiffer 1984). Narrow-stem points first appear by 4610 BP at Firetown
Meadow, Granby (Feder and Banks 1996), and 4550 BP at the Pod site, Brooklyn (McBride and Soulsby
1989). The Susquehanna Tradition may be indicated by a "Fishtail" point dated to 4920±250 BP at Alsop
Meadow, Avon (Feder 198Ia), although this seems to be too early. Broadspears are more commonly dated
after 3980 BP at the Coventry Sewer site, Coventry (McBride 1988), and 3880 BP at the Museum A site,
Ledyard (PAST file). Similar to Ritchie's (1965) chronology and data from Massachusetts (Hoffman
1988), Late Archaic sites in Connecticut suggest sequential modes of dates for Laurentian points at 4200
BP, Narrow Points at 4000 BP, and Susquehanna Tradition/Broadspear points at 3600 BP. These Late
Archaic projectile point traditions overlap in time (Figure 10). Cremation burials were associated with
different Late Archaic traditions in Connecticut. Cremation burials are first dated by four features between
4775 BP and 4535 BP at the Bliss-Howard site, Old Lyme (Pfeiffer 1984).
Many of the radiocarbon dates referred to by Hoffman (1998) in his study of steatite and early
pottery in New England derived from Connecticut archaeological sites. Figure 10 illustrates that accepted
temporal ranges for steatite (3550-1920 BP), Early Woodland pottery (3665-1815 BP), and Broadspear
points (3890-1910 BP) are nearly synonymous in Connecticut (see Table I). Adena-Middlesex sites have
not been dated in Connecticut, obscuring the division between the Early Woodland and Terminal-Late
Archaic in Connecticut. Accepted dates for the end of the Late Archaic Narrow Point Tradition are 2350
BP from the South Kent Rockshelter, Kent (Swigart 1974), and 2380 BP from the Pete's Drive site,
Canterbury (McBride and Soulsby 1989). This is a shorter time span than reported for Small-stemmed and
Squibnocket points in Massachusetts (Hoffrnan 1988). Final dates for Terminal Archaic cremation burials
in Connecticut include dates of 2985 BP and 3005 BP from the Griffin site, Old Lyme (Pfeiffer and
Stuckenrath 1989), and 3055 BP from the Toelle Road site, WalIingford (Ziac and Pfeiffer 1989). Cremation burials thus end before Narrow Point and Susquehanna Traditions in Connecticut.
Transitions to the Middle Woodland and Late Woodland in Connecticut are somewhat obscured by
overlapping ceramic styles of the Windsor Ceramic Tradition (Lizee 1994a; Lavin 1987, 1998). Middle
Woodland Fox Creek and Meadowood projectile points rarely have been dated, but appear to range
between 2235 BP and 1470 BP in Connecticut (Swigart 1974). Jack's Reef points have not yet been dated
in Connecticut. The Late Woodland is marked by nearly simultaneous appearances of Levanna triangular
points and cultigens. Levanna triangular points appear at 1000 BP at Bolton Notch (McBride and Soulsby
CULTURAL CHRONOLOGIES
AND POPULATION TRENDS
55
40
Total Dates (0
= 414)
#' #
# RCYBP
J
7 Cultigens
AI!.
Il'~"
W~
an d/Contact Ceramics
8 ••
W~odla~d (Le~anna)
-'Late ~rChai'c (Squibnocket)
Triangular Points
.]
'~A
: ]
.4
&. '
A
A
]
5 :Midd;e WO~dland:cera~iCs
2 Middle Woodland Points (Fox Creek,
:J
~
&.4 A,
..
• ~.
'
,
Steati~e
"'"
] 4, Crem,ation,Burial,s
""11111'
~A~
..
5 :EarIY:WOO~land ~eram;cs
]2
~..
A,....__..I1lr1nnfll~
Meadowood)
A
~" J
J
6 Susquehanna
(Broadspears,
Tradition
Points
Snook Kill, Orient, Wayland)
.
7 Narrow Point Tradition
(Narrow-stem,
4
Lamoka,
Laurentian
]
Tradition
(Otter Creek, Brewerton,
,
Points
Wading
River. Squibnocket)
Points
Sylvan Lake, Normanskill,
,
Middle Archaic Points 2 [
(Neville,
Stark, Merrimack)
.."'......._., ....._ _
_.,"' ..
Early Archaic Points (BifurcateBase) i'C
I I
j
RCYBP
Figure 10, Connecticut dates and major artifacts,
"WA-...._""'"
~
~ .....
Vosburg)
56
BULLETIN OF THE ARCH SOc. OF CT., Volume 62, 1999
1989) and 950 BP at Firetown Notch (Feder, in press). The first accepted dates for maize agriculture are
1060 BP at Selden Island and 840 BP at Mago Point (Bendremer 1993). Modes for dated maize and
Levanna points both occur at approximately 600 BP. The appearance of maize in Connecticut is therefore
only approximately 100 years later than at Chesapeake Bay, but 200 - 400 years later than in Southern
Ontario, Pennsylvania and West Virginia.
DISCUSSION
The significance of the Connecticut radiocarbon sequence is apparent from comparisons to other
radiocarbon sequences from the Northeast region. Figures II and 12 standardize frequency curves as percentages of dates per 200 years for New England states and Middle Atlantic states, respectively. Radiocarbon dates are relatively rare throughout the entire Northeast until approximately 5000 BP, suggesting
relatively small Native American population levels from Paleo-Indian through Middle Archaic times. The
New England pattern of radiocarbon dates differs from the Middle Atlantic region after 5000 BP.
The New England pattern includes bi-modal distributions of radiocarbon dates after 5000 BP (Table
I I). Connecticut, Massachusetts and New Hampshire patterns are nearly identical, with low percentages
of dates before 5400 BP, dramatic increases of dates during the Late and Terminal Archaic periods
between 4600 and 3600 BP, reduced percentages of dates during the Early and Middle Woodland periods
between 3400 and 1400 BP, and Late Woodland increases of dates between 1200 and 200 BP.
The Middle Atlantic pattern (Figure 12) is very different from that of New England. The Middle
Atlantic pattern exhibits gradual increases of dates through the entire Archaic period. Early Woodland
Adena increases are recognizable between 2500 and 2100 BP, but are accompanied by a brief decreases
of dates between 2200 and 1800 BP. Late Woodland dates are far more common in the Middle Atlantic
than in New England, probably indicating earlier shifts toward maize agriculture between 1800 and 1200
BP, and greater population growth and settlement nucleation than in New England.
Clearly, Late and Terminal Archaic population increases in Connecticut and elsewhere in New
England provide a significant research topic. If Late Woodland populations were responding to increased
agricultural productivity, then the Late Archaic mode for radiocarbon dates (and possibly related population increases) might also be related to subsistence changes.
McWeeney (1994) proposed that the Atlantic Climatic Phase, between 8500 and 5000 BP, was a
time of extreme dryness in New England and elsewhere in the Eastern North America. Many wetlands
maintained lower water levels. Charred plant remains in swamp cores suggested greater fire frequency in
wetlands during this period. The subsequent Sub-Boreal Climatic Phase, 5000 to 2000 BP was cooler and
wetter in New England. These climatic changes probably led to a recharging water tables and wetlands,
as well as greater fluvial river-stream flow.
One explanation for Late Archaic population increases might be a florescence of Atlantic fisheries,
particularly the exploitation of prodigious spring spawning runs of sturgeon, Atlantic salmon, shads, and
other anadromous fish. Large archaeological sites along rivers and streams should indicate fishing,
especially at falls and rapids where large numbers of fish might have been caught with weirs or nets. The
Western Uplands and Central Valley show the greatest increases of Late Archaic dates, which might reflect
extensions of fish spawning ranges into new upstream habitats after the dry Atlantic Climatic Phase.
Conversely, the Northeast Highlands are mostly beyond the ranges of anadromous fish, and only small
increases of Late Archaic radiocarbon dates have been noted in this region (Figure 2).
Nicholas (1991) emphasized the immense productivity of wetland habitats in Connecticut. Wetland
root crops have the potential to support large hunter-gatherer populations (Reeve and Siegel 1996). Root
crops such as arrowheads (Alismataceae), arrow arums (Araceae), lilies (Liliaceae), and groundnuts
(Apiaceae) are nearly invisible in the archeobotanical record. Ethnographically, tuckahoe, or bread roots,
were important to subsistence among Eastern Algonquians, and many modem place names preserve this
cultural ecological heritage. Archaeologically, root processing may be indicated by large fire-cracked rock
CULTURAL CHRONOLOGIES
AND POPULATION TRENDS
i
i
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57
BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
58
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CULTURAL CHRONOLOGIES
AND POPULATION TRENDS
59
features, or earthovens. Earthoven cooking could prepare large root crop harvests, and the technology was
critical for detoxifying many species of root crops. Feature soils could contain evidence of rootcrops, or
more likely, vegetation layered to protect and steam the food. For example, Captain John Smith gave a
detailed description of earthoven cooking during the early seventeenth century, probably for the
preparation of Peltandra virginica or Sagittaria spp. roots:
The chiefe root they have for food is called Tockawhoghe. It groweth like a flagge in the
Marishes. In one day a Salvage will gather sufficient for a weeke. These roots are much of
the greatness and taste of Potatoes. They use to cover a great many of them with Oke leaves
and Ferne, and then cover all with earth in the manner of a Colepit; OVerit, on each side, they
continue a great fire for 24 hours before they dare eat it. Raw it is no better then poyson, and
being roasted, except it be tender and heat abated, or sliced and dryed in the Sunne, mixed
with sorrell and meale or such like, it will prickle and torment the throat extremely, and yet
in sommer they use this ordinarilly for bread (Smith 1907:55).
Earth oven technology has been documented at least since the Late Archaic in Connecticut, such as at the
Lewis- Walpole site (Starbuck 1991:79). In the Middle Atlantic region, McLearen (1991: 110-112) observed
that fire-cracked rock features were the most common type of archaeological feature from the Late Archaic
through the Middle Woodland. Increases of Late Archaic radiocarbon dates might reflect the introduction
of a new technology, as well as exploitation of new resources or habitats. A quantitative study of firecracked rock feature types might provide new insights into subsistence and demographic patterns in
Connecticut.
Radiocarbon dates in New England decrease at approximately 3000 BP and remained below Late
Archaic frequencies until approximately 1000 BP. No substantial environmental changes have been
described during the Early and Middle Woodland periods that might account for this fluctuation among
radiocarbon dates. Although ceramic technology appeared during the Late or Terminal Archaic periods,
ceramics became common at archaeological sites during the Early Woodland and Middle Woodland in
New England.
As noted above, the adaptive advantages of ceramic technologies are not obvious but might have
involved social rather than demographic advantages (smaller rather than larger populations). In fact, LeviStrauss (1981 :623) concluded his monumental study of North American and Amazonian mythology with
the observation that ceramics and earth oven cooking technologies conjoined entirely different cosmological
paradigms. Adoption of Woodland ceramics might represent a significant ideological change that extended
to use of new resources (e.g., seed crops rather than root crops) and new environments. George and Dewar
(1996) have proposed the possible use of small seed plants such as Chenopodium, mimicking the Eastern
Agricultural Complex of the Ohio Valley and Midwest. If these hypotheses are correct, then seed grinding
technologies should be increasingly common at Early and Middle Woodland ceramic sites.
One of the major conclusions of this study is that radiocarbon dates, and probably also human
populations, increased during the Late Woodland with the adoption of maize agriculture. However, Late
Woodland radiocarbon dates are not as common in New England, and especially northern New England
(New Hampshire), as in the Middle Atlantic region. Maize might not have been as significant to prehistoric subsistence in New England as in the Middle Atlantic region. Apparently, Late Woodland population
increases were less pronounced in New England than in regions to the south.
Obviously, a great deal of additional research and radiometric dating must be conducted before these
and other hypotheses deriving from the Connecticut radiocarbon chronology can be verified.
60
BULLETIN OF THE ARCH. SOc. OF CT., Volume 62, 1999
ACKNOWLEDGMENTS
We wish to express our deepest thanks to numerous archaeologists and research institutions for
sharing published articles and unpublished radiocarbon dates for this study. Dr. Nicholas Bellantoni,
Connecticut State Archaeologist, hunted down site numbers and provided access to site files and reports.
Dr. David Poirier, Connecticut Historical Commission, allowed access to CHC computerized site files
which were accessed and cross-referenced by William Keegan, Keegans Associates. Dr. Kevin McBride
provided radiocarbon files from the Public Archaeology Survey Team, Inc., and the Mashantucket Pequot
Museum and Research Center (MPMRC). Brian Jones of the MPMRC also spent hours investigating contexts for many unpublished dates. Dr. Alberto Meloni provided access to radiocarbon files of the Institute
for American Indian Studies. Many unpublished dates and associated artifacts were also provided by
Ernest Wiegand of Norwalk Community Technical College, Dr. Kenneth Feder of Central Connecticut
State University, Dr. Harold Juli of Connecticut College, Dr. Lucianne Lavin of American Cultural
Specialists, Dr. Gregory Walwer of Archaeological Consulting Services, Dr. Michael Raber of Raber
Associates, Dr. Lucinda McWeeney, Marc Banks, David Barron, and the Public Archaeology Laboratory.
Thank you all for your cooperation and generous help.
REFERENCES CITED
Barron, David P.
1988
Stone Structure North Gungywamp Excavation Report, Groton, CT. Early Sites Research
Society Bulletin 13( I): I0-11.
Bell, Michael
1988
The Face of Connecticut: People, Geology, and the Land. State Geological and Natural
Historical Survey, Hartford.
Bendremer, Jeffrey C.M.
1993
Late Woodland Settlement and Subsistence in Eastern Connecticut. Ph.D. dissertation,
University of Connecticut, Storrs, CT.
Bendremer, Jeffrey C.M., Elizabeth A. Kellogg, and Tonya Baroody Largy
1991
A Grass-Lined Maize Storage Pit and Early Maize Horticulture in Central Connecticut.
North American Archaeologist 12(4):325-349.
Boserup, Esther
1956
The Conditions of Agricultural Growth. Aldine, Chicago.
Boyce, Hettie L., and Lori A. Frye
1986
Radiocarbon Dating of Archeological Samples from Maryland. Maryland Geological
Survey, Division of Archeology, Archeological Studies 4.
Brose, David S.
1973
The Northeastern United States. In The Development of North American Archaeology,
edited by James E. Fitting, pp. 84-115. Anchor Press/Doubleday, Garden City, NY.
Cassedy, Daniel F.
1998
From the Erie Canal to Long Island Sound: Technical Synthesis of the Iroquois Pipeline
Project, 1989-1993. Report submitted to Iroquois Gas Transmission System, L.P. Garrow
& Associates, Inc., Atlanta, GA.
Cassedy, Daniel F., Thomas Bianchi, Mark Cassell, Molly Davies, R.Scott Dillon, Christopher
Hohman, Elisie Manning, Tracy Millis, Kathy Mulchrone, Mark Petersen, Mark Rees, and Bruce
Sterling
1991
Iroquois Gas Transmission System Phase II Archaeological Evaluations I-IV. Report
submitted to Iroquois Gas Transmission System, L.P. Garrow & Associates, Inc.,
Atlanta, GA.
CULTURAL CHRONOLOGIES
AND POPULATION TRENDS
61
Davis, M.B.
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A VIEW OF PALEO-INDIAN
STUDIES IN CONNECTICUT
ROGER W. MOELLER
ARCHAEOLOGICAL SERVICES
ABSTRACT
Paleo-Indian artifacts continue to be found in Connecticut. While the quantity of artifacts dating to this period
has increased in the past twenty years, the diversity has not. Statements about Paleo-Indian culture history, lifeways,
and cultural processes are the same now as they were two decades ago. Have archaeologists learned all there is to
know about Paleo-Indians, or are they still laboring under fallacious stereotypes and self-fullfilling prophesies?
INTRODUCTION
This article consists of two parts. The first is an update on the Paleo-Indian components at the
Templeton site (6LF21). The second begins where the excavation, analysis, and interpretation of PaleoIndian sites in Connecticut specifically and the Northeast in general ends.
I have been watching the archaeology of Eastern Paleo-Indian mature during the past 30 years from
when Debert (MacDonald 1968) and Bull Brook (Jordan 1960) were the best and the brightest hopes for
understanding man's entrance into the Northeast. The proliferation of new sites, more abundant and
reliable dates, and vastly improved technology for excavation and analysis should have honed our interpretations of Paleo-Indian lifeways and cultural processes to a point only dimly imagined by the first
researchers (Moeller 1984a).
Although my future excavation days are numbered in single digits, and I do not expect to have the
opportunity to delve deeply into any Paleo-Indian analyses, I have a few comments on what I believe are
fruitful and fruitless theoretical avenues. Lithic sourcing, environmental reconstruction, and artifact
analysis have one thing in common: context. The only place to begin the interpretation of Paleo-Indian
settlement systems is with guaranteed Paleo-Indian artifacts, ecofacts, and features. Starting with mixed
contexts, multi-component surface collections, deflated features, tree-throw pits, and non-diagnostic
artifacts will produce useless results which merely re-enforce the false stereotypes (Moeller 1983).
The most pervasive stereotypes in Paleo-Indian studies begin with lithics and the environment.
Stereotype 1: Paleo-Indians used only the best cryptocrystalline lithics regardless of the
distance they had to travel to obtain them.
Stereotype 2: The people were living in a peri-glacial tundra, or at best, taiga environment.
All researchers should consider very carefully any pronouncements or assumptions in these realms which preclude the use ofnon-cryptocrystalline
lithics and
the occupation of habitable oases.
TEMPLETON SITE IN 1977
The Paleo-Indian component at the Templeton site on the Shepaug River in Washington,
Connecticut, was first excavated in 1977. After several years of careful artifact analysis and research, the
monograph, 6LF21: A Paleo-Indian Site in Western Connecticut, was published in 1980. Two years later
I returned to the site to answer some questions raised by the earlier work, by the few people who
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understood the implications of environmental archaeology, and by some strange feelings every time I
attempted to explain what had happened there.
I had never expected to find a Paleo-Indian component during the first season of excavation. A field
school and teaching situation with only a few experienced staff are not the best circumstances for confronting something absolutely unique. The few fluted points previously known from the state were stray
finds in surface collections or lacked definitive, subsurface, in situ associations. I decided to institute very
rigid controls on data recovery and cataloging rather than to delay the excavation until a better plan could
be developed.
In the first season we uncovered a deeply buried, undisturbed, single-occupation, activity area of
about 43 square meters. A wide variety of artifacts for woodworking, bone working, hide working, tool
manufacturing, food processing, and hunting were found. These artifacts included a fluted point, drill,
gravers, graving spurs, knives, scrapers, utilized flakes, medial thinning ("channel") flakes, retouched
flakes, miniature points, bifacial thinning flakes, cores, spokeshave, hammerstones, bifacial rejects, and
debitage of chert, jasper, quartz, and quartzite. Ecofacts included calcined bone and wood charcoal from
red oak and either juniper or white cedar. A carbon-14 date of 10,190 B.P.±300 years (8240 B.C.) (W3931) was obtained from a probable post mold (Moeller 1980).
The stratigraphic layer containing the Paleo-Indian component was clearly distinguishable from the
Woodland and Archaic period layers above it. The upper layers were a far looser, larger-grained sand. The
denser, clay-coated sand was darker and retained moisture more readily. A thin lens of culturally sterile
sand separated the Archaic component from the Paleo-Indian component. We found no instances of artifact
migration into or out of the sealed Paleo-Indian component.
The first cultural indication of the Paleo-Indian layer was chert debitage. The chipping debris
spanned the complete debitage spectrum from water-polished cortical chunks to fine shatter. Debitage
increased in frequency by each arbitrary level, reached a maximum, and then decreased in nearly every
excavation unit. Fitting pieces of medial thinning flakes and the fluted point were found horizontally close,
but vertically separated. Tool manufacture, use, and discard were occurring in the same location. From
this evidence I concluded that this was a minimally disturbed, single occupation site. The artifacts were
originally deposited over a very short period of time on the surface of the soil lens and were gradually
migrating vertically downward. The bottom layer of the site was covered with very large cobbles.
The horizontal boundaries of the component could not be identified. On the river side of the site
was a small comer with no cobbles and no chert debitage. Opposite this on the inland side the lens was
thinning sharply and was expected to merge with the Archaic and Woodland components. But we still had
the ends parallel to the river where the debitage counts were still very high.
Flotation was employed minimally and arbitrarily to search for something associated with the debitage (Moeller 1982). The bits of calcined bone were very tiny, and the charcoal did not look good enough
for identification. Complete columns would have been better than grab samples taken arbitrarily.
The cobble zone is part of an alluvial fan of high-energy stream-transported, water-sorted, glacially
derived materials. The stream adjacent to the site had once flowed (more than 10,000 years ago) where
we were excavating. Its course changed to its present location less than 50 years ago. Early maps and our
test pits suggest it has been in many locations across the field. We sidestepped the question of how it was
being forced to various locations and focused on the impact of this on the human occupation of the site.
We concluded that the site was preserved because the tip of the cobble fan deflected the primary erosive
force of the river to the far bank. The site on the near bank was protected once it had been formed. But
this part of the explanation for its preservation does not explain its formation.
The logical source of the chert was upriver. Subsequent surface collections two miles north of the
site included chert debitage. No outcrops were ever found, but my research interest was piqued.
This excavation exposed a major activity area densely populated by chert debitage and expended
tools. Paleo-Indians are credited throughout the Northeast with only using high quality, exotic lithics, so
we did not expect to break new ground here. We had found what we expected to and expected to continue
to find the same in future work.
PALEO-INDIAN
STUDIES
69
Paleo-Indians were not living on the glacial margin, in a peri-glacial park land, or on a tundra. The
scant pieces of wood charcoal from red oak and juniper or white cedar suggested a richer environment.
The potential for deciduous econiches or a mosaic environment with very diverse resources in close
proximity at 10,000 years ago in New England was denied completely by other researchers in 1977.
RETURN TO THE TEMPLETON SITE IN 1982
The return to 6LF21 in 1982 (Moeller 1984b) with a paid crew of experienced people for 10 weeks
began well, but everything rapidly fell apart. We found the grid north edge of the old excavation block
and laid out the excavation units. The flotation process went very smoothly, but where was the chert debitage and calcined bone from the deep levels? Where was all the quartz shatter coming from? Where were
the large pieces and amounts of chert debitage? Why? What? Where? Something had changed radically
for unknown reasons. If the cobbles had not appeared exactly where they should have, I would have
thought I was in the wrong field.
Toward the end of the excavation, things finally began to make sense. The first season's block
encountered a very large, atypically dense, lithic reduction activity area, and we fortuitously excavated
almost the entire thing without realizing we had hit the boundaries of it. Because it was the result of a
short term, single occupation, it was not scattered and diffuse, but highly concentrated. Rather than
gradually ending, it ended abruptly. The continuation of the excavation block five years later yielded
another set of activity areas which was not as dense, not consisting entirely of chert, and possibly not
contemporaneous with the first. No overlap of any kind was ever recognized. No fitting artifacts were
found between the separately excavated blocks even though the blocks came within 2 em of overlapping.
We could have been investigating activity areas of a second group of knappers who could see the
first or who never even knew that others had or would occupy this section of the floodplain. This was still
Paleo-Indian and in the same type of soil matrix, but how close in time is unknown. On the positive side,
we knew that the distribution of objects at a Paleo-Indian site should not be expected to be continuous
or even uniform,
Constant volume (10 liters) flotation samples from the same half quadrant of each level and each
square starting from the base of the topsoil, through the Woodland and Archaic components, through the
sterile zone and the Paleo-Indian levels, and into the cobble zone were collected to better study the association of artifacts, debitage, and ecofacts. The 800 flotation samples provided proof of something suspected
for a long time. Paleo-Indians used locally available lithics even if they were of quality as poor as the vein
quartz found in these levels. Archaeologists working on disturbed Paleo-Indian or multi-component sites
could easily dismiss poor quality lithics as being post-Paleo-Indian. At Templeton one can see the consistent distribution of quartz in flotation columns and in activity areas securely within the sealed zone. This
poor material is not only Paleo, but they are using expedient quartz flakes and unfinished formal tools.
The flotation columns revealed small concentrations of tiny edge-damaged quartz flakes and worn, utilized
quartz flakes lacking any retouching. The quartz reduction areas horizontally overlapped the chert ones,
but the utilization was taking place elsewhere. The same is true for the chert implements in the second
excavation block. Expended tools are not associated with the primary reduction debitage.
The lithic sources are decidedly local, but are not limited to a lustrous black chert. Quartzite, quartz,
and jasper chunks and water worn cobbles were found on the cobble fan and in the surrounding sandy
matrix. Jeff Kalin, an experimental archaeologist who lives less than 10 miles from the site, has a huge
jasper boulder on his property. North of the site in western Massachusetts, David Parrat reported a jasper
quarry, which was actually many boulders. There is no reason to think that every piece of jasper has come
from the Pennsylvania quarries. Jasper occurs in Vermont and could easily have been glacially transported
into the Housatonic River and other drainages. There is also no reason to think that archaeologists know
all the lithic sources. Indians could easily have completely exploited small outcrops or scavanged the
larger cobbles. These people needed stone tools to survive regardless of the source or quality of the stone.
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As we defined the primary excavation block, we began a long trench parallel to the river to physically connect the Paleo-Indian component to a small, Early Archaic component discovered during test
pitting about 20 meters downriver. At the ends of the continuum we had a 10,000-year-old deposit at
roughly the same depth as a 7000-year-old one. There had to be a geological explanation, a disconformity
to explain what had happened. Discovering the disconformity not only destroyed our previous model for
explaining what attracted the people to this spot in the first place, but it led me to an exceedingly
complex, long-term study of environmental adaptation, site preservation, and archaeological dynamics.
The disconformity appeared as the cobble layer ended. The cobbles were not ubiquitous and continuous across the field. We had found an edge. The sandy lens at the edge extended at least 50 em below
the level where the cobble layer should have been encountered. The lens was coarser and lighter-colored
than was typical of the Paleo-Indian component sediments. Cobbles were found in the trench as we moved
farther downriver from the Paleo-Indian component, but the sediments changed. Cobbles are cobbles
regardless of where they were found, but the associated sediments were not the same.
The perfect association of the Paleo-Indian component with the cobble layer and a certain type of
sediment was realized very early in the first season. The basic assumption was that the people were
attracted to the cobbles because this was on open area on the river. Had the river not been subject to
annual flooding and extensive overbank sedimentation, the Paleo-Indian component would never have been
buried and preserved. The deep burial maintained its integrity and precluded admixture with subsequent
occupations. Since the cobble fan appeared in so many test pits and the stream believed responsible for
its creation could be documented in many areas across the field, we thought that we had the ideal explanation. In actuality we had a piece of the puzzle, but it took 17 years for the significance of the other pieces
to be realized.
The first model was so wrong in so many ways. The people never could have realized that they were
camping on cobbles, since the cobbles were already buried by sand. The sand had to have been in place
because the Paleo-Indian artifacts are seen in the uppermost layers. Since the sand covering is almost a
meter deep in some place, the improved drainage over the cobble layer would have been too slight to have
been perceived.
If they could not have realized that they were camping directly over the cobbles and there was no
obvious benefit to them from the presence of the cobbles, then they could well have camped elsewhere.
The same camp could have extended beyond the cobble layer, and there is no reason to think that it did
not. If it did extend, then why were no Paleo-Indian artifacts ever found in the sand zone not underlain
by cobbles, but immediately adjacent to where the sand zone which was underlain by cobbles" As we
moved far downriver from the Paleo-Indian component, why were the cobbles covered by a different sediment having Early Archaic artifacts? The picture looked wrong.
In 1984 a major new model evolved. I had been watching the river for the previous seven years and
had noticed that gravel bars suddenly appeared, gradually evolved, and then disappeared. The massive
amount of material carried into the river by high energy streams created alluvial fans at their mouths.
Because of the very large cobbles, the river was forced to the far bank. As side cutting occurred on the
far bank, the new stream dynamics brought changes in the depositional and erosional patterns on the near
bank. The gravel bars are in part the previous bed of the river, in part new deposition, and in part remnants from soil erosion. The spring flooding brings ice blocks that bulldoze the gravel and cobbles from
the fans and subsequent depositions.
The dynamic nature of the gravel bars was not realized immediately. The appearance of new ones
over the years did not explain the disappearance of the old ones. They were too massive to be eroded and
redeposited during anything but the 100 or 1000 year floods. What was happening to the old ones when
new ones were being formed? Dynamic is the key word here and recurs throughout the environmental
model developed.
During the excavation in 1977, we frequently went to the river during lunch breaks. A mucky, back
channel separated the site from the nearly bare, gravelly bank of the river. We watched as the river cut
the far bank and deposited a little fine-grained sediment onto the gravel. Within two years a thin mantle
PALEO-INDIAN
STUDIES
71
of grass covered the gravel, and the back channel nearly drained. Within five years sturdy shrubs and
briars covered the gravel, and the back channel was dry and vegetated. By 1993 trees were well established, and the gravel is no longer obvious. A series of other gravel bars have appeared downstream. The
gravel bars are protecting the near bank from erosion and are forcing the river to cut the far bank.
Once the gravel bar had a sandy covering on it, the humans could have camped there. The reason
that we found an abrupt end to the Paleo-Indian component is that the cobble layer was not there to
protect it. Even though the river is very obviously cutting the far bank, it is still eroding the near bank
when it can. Small floods will raise the water level, increase the speed of flow, and erosion will occur as
the water level drops. Larger floods will do more damage because of increased turbulence and speed. Side
cutting will be minimal against the cobbles. But if there are no cobbles, the side cutting will erode the
sand very quickly. That is why the sediment disconformity was a different color and texture. This is sand
that was deposited later. A previous flood had scoured the periphery of the cobble layer removing the
adjacent sandy layer. The flooding was not severe enough to inundate the occupation zone, but it didn't
need to. Subsequent flooding and overbank sedimentation filled the scoured areas.
Downstream the Early Archaic component is underlain immediately by a cobble layer because the
previous sediments had been eroded. This sediment was deposited after the Paleo-Indian occupation. It
is very likely that the Paleo-Indian occupation once extended beyond the cobble zone, but it was lost to
erosion. Upriver, the Paleo-Indian deposits were above the highest flood, but downriver, the sediments
(and any artifacts they may have contained) were not above flood stage. These were swept away. Others
were deposited as the floor for subsequent Early Archaic occupations.
THEORETICAL
CONSIDERATIONS
AND STEREOTYPES
The preceding research was discussed at meetings of the Archaeological Society of Connecticut,
Society for Pennsylvania Archaeology,
Middle Atlantic Archaeological
Conference, Vermont
Archaeological Society, New York State Archaeological Association, and Eastem States Archaeological
Federation and in a number of publications (Moeller 1980, 1982, 1984a, 1984b, 1989). Since then, most
of the citations to this research have focussed solely upon the radiocarbon date. Although this was the
earliest dated human occupation site in New England at one time, I could never understand why the significance of this site was never appreciated in the archaeological community. The research questions raised
should have been applicable to any Paleo-Indian study.
Archaeology, as a historical social science, is supposed to be cumulative and progressive. Students
learn what has happened and how research is done before starting on their own. Part of the learning
process is to study and evaluate procedures and methodologies. Not all observations are equally valid, but
must be considered in light of the research goals and methods employed. Researchers have an obligation
to report their techniques and findings, and students have a reciprocal responsibility to study these. Precise
replication of techniques and theories should be avoided because the cabinets will fill objects at the
expense of the advance of science.
I offered an opportunity to future researchers pursuing Paleo-Indian studies to learn from myexperience. Flotation, microtopographic mapping (piece plotting), and highly detailed debitage analyses (Moeller
1980:95-97) are three areas not completely exploited in the 1977 excavation and analysis. I have seen
these undertaken only in a perfunctory fashion, if at all, in subsequent excavations. I am disappointed
because these would have been useful in resolving some questions I had. I cannot expect other researchers
with other goals to make the same choices I did. However, all researchers must appreciate and understand
the greater realm of lithic analysis and sourcing.
BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
72
OTHER RECENTLY EXCAVATED PALEO-INDIAN SITES IN CONNECTICUT
The Hidden Creek (aka Power Plant) site (Jones 1997) in Ledyard, Connecticut, appears to represent
a short-term camp of perhaps a week's duration. A number of hunting implements were retooled and
freshly manufactured, while spent expedient tools were discarded at the site. Formal tools including ones
of chert (allegedly from the Hudson Valley) and quartz and quartzite (probably derived very locally) were
used for rough chopping and scraping tasks as well. A 14Cdate on a hazelnut shell fragment identified by
Lucinda McWeeney returned a date of I0260± 170 uncalibrated years BP (Beta-126817) (Jones, personal
communication, June, 1999).
The Liebman site is a multicomponent Paleo-Indian campsite in Lebanon, Connecticut, which was
situated on a small sandy knoll overlooking a meandering stream. The site was found by John Pfeiffer
(personal communication, July, 1999) during a drawdown of Williams Pond. The artifact inventory
included a fluted point base, 17 steep angled unifacial scrapers, 12 utilized flakes, and hundreds of chert
flakes. The chert is similar to Normanskill from the Hudson Valley.
LITHIC SELECTION AND SOURCES
William Gardner (1983:50-51,57),
over the lithics/quarry/cobble issues:
Jay Custer (Custer, et al. 1983), and I (1989) have walked all
I.
Distance from the lithic source can be estimated by amount of debitage (more debitage means
they were closer to the source).
2. Cyclical camp movements show a decreasing amount of debitage as distance from source
Increases.
3. Imported bifaces do not match the debitage from local sources.
4. Multi-purpose tools ("Paleo Swiss Army knives") are more likely to be made when raw
material is in short supply.
The debateable areas are the actual sources of the lithics found at specific sites. The only known
sources for the raw materials used for the fluted points and other tools found in Western Connecticut are
the flint quarries of the Hudson Valley located about a eighty miles away. Archaeologists have been
arguing that it is quite logical to expect these people to have obtained their lithics there. They could have
been near a quarry, stocked up on 20 kg of prime flakes and bifaces, and then roamed their way to
Western Connecticut. If they compulsively stocked up on fine lithics whenever they encountered a prime
source, then we need not assume that they were regularly exploiting a territory of more than a 50 miles
in radius. We need not assume that they had previously visited Washington, Connecticut, and knew it was
devoid of knappable stones. We also need not assume that they were at 6LF21, discovered it had no
knappable stone, and then sent one of their apprentice knappers (we call them "students" now) back to
Flint Mine Hill where they last saw good stones and failed to replenish their stash.
Given all the things we need not assume, then why bother to assume that 6LF21 was devoid of fine
lithics, that the people compulsively required the best or they would not knap at all, and that the people
actually ranged over a territory of hundreds of square miles? According to LaPorta (1994) -- who can find
previously unrecognized quarries faster than a trained pig can find truffles -- chert outcrops need not be
prominent landmarks on the current landscape. He has been identifying quarries throughout northern New
Jersey and adjacent regions for years. William Gardner disproved the assumption that the jasper from the
Thunderbird site in Virginia was Pennsylvania jasper. He located a local source across the Shenandoah
River from the site that was not known to the broader archaeological community.
When I was excavating 6LF21 ,the prevailing assumption was that the source for the chert had to
be in the Hudson Valley at one of the well-known quarries. I walked 10 meters from the site to the bank
PALEO-INDIAN
STUDIES
73
of the Shepaug River and found cobbles of high quality, physically similar chert. A quick note to a
geologist (Dr. Eau Zen, geologist, United States Geological Survey, personal communication, September
I, 1977) identified the likely original source of the cobbles as the Stockbridge Marble Formation less than
two miles away. While no quarries are known to archaeologists, outcrops with 80 em high beds of chert
are visible in this formation near the Massachusetts border with Connecticut. No intensive search has been
made for quarries or exposed beds along this formation within Connecticut because it is variously underwater, buried in bogs, or covered with sediment. Glaciation before 10,000 years ago could easily have cut
into these beds, broken up chunks, and introduced them into streams where cobbles were eventually produced and transported by the Shepaug River to 6LF21.
Far distant sources for lithics found at Paleo-Indian sites are certainly possible. Finished points and
rough bifaces can easily be carried a great distance from the place where they were manufactured at a
quarry or on a cobble fan. Even if the only source known to archaeologists for a particular lithic is quite
distant, one should not assume that all sources are known to archaeologists. I will go one step farther and
proclaim that archaeologists do not know of any sources that do not have obvious, extensive debitage fans
until a geologist goes looking for them. Even then it takes a geologist with a background in archaeology
to realize the significance of chert to archaeologists.
Physical examination as a basis for lithic sourcing is not conclusive. If we add LaPorta (1994) to
the equation, then small, local quarries or cobble beds with lithics having traits similar to those of wellknown, distant sources are possible. Why should the possible sources be limited to the ones known to
archaeologists? Why should have the people depended on a distant source for the tools that ensured their
survival?
Paleo-Indians used non-cryptocrystalline lithics. The only way that anyone can make that statement
is to have found these lithics in a buried, sealed context with diagnostic Paleo-Indian artifacts. This was
the case in the second year of excavation at the Templeton site. Not only was poor quality vein quartz
being reduced in small, tightly defined activity areas, but the flakes were being used without retouching.
Edge damage flakes were recovered by flotation away from the reduction areas.
Until buried, sealed contexts become the only basis for statements on Paleo-Indian artifact and settlement patterning, the stereotype of "only the best Iithics being carefully retouched are good enough for
these people" will remain. If one assumes that only the best was good enough for them, then archaeologists removing Paleo-Indian artifacts from collections at mixed, multi-component sites will only study a
portion of the true picture and come to inaccurate conclusions.
PALEOENVIRONMENTAL
STUDIES
My favorite Paleo-Indian stereotype concerns the environment: These people had to have been
hunters, because the big game animals were the only food for them to exploit efficiently. They were living
in a peri-glacial, tundra, or, at best, taiga environment with no other visible food. Fluted points must be
present at a site or it cannot be a Paleo-Indian site because these people had to hunt to survive.
Lou Brennan summarized this best as the hide-clad triad -- man, woman, child -- wading through
knee-deep snow with a single sparse shrub in the far distance. The caption should read "Do we eat it or
bum it?" He might have been quite serious or just overstating what might have been the case in some
areas. We should not believe this stereotype, unless it can be proved by wood charcoal (or other scientific)
analyses. The environment where the people are actually camping should be the one that archaeologists
reconstruct.
I had the good fortune to become involved with the recovery of a partial mastodon from a Western
Massachusetts bog during the late summer of 1982 (Moeller 1984c). The recovered material includes
mastodon bone slabs, ivory chunks, and teeth fragments associated with seeds of Najas jlexilis and white
spruce cones. Bone gelatin dated to 11,440±655 years BP (GX-9024-G). The white spruce cones dated
to 11,630±470 years BP (GX-9529). Najas flexilis is an aquatic plant found in shallow, fresh water in
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BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
climates no more extreme than are currently found in New England today. The plant is no longer found
in this region. Although no evidence was found for a human role in the demise of the mastodon, the point
is made that the environment was not a tundra or a taiga 1500 years before the occupation of the
Templeton site.
Identifications of wood charcoal and plant macrofossils at many Paleo-Indian and early Holocene
sites in the 1980s and 1990s by McWeeney (1994) among others show that the environment was not as
hostile and barren as pollen studies at bogs had suggested. A mosaic environment with deciduous econiches made human habitation possible and expanded the potential variety of available foods far beyond
big game. Archaeologists had failed to recognize that the pollen cores from bogs were providing a picture
of the general evergreen environment, while the people were living elsewhere. When wood charcoal identifications revealed the deciduous elements, archaeologists then failed to appreciate why people were living
where they were and not in the swamps: the deciduous areas offered a greater food diversity and opportunity for survival. They might exploit bogs for part of their seasonal round or diet, but they will maximize
their locations.
Gradually the identification of wood charcoal, seeds, and macroscopic plant parts has broadened the
archaeologist's perception of prehistoric environments. Predators and prey likely to be in these environments can be assumed from modem geographical associations. While we may not be able to state definitively that humans used these resources. we can demonstrate that they were available. The complementary
concepts of the mosaic environment, deciduous econiches, and edge-effect need to be considered to
balance this picture.
For many years my greatest disappointment from my Paleo-Indian excavations was that I was unable
to persuade people outside of the botanical realm of the significance of the paleoenvironmental data from
this and related sites. Red oak and either juniper or white cedar charcoal from a 10,000 year-old site was
absolutely amazing. Had this been the only find, the excavation would have been worth the time and
expense. At the time, the stereotypic picture of Paleo-Indian life was a highly nomadic family band
struggling for survival with a glacier on the horizon. Tundra and taiga vegetation does not include red oak.
The pollen profile from bogs suggests an evergreen environment, but the people are not living in the bogs.
They are living within a deciduous econiche of a mosaic environment. This one observation provided the
primary focus for my research for the next 20 years.
Identifying prehistoric environments has always been pivotal in determining site locations. People
have always selected camp sites in close proximity to their required resources. Archaeologists attempt to
perceive these same patterns to locate those prehistoric sites. Unfortunately, early surveys were directed
towards where sites had been found in the past. Archaeologists kept finding sites in the same locales (e.g.,
floodplains of major rivers and banks of large lakes) until sites were found accidently elsewhere (e.g.,
adjacent to small streams).
If closer, previously unrecognized, lithic sources can be found for Paleo-Indian sites. then one less
reason exists to assume that they were really regularly exploiting a catchment with a radius of 50 (or
more) miles. If the underlying reason for holding onto the huge catchment is that the environment was
too harsh or food was too sparse to support a group in a smaller territory, I would ask to look at the direct
evidence for this particular reconstruction.
According to Caldwell (1958), "primary forest efficiency" began during the Archaic when people
finally learned how to exploit a wide diversity of natural resources, to develop an effective seasonal round,
and to achieve the technical skills necessary for manufacturing specialized tools. Now this should be considered a very naive view based upon a scant database of Paleo-Indian sites, artifacts, ecofacts, technology,
and ecology hobbled by a self-limiting definition.
By defining Paleo-Indians as big game hunters and by limiting diagnostic artifacts to hunting implements (e.g., fluted points), archaeologists would have been doomed to never recognize Paleo-Indian fishing
or gathering camps if it were not for flotation at buried, undisturbed sites having these ecofacts associated
with fluted points. Once this breakthrough was achieved at the Shawnee-Minisink site (Kauffman and Dent
1982) on the Delaware River in Pennsylvania, the door to environmental possibilism was opened.
PALEO-INDIAN
STUDIES
75
Paleo-Indian sites are found in all 49 continental states and across Canada, but no given region can
boast large numbers or closely spaced camps. They camped in an area to exploit a particular resource and
then moved to the next seasonally available resource. Paleo-Indians had to have had "primary forest
efficiency" from their first entry into the New World. They could not wait until the Archaic to figure out
how to live off the land's resources, but why were they moving into the Northeast as soon as the glaciers
retreated? Given a relatively low population density and an established presence in unglaciated areas, what
was the rush?
Paleo-Indians were probably used to taking advantage of plant foods in naturally occurring, deciduous oases in the evergreen-dominated forests, but these would have been relatively small and widely scattered. Even as they observed the food diversity present in natural openings in the forests, they could not
have known that they could create these openings themselves. They left a camp when they had exploited
what they could. At first the edge-effect would have been minimal because of the limited availability of
plant species for fortuitous adventing in the gradually ameliorating de-glaciated regions.
Edge-effect occurs when the closed forest is cleared naturally or culturally for living space, firewood, and construction materials. The newly created forest edges are where the greatest possible diversity
of new plants will advent. Increase the diversity of plants, and the diversity of animals increases. Increase
the diversity of prey, and the predators increase. Increase the food supply, and the number of people
increases. More people, more land clearing, more edge-effect, greater concentrations of food, less movement for food procuring, and longer periods of sedentism lead to more people in each band.
Human-caused openings are necessary for sufficient edge-effect to support human populations, but
the forest edge plants, animals, and prey do not come the next day. The first time the humans made these
openings in the course of their daily lives, they did not know to expect a positive benefit. Unless they
returned to the same place later in their seasonal rounds, they would not know what had happened and
may not have known that they had caused it. Once the plants established a stand then they could spread,
but the humans had to assist in this process. Once learned, this lesson was repeated time and time again.
They were living at one with nature in the sense that virtually everything they ate or made was one
step from the actual raw material. They could not have been living in a trackless wilderness or a virgin
forest. They had to cut trees to clear for their camps, for building materials, and for camp fires. Clearing
paths through the trees and underbrush would have facilitated travel as well as hunting. The destruction
of the virgin forest began with the earliest human presence and was the primary factor in Indian survival.
Game stalking by individual hunters is very inefficient. This might be acceptable for sport, but not
for survival. Just because these people colonized the region does not mean they were ignorant, stupid, or
naive. They came from scores of generations of hunters. Communal drives, blinds on a game trail, herd
following or stampeding, snares, deadfalls, and other mass killing or unattended trapping methods are
better bets for survival. A fluted point as a thrusting weapon, a projecting weapon, or merely a hafted
knife to slit a trapped animal's throat are all possible simultaneously. And this only looks at the hunted
animal food which is a less secure source than collected slow game or gathered plants. The latter two will
not require fluted points, but if identified in good association with fluted points will aid the environmental
picture for temporal placement.
DIVIDING THE PALEO-INDIAN
PERIOD
The last point I will address is dividing the Paleo-Indian period into three temporal segments. One
cannot presume absolute temporal placement with an absence of pure, buried, single component, dated
contexts. Nor can one develop a relative chronology without many, pure, buried, single components having
a variety of diagnostic artifacts in different ratios. The basis of seriation is that stylistic change occurs
through time with the new gradually replacing the old.
Relative chronology based on flutes getting longer or shorter, bases becoming more or less concave,
or grinding appearing or disappearing is the old Upper Paleolithic cave art conundrum: realistic to abstract,
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BULLETIN OF THE ARCH SOc. OF CT., Volume 62, 1999
or is it from abstract to realistic, or did it start one way, go the other way, and then come back again to
the first? The cultural processes underlying stylistic change are so incredibly complex that they can only
be understood by the Madison Avenue advertising executives dictating next year's in styles, colors, and
catch phrases.
I do not see a large number of pristine Paleo-Indian contexts to make reliable statements on Early,
Middle, and Late Paleo-Indian period subdivisions on a macro-regional scale. I see a far more productive
venue being detailed analyses of individual sites. Once many verifiable, single component, short-term
occupations with a diversity of Paleo-Indian artifacts have been identified, then one can use wood charcoal
identification to start to build an ecological picture of their surroundings. Add a few animals, consider the
likely prey/predators and the people are seen within an econiche. Compare the econiches within the framework of a mosaic environment and look at geographic models of climatic change, forest succession, and
human predation before assuming which style of fluted point came first.
I cannot accept the giant leap of faith that presumes a common stylistic succession of fluted points
over a huge region. I do not see the contextual basis from demonstrably single component sites. What is
even more puzzling to me is why this should be a research question or even a problem. Fluted point styles
vary through time, through space, by function, by lithics, and for personal taste. You cannot study one
variable without controlling for all the remaining ones. I see a need for so much more work on just
resolving the basic contexts.
CONCLUSIONS
The conclusions and models derived from the excavations at the Templeton site should have a
profound impact on how people perceive Paleo-Indian in the Northeast. They should provide a basis for
approaching other Paleo-Indian site excavations and analyses. The implications of Indians intentionally
destroying their environment to obtain basic necessities for life should sound the death knell for the Noble
Savage concept and should make white people feel less guilty about being the ones who invented environmental degradation.
The colonizing effect of plants and trees coupled with the suites of predators and their prey will
proceed in the absence of man, but if you really wanted to alter the environment add humans. Burning,
land clearing, and roaming hunters and gatherers destroyed the virgin forest which evolved as the glaciers
retreated. Regardless of popular myths of the urbanized mind, all humans have exploited their environment
to the limit of their technology.
Paleo-Indian studies have a long history of stereotypes. While some of these stereotypes are useful
to the beginning student who needs to differentiate Paleo-Indian from Archaic and Woodland period
cultures, they should not be believed, repeated, and set in stone by the serious researcher. Nobody can
always do what must be done. There are always exceptions to every rule. To understand a single site one
must always be aware of possible variations from the accepted cultural norms. Most of what we know is
actually a first approximation. We need to learn more before we know anything.
REFERENCES CITED
Caldwell, Joseph R.
1958
Trend and Tradition in the Prehistory of the Eastern United States. Illinois State
Museum Scientific Papers Vol. 10, Menasha.
Custer, Jay F., John A. Cavallo, and R. Michael Stewart
1983
Lithic Procurement and Paleo-Indian Settlement Patterns on the Middle Atlantic Coastal
Plain. North American Archaeologist 4:263-276.
PALEO-INDIAN
STUDIES
77
Gardner, William M.
1983
Stop Me If You've Heard This One Before: The Flint Run Paleoindian Complex
Revisited. Archaeology of Eastern North America 11:49-64.
Jones, Brian
1997
The Late Paleo indian Hidden Creek Site in Southeastern Connecticut. Archaeology of
Eastern North America 25:45-80.
Jordan, Douglas
1960
The Bull Brook Site in Relation to "Fluted Point" Manifestations in Eastern North
America. Unpublished Ph.D. dissertation, Department of Anthropology, Harvard
University.
Kauffman, Barbara E. and R. Joseph Dent
1982
Preliminary Flora and Fauna Recovery and Analysis at the Shawnee-Minisink site
(36MR43). In Practicing Environmental Archaeology: Methods and Interpretations,
edited by Roger W. Moeller, pp. 7-12. American Indian Archaeological Institute,
Washington, CT.
LaPorta, Philip
1994
Lithostratigraphic Models and the Geographic Distribution of Prehistoric Chert Quarries
Within the Cambro-Ordovician Lithologies of the Great Valley Sequence, Sussex
County, New Jersey. Journal of Middle Atlantic Archaeology 10:47-66.
MacDonald, George
1968
A Palaeo-Indian Site in Central Nova Scotia. National Museum of Canada
Anthropological Paper 16.
McWeeney, Lucinda Jackson
1994
Archaeological Settlement Patterns and Vegetation Dynamics in Southern New England
in the Late Quaternary. Unpublished Ph.D. dissertation, Department of Anthropology,
Yale University.
Moeller, Roger W.
1980
6LF21: A Paleo-Indian Site in Western Connecticut. American Indian Archaeological
Institute, Washington, CT.
1982
Flotation Procedures and Applications. In Practicing Environmental Archaeology:
Methods and Interpretations, edited by Roger W. Moeller, pp. 3-6. American Indian
Archaeological Institute, Washington, CT.
1983
There is a Fluted Baby in the Bath Water. Archaeology of Eastern North America
11:27-29.
1984a
Paleo-Indian and Early Archaic Occupations in Connecticut. Bulletin of the
Archaeological Society of Connecticut 47:41-54.
Regional Implications of the Templeton SIte for Paleo-Indian Lithic Procurement and
1984b
Utilization. North American Archaeologist 5(3):235-245.
1984c
The Ivory Pond Mastodon Project. North American Archaeologist 5(1): 1-12.
1989
The Shoop Conundrum. Pennsylvania Archaeologist 59:70-77.
BEYOND PRESENCE AND ABSENCE: ESTABLISHING DIVERSITY IN
CONNECTICUT'S EARLY HOLOCENE ARCHAEOLOGICAL RECORD
DANIEL T. FORREST
UNIVERSITY OF CONNECTICUT
ABSTRACT
The last fifteen years have witnessed a dramatic shift in archaeological perspectives on the earliest Archaic
cultures of the Northeast. The long-held view that the region experienced only sporadic human occupation during
the early post-glacial period has come under increased scrutiny. Both in Connecticut itself, and the Northeast in
general, there is mounting evidence for a diversity of human adaptations in the Early Archaic. Contrary to the prevailing "scarcity" model, much of the new data suggest stable and substantial human economies may have characterized this time period. While these adaptations can be tentatively framed as two distinct populations, further research
must explore the relationship between the Atlantic Slope and Gulf of Maine Archaic traditions.
INTRODUCTION
Fifteen years ago, Roger Moeller (1984:47) noted that much less was known about the Early Archaic
than the Paleo-Indian in Connecticut. This is a particularly dramatic statement, given that the sum-total
of fully characterized Paleo-Indian sites in the state at the time was one. Although Early Archaic sites are
still poorly represented in Connecticut, research within the state and in other parts of the Northeast has
significantly expanded our knowledge of this period. Interest in the Early Archaic remains strong, partly
due to the elusiveness of archaeological evidence and partly due to the dramatic changes taking place
during its temporal span. The period between 10,000 and 8,000 BP encompasses the final transition from
glacially mediated climates to less seasonally severe conditions. The tenth and ninth millennia BP also
witnessed the transition from the oft-romanticized Paleo-Indian lifeways to the more familiar, and somehow mundane, economies of the Holocene. The nature of both of these transitions is the subject of much
debate among archaeologists working in the Northeast. Recent excavations suggest that archaeological sites
within Connecticut will play an important role in characterizing the environmental transition from
Terminal Pleistocene to Early Holocene climates and the human adaptation to these changes.
This paper will review the few excavated sites within the state and place them within the wider context of early regional prehistory. While this paper is intended to summarize the Early Archaic period in
Connecticut, I will be drawing comparisons to many sites outside the state's boundaries. Human adaptation
to tenth millenium BP environmental conditions in the region is poorly understood. This is the result of
a dearth of radiometrically dated archaeological sites and continued skepticism over the extension of extraregional typologies to the Northeast (e.g., Snow 1980; Moeller 1984). More information is available for
the second half of the Early Archaic period, on which this paper will necessarily concentrate. I will focus
on two sites, Dill Farm excavated by John Pfeiffer between 1982 and 1985 (Pfeiffer 1986), and my own
work at the Sandy Hill site on the Mashantucket Pequot Indian Reservation (Forrest 1999). Comparison
of the artifact and feature assemblages from these two sites suggests strong technological, economic, and
cultural ties between people living in this area during the ninth millennia BP and groups to both the
Southeast and Northeast.
Dill Farm clearly represents an early manifestation of what has been termed the Atlantic Slope
Macro-tradition (Dincauze 1976). Characterized by distinctive bifurcate-based projectile points and simple
unifacial flake scrapers, such sites are now well-documented, if still rare, in the Northeast (e.g., Taylor
1976; Funk and Ritchie 1971; Funk and Wellman 1984; Simon 1991; Johnson 1993; Ferguson 1995).
79
80
BULLETIN OF THE ARCH. SOc. OF CT., Volume 62, 1999
The Sandy Hill assemblage is quite different in a number of important ways. Formal bifaces are
lacking, while steep-edged scrapers and small cores are abundant. The absence of projectile points is particularly striking given the large assemblage (see below) and extensive testing of early Holocene deposits
at the site. Unlike Dill Farm, over 95% of the lithic assemblage is quartz, a locally abundant if somewhat
intractable material. Overall, the chipped-stone assemblage at Sandy Hill is broadly similar to a number
of recently excavated sites grouped under the Gulf of Maine Archaic by Brian Robinson (1992). Documenting this technological tradition in southern New England raises difficult questions for archaeologists
studying the Early Holocene period in the Northeast. Available radiocarbon dates suggest the Atlantic
Slope and Gulf of Maine Archaic Traditions are broadly contemporaneous in southern New England and
adjacent areas. The specific cultural relationships between the people living at Dill Farm and Sandy Hill
are unknown, as are the relationships between either tradition and the poorly understood Late Paleo-Indian
foragers of the Northeast.
Finally, I will review the evidence for Early Archaic subsistence systems. New laboratory techniques
employed in the analysis of Sandy Hill enable the documentation of many plant species previously identified as potentially important food-stuffs. Such approaches are critical in the evaluation of prehistoric
economies and provide a necessary balance to the persistent hunting-bias plaguing early Holocene
research. While it has long been argued that plant foods were important if not critical elements in Early
Archaic subsistence systems, a lack of substantial archaeological remains and direct evidence of plant
exploitation has limited the widespread acceptance of this position (cf. Funk 1996:15). 1 will argue that
Sandy Hill provides a wealth of data supporting the Early Holocene wetland-foraging models proposed
by Nicholas (1987, 1988).
THE ATLANTIC SLOPE TRADITION
The apparent lack of early Holocene archaeological sites in the northeastern Woodlands led two
prominent archaeologists to speculate that environmental conditions were particularly harsh during this
period. Both William Ritchie (1965, 1979) and James Fitting (1968) argued that lack of mast resources
limited large animal biomass in the early Holocene, leading to a decline in local human population. As
Ritchie put it, "early in the post-glacial period, Paleo-Indian hunters may have left the Northeast for parts
unknown, or they may simply have dwindled in number from an already scanty maximum to a few
remnant bands" (1969:16 cited in Snow 1980:157). This idea quickly became established as the conventional wisdom among regional archaeologists despite the objections of many researchers (e.g., Dincauze
and Mulholland 1977; Dumont 1981; Nicholas 1987; Robinson and Petersen 1993). Even the most vocal
critics of Ritchie and Fitting frequently resorted to similar lines of argument when assessing the Early
Archaic period.
The northward spread of deciduous trees, especially as represented by the 20% oak isopoll,
appears to have been a significant determinant of habitat attractiveness for human populations
who were dependant on Early and Middle Archaic kinds of technology. In southern New
England, at least, settlement appears to follow, rather than precede, the northward progression
of the 20% oak isopoll. The limited analogies we can draw indicate that the 20% isopoll
represents good habitat for the white-tailed deer (Dincauze and Mulholland 1977:447).
The "Ritchie-Fitting hypothesis" offered a simple and coherent explanation for the puzzling gap between
Paleo-Indian and Late Archaic archaeological manifestations in the Northeast (cf. Funk and Wellman
1984:87-89).
By the early 1970s a complete absence of a northeastern Early Archaic similar to the well-documented
sequence in the Southeast (cf. Broyles 1971; Coe 1964) was untenable (Ritchie and Funk 1971).
Dincauze's landmark publication of The Neville Site: 8,000 years at Amoskeag in 1976 firmly established
EARLY HOLOCENE ARCHAEOLOGICAL
RECORD
81
a technological continuity between Middle Holocene people in the Northeast and their better known COunterparts in the Southeast. The Neville Site is now recognized as a watershed in New England archaeology,
rapidly spurring the documentation of numerous Middle Archaic sites throughout the region (cf. Robinson
1996:2-3). The Neville Site also re-invigorated the search for earlier manifestations of the Piedmont or
Atlantic Slope traditions in the Northeast, encouraging both the publication of recently excavated materials
and the search for previously unknown sites. In this context, Dill Farm can be viewed as one of a relatively small but important group of sites identified shortly after Dincauze published her analysis. Others
include the Harrisena site, located south of Lake George (Snow 1977, 1980), the Russ-Johnsen Complex
in the Upper Susquehanna Valley (Funk and Wellman 1984), and the Double P site in Plymouth County,
Massachusetts (Thorbahn 1982).
Atlantic Slope Tradition sites share a common bifacial chipped-stone technology. Points associated
with the earliest unambiguous manifestation of this tradition in the Northeast include Hardaway, Palmer,
and Kirk comer-notched forms initially defined in the Carolinas (Coe 1964). Northeastern examples may
be contemporaneous with their southern namesakes, placing them between 9600 and 8500 BP (Funk 1996:
13). Securely dated examples are scarce, however, and many researchers have expressed reservations about
equating these isolated tools with the well-defined types to the south (Snow 1980: 163-166; Moeller 1984).
Dated, or not, Hardaway, Kirk, and Palmer points are exceedingly rare in New England and adjacent
areas. A handful have been recovered from the Richmond Hill and Johnsen No.3 sites in New York
(Funk 1996), and several sites in the Robbins Swamp Basin in northwestern Connecticut (Nicholas 1988:
272-273). Slightly younger Piedmont Tradition sites are more common and more easily characterized.
Sites dating between 8600 and 7800 BP typically contain relatively numerous expedient stone tools,
including a wide variety of scrapers and other unifaces, "choppers" and small numbers of bifurcate-based
points (e.g .. Funk and Wellman 1984; Pfeiffer 1986; Simon 1991; Ferguson 1995). These latter artifacts
are the most broadly recognized diagnostic artifacts of the Early Archaic period in the Northeast. Large
numbers of bifurcate points have been recovered along the Taunton River and Titticut basins in Eastern
Massachusetts, possibly representing focal points within the regional settlement pattern (Taylor 1976;
Johnson 1993). Relatively large numbers of Atlantic Slope Tradition diagnostics have also been reported
from Robbins Swamp, in the northwest comer of the state, leading Nicholas to suggest that the locality
represents a core area during the Early Archaic (Nicholas 1988, Fig. I). Isolated specimens and small
collections of bifurcates have been identified from a much wider area, and the points are an uncommon
if not unfamiliar element in many large assemblages from southern New England.
The initial introduction of early notched and bifurcate-based points appears to mark a lengthy period
of gradual technological change. Viewed as a whole, both the formal and informal stone tools manufactured between 9,000 and 7,000 BP demonstrate a cohesiveness that can not be extended to either the preceding or following periods. This can be most readily observed in the morphological overlap between later
examples of the bifurcate-based series (e.g., Kanawha) and the deeply indented bases of early Stanley and
Neville point forms. Non-projectile elements of Atlantic Slope lithic technologies also share clear affinities, including the continued use of heavy cutting tools, choppers, and steeply retouched scrapers (see
Jones, this volume; Dincauze 1976; Ferguson 1995). I suspect that future research will only enhance our
appreciation of the similarities between local Early and Middle Archaic cultures. The possible connections
between the people of the Atlantic Slope Tradition and the preceding inhabitants of the area are more
obscure. The lack of an easily grasped trajectory of change uniting Late Paleoindian lanceolate points and
knives with the notched, beveled, and bifurcated forms of the earliest Archaic has engendered the notion
that the Atlantic Slope Tradition has no local antecedent. It should be clear that a more expansive
comparison between terminal Paleoindian and Early Archaic subsistence and economy must be pursued
before such suggestions are accepted. As Brian Robinson (1996) has recently reminded us, less emphasis
ought to be laid on projectile points and greater attention given to more broadly conceived comparisons.
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BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
DILL FARM
The Dill Farm site remains one of the most important sites of the Atlantic Slope Tradition in the
Northeast. The site is located in south-central Connecticut in the Town of East Haddam (Figure I). Early
Archaic artifacts including several bifurcate-based projectile points were recovered from an area overlooking a wetland basin drained by the Pine Brook (Pfeiffer 1986:20-23). Excavations between 1982 and
Figure I. Location of Early Archaic components discussed in text.
1985 under the direction of John Pfeiffer revealed a small assemblage of early Holocene tools and
features. These materials were recovered from 35 - 40 em below the modem surface and separated from
younger materials by a thin sterile layer (Pfeiffer 1986:28). A total offour features were identified during
the excavations of the Early Archaic component, including a cache of forty crystal quartz quarry blocks
(Pfeiffer 1986:28). A charcoal sample from Feature F, a basin-shaped hearth containing hazel and walnut
fragments returned a date of 8560±270 BP (Pfeiffer 1986:31). Debitage includes secondary retouch flakes
of chert, crystal chert, and fine-grained quartzite or chalcedony. The five bifurcate points recovered during
controlled excavation were manufactured from a variety of materials including rhyolite, chert, and quartzite. Although I know of no formal attempts to source the cherts and rhyolites in the Dill Farm assemblage,
the materials may represent lithic acquisition networks extending west to the well-known chert quarries
of the Hudson Valley and northeast to Boston Basin volcanic deposits. The lack of early stage reduction
debris indicates that the exotic lithics were transported to the site as preforms or finished tools. Pfeiffer
suggests the lack of a developed "living floor" and a lithic assemblage dominated by secondary retouch
EARL Y HOLOCENE ARCHAEOLOGICAL
RECORD
83
flakes of exotic materials in Dill Farm's Early Archaic assemblage reflect short-term site occupancy during
the early Holocene (Pfeiffer 1986:31). This contrasts with the Middle Archaic component at the site, which
suggests both a longer period of site occupation and a greater diversity of subsistence activities.
Overall, the data from the Dill Farm excavations indicate a small group of mobile foragers camped
along the margins of a shallow lake and surrounding wetlands sometime between the late summer and fall.
The presence of a raw material cache indicates these people intended to return to the site, an intention
which was presumably thwarted. The pattern of short site occupancy and clear indications of the
occupants' intent to return to the location is repeated at the Double P site in Titticut Basin (Simon 1991).
SANDY HILL AND THE GULF OF MAINE ARCHAIC
Shortly, following the publication of The Neville Site, a collection of papers documenting the newly
identified Early and Middle Archaic periods in New England was published (Starbuck and Bolian 1980).
Among the papers was Charles Boliari's "The Early and Middle Archaic of the Lakes Region, New
Hampshire". Bolians analysis of the Weir's Beach site, at the southern end of Lake Winnipesaki included
a description of a number of deeply buried steep-edged scrapers manufactured from quartz (Bolian 1980:
125). Bolian suggested that these tools might date from Early Archaic period, even though the assemblage
lacked more typologically salient forms, i.e., projectile points. Bolian was not the first to argue that tools
other than bifacially knapped projectile points might be diagnostic of early sites in the Northeast. Earlier
suggestions that "crude" and expedient stone tools, including "choppers" and scrapers might have been
more characteristic of the Early Archaic in the Northeast had been widely ignored (e.g., Byers 1959).
However, Bolians suggestion was soon borne out in a series of excavations undertaken in mid-1980's.
The Sharrow site of Milo, Maine was excavated under the direction of James Petersen between 1985
and 1989 (Petersen 1991: 17-26). Sharrow and the nearby Brigham site (Petersen and Putnam 1992) are
located on opposite banks of the Sebec River at its confluence with the Piscataquis (Petersen 1991: 3).
Both contain deeply stratified alluvial deposits and rich archaeological potential. The well-dated early
Holocene assemblage at Sharrow contains an abundance of groundstone tools and numerous scrapers and
"core-scrapers" analogous to those described by Bolian at Ellsworth Falls. Formal bifaces are noticeably
absent from these deposits.
The Gulf of Maine Archaic currently has an exclusively northern New England distribution;
however, recent excavations in Connecticut have identified very similar assemblages. Sandy Hill (72-97)
is a large multi-component site located along the southeastern edge of the Cedar Swamp basin within the
Mashantucket Pequot Indian Reservation in southeastern Connecticut (Figure I). This former glacial lake
basin is approximately 15 km inland from Long Island Sound in the coastal uplands region. Sandy Hill
is the largest, both in terms of area and assemblage size, of over 100 sites currently identified within the
Cedar Swamp Basin. The site, as currently defined, occupies an area of approximately 2 hectares between
the Foxwoods Casino and the Cedar Swamp wetlands. Sandy Hill was first identified in September 1986
by a survey crew from the Public Archaeology Survey Team. Subsequent testing of the site area was
undertaken in May 1989, and March 1990. These early surveys revealed moderate to high prehistoric and
historic artifact densities across a wide area. Intensive excavation of a small portion of the site threatened
by the construction of a water pipeline in September 1991 yielded a small quartz assemblage and an
unusual fragment of groundstone. Field supervisor Jon Lizee was the first to recognize the similarity of
these materials with the then recently published descriptions of the Brigham and Sharrow sites in Milo,
Maine. However, no cultural features were identified in association with the quartz, and Lizee's hunch
remained unconfirmed.
Archaeological investigation of Sandy Hill was reopened in the fall of 1996 in response to the
planned construction of cooling towers and a large parking garage associated with the expansion of hotel
facilities at Foxwoods. Standard 50 em square shovel test pits were excavated on a five meter grid across
the site area threatened by construction (Figure 2). All sediment from the site was screened using eighth-
84
BULLETIN OF THE ARCH SOc. OF CT., Volume 62, 1999
c _
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Figure 2. Contour map with Phase II and III excavation units at Sandy Hill.
inch hardware cloth. Three hundred sixty-seven test pits were completed between September and
December 1996. These test pits yielded a sample of just over 8,000 lithic artifacts including debitage. Peak
densities over 500 quartz flakes per test pit occurred across the base of 20 - 30 percent slope along the
central and northern portions of the site.
Data recovery excavations began in January 1997. Excavation continued in the summers of 1997
and 1998 with a joint crew from the Mashantucket Pequot Museum and Research Center, The University
of Connecticut archaeology field school, and the Public Archaeology Survey Team. Three hundred fifteen
meters have been fully excavated to date. This does not include and additional 184 meters that were
excavated subsequent to machine stripping of topsoil within the parking garage project limits. Although
the inventory of the entire site assemblage is incomplete, field inventories indicate the entire assemblage
EARL Y HOLOCENE ARCHAEOLOGICAL
RECORD
85
will likely exceed 100,000 artifacts. One hundred and seven cultural features have been identified, not
including the complex Early Holocene deposits discussed below. This large assemblage includes at least
eight broadly defined temporal components spanning the Late Paleo-Indian to Historic periods. For the
purposes of the present discussion, I will restrict my comments to the Early Archaic components and the
smaller Middle Archaic and Late Paleo-Indian assemblages.
The Middle Archaic component at the site conforms to a general pattern well-documented elsewhere
on the reservation (Jones, this volume). Neville and Neville-like points are the single most commonly
identified bifaces in the assemblage. Over two dozen of these points have been recovered from the recent
excavations, yet no cultural features at the site can be attributed to the Middle Archaic. Over 75% of the
Neville points are broken, with a significant over representation of base versus blade fragments. Early field
observations suggest that a higher proportion of the base fragments were manufactured of exotic rhyolites,
while a majority of the points broken during production were made on locally available quartzite. The
replacement of exhausted tool-kits made from materials acquired at some distance from the site is further
supported by the relative rarity of rhyolite debitage. The only complete rhyolite tool recovered during the
excavation was a drill apparently reworked from a projectile point. No later Middle Archaic artifacts have
been recovered, with the possible exception of a single Stark point. This matches a much broader pattern
documented in the area. Across the reservation, and within Connecticut in general, there appears to be a
pronounced gap in the archaeological record between 7,000 and 5,000 BP.
A small scattering of Late Paleo-Indian artifacts including two Holcombe-like projectile points and
a handful of scrapers manufactured from high quality exotic cherts represent the earliest identified components at the site (Figure 3). Very little debitage recovered during the excavation resembles the materials
used in the manufacture of the Paleo-Indian tools. All these artifacts have been recovered from disturbed
contexts, and the exact nature of the component is undetermined. The temporal relationship between these
materials and the Hidden Creek site, a small Late Paleo-Indian camp excavated by Brian Jones (1997),
is also currently undetermined. Hidden Creek is located less than 100 m south of Sandy Hill.
In contrast to the remains of Middle Archaic and Paleo-Indian occupations at Sandy Hill, the Early
Archaic assemblage is rich in primary debitage and cultural features. Jon Lizee's suggestion of a Gulf of
Maine Archaic-like component at Sandy Hill received dramatic support on the first day of machine
assisted topsoil stripping in February 1997. An eight-meter wide cut along the base of a sandy embankment exposed thick black sandy deposits containing a very high density of quartz debitage, numerous
steeply retouched quartz unifaces and hundreds of charred hazelnut fragments. A sample of hazelnut shell
fragments was submitted for conventional radiocarbon dating almost immediately. The date of 8920±1 00
was received.
Initial inspection of the machine cut revealed what appeared to be two very large shallow basin-form
features with flat bottoms. The features overlapped near the center of the exposed cut and were each
approximately 6 m wide in the slightly oblique section. Subsequent excavation has revealed a far more
complicated stratigraphic situation. The deposits were exposed in a series of meter-wide trenches (Figure
4). At least five individual features were identified in the first section examined by Dr. Robert Thorson
of the Department of Geology at the University of Connecticut, Dr. Brian Jones of the Mashantucket
Pequot Museum and Research center, and myself. The following description is largely derived from our
conversations at the site and a more formal report prepared by Thorson (n.d.).
Each feature was formed when a large cut was excavated into the fine-grained glacio-deltaic sands
(Figure 5). These large, basin-shaped excavations measure approximately 4 by 6 m. As the floor of each
feature was level. maximum depth below surface always occurred at the up-slope end. Each was filled
with a series of anthrosols, consisting of glacial sands and large quantities of micro-divided charcoal,
charred nuts, and other floral remains. These anthrosols are either capped by talus or colluvium from the
flanking embankments or are truncated by the excavation of subsequent features. The entire sequence is
topped by a wedge of mid- to Late Holocene colluvium, showing minimal soil development. In North South section, the features demonstrate a clear stratigraphic relationship, such that the oldest features are
located at the base of the slope.
86
BULLETIN OF THE ARCH SOc. OF CT., Volume 62, 1999
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EARL Y HOLOCENE ARCHAEOLOGICAL
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Figure 4. View North from the top of Parking Garage: Note Foxwoods Casino and Hotel in background.
88
BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
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I am currently interpreting these features as the remains of semi-subterranean pit-houses. Both the
substantial efforts required in the excavation of each feature and the density of refuse found within,
suggest these shelters were occupied for relatively long periods of time. Several of the features contain
two or more distinct anthrosols separated by redeposited glacial sands, indicating possible reuse of the
shelter after a period of abandonment. Most pit-house features do not show this pattern, though this may
be attributed to pervasive turbation of the anthrosols by the treading of the human occupants or the action
of burrowing insects and worms. It is notable that the features demonstrating successive cultural strata are.
all located near the base of the slope where the influx of fine-grained sediment is expected to be the
greatest. This is the context most conducive to the preservation and separation of micro-strata. Geo-micromorphological study of several soil columns from the pit-house features is underway and a more detailed
review of the geological context of the early Holocene archaeological deposits will be forthcoming.
A series of radiocarbon dates places the pit-house features between 9,300 and 8,500 BP (Figure 6).
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Figure 6. Age estimates for Sandy Hill and Atlantic Slope Tradition sites in the Northeast.
(All dates are uncorrected for fractionation).
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BULLETIN OF THE ARCH. SOc. OF CT., Volume 62, 1999
The earliest date from the sequence, 9340±60 BP (Beta-122013) is from an AMS sample of an unidentified wood fragment. This date appears out of sequence with a stratigraphically subordinate stratum dated
to 9020±60 (Beta-I 220 14). It is possible that this sample was heartwood from a large tree and overestimates the age of the feature by one or two centuries (all other Sandy Hill samples listed below were
nutshell or cattail fragments). Alternatively, this may represent material from an earlier occupation that
has become integrated with the matrix of a younger feature. It is quite clear from the stratigraphic sections
examined in the field that later pit-house excavations truncated almost all of the earliest features in the
sequence. As a consequence, some feature sediments and artifacts are likely to have been incorporated into
younger features. Another AMS date of 3740±40 on a charred hazelnut fragment from an anthrosol
bracketed in the middle of the stratigraphic sequence is clearly too young. It is likely the result of an
unrecognized burrow, but is nonetheless troubling. Further dating of material from this stratum will
hopefully clarify the situation in the near future.
Sandy Hill Lithics
The lithic technology employed by the early Holocene inhabitants of the Cedar Swamp Basin is distinctive in several respects. The most notable is the lack of formal bifaces. A single concave-based projectile point made from quartzite is the only tool of its kind recovered from a pit-house context (Figure
3 top row, second from the right). Bifacial reduction flakes are also exceedingly rare among the debitage.
Only twelve have been identified among the approximately 20,000 Early Archaic artifacts catalogued to
date. Steeply retouched quartz scrapers are abundant (Figure 7).
The numerous quartz cores recovered from Sandy Hill range from simple expedient forms produced
on thick flakes and large angular debris to small conical forms. The majority of the former type appears
to have been reduced using freehand percussion. Most were discarded after a small number of flakes were
detached from fortuitous platforms. Such cores invariably retain significant mass and could easily have
been utilized further if the knapper had desired. The latter core types by contrast share a common form
and reduction trajectory (Figure 8). These forms have large, flat to slightly concave platforms located
either along natural cleavage planes within the raw material or produced by the removal of a sizable flake.
A moderate number of cores have platforms prepared by the removal of a series of smaller flakes from
the margins of the core (Figure 8, middle right). Regardless of how the platforms were produced, the cores
were utilized in a consistent manner. Flakes were systematically detached along the steep margins of the
piece. Flakes were typically detached from the entire circumference of the core, although obstacles such
as step fractures and inclusions frequently precluded the use of the entire platform edge. Edge angles on
the majority of these artifacts fall between 60 and 70 degrees, though several exhausted examples approach
90 degrees. Many of the cores have readily observable crushing damage on their tapered ends. This and
the small overall size of the cores indicate that they were reduced using a bipolar technique.
Given the intractability of the quartz used, the cores show an impressive uniformity of shape and
reduction pattern. The diminutive size of the flakes produced from the cores would largely preclude their
use as simple hand-held tools and likely rule out their use as tool blanks. So what were they doing with
all these little, sharp flakes? The systematic production of such small flakes at Sandy Hill supports Brian
Robinson's argument that a microlithic industry may have been developed in the Northeast during the
Early Archaic (Robinson 1992:97). As Robinson has suggested, the lack of formal bifacial knives and projectile points in Gulf of Maine Archaic sites may be explained by the use of composite tools. Small flakes
detached from the abundant bipolar cores may have been used as insets for bone, antler, or wood handles
and hafts. This, in turn, may reflect an innovative means of utilizing readily available low-quality stone
as an alternative to "expensive" raw material more suitable for the manufacture of bifacial knives and
points. The numbers of these tools recovered within the pit-houses suggests they represented an important
element of the overall lithic economy, whatever their specific function. Peak densities of bipolar cores
approach 25 per rn' of feature sediment.
Other stone tools recovered from the pit-houses include several dozen large bifacial "choppers"
(Figure 9). These tools were manufactured on large pieces of schist, sandstone, and gneiss and are similar
EARLY HOLOCENE ARCHAEOLOGICAL
RECORD
91
BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
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EARLY HOLOCENE ARCHAEOLOGICAL RECORD
93
94
BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
to tools recovered from the Brigham/Sharrow (Petersen and Putnam 1992), and Haviland sites (Ferguson
1995). Hematite and graphite fragments were also found in modest numbers within the pit-house features.
Many of the fragments are faceted and incised, presumably from their use in the production of pigment.
Unlike Gulf of Maine Archaic sites in northern New England, Sandy Hill contains few examples of Early
Archaic groundstone. One heavily battered gouge bit and a large fully grooved gneiss adze are the only
recognizable groundstone tools from the pit-houses. The adze may be from a younger component, as it
was recovered at the interface between the late Holocene colluvium and shallow feature deposits.
Plant Use at Sandy Hill
While many of the subsistence models for Early Archaic foragers in the Northeast focus heavily on
faunal resources (e.g., Fitting 1968; Ritchie 1965; Dincauze and Mulholland 1977), there is a growing
awareness of the importance of plant foods to temperate hunter-gatherer economies (Mellars 1976;
Nicholas 1998). An essential stumbling block to constructing realistic models of plant use in the remote
past has been the lack of identifiable remains other than nuts and seed. While the very substantial numbers
of hazelnuts recovered during the excavations at Sandy Hill indicate that mast resources were an important
element in the overall economy, it is now apparent that other plants may have contributed greatly to the
inhabitants' diet. Potentially important foodstuffs such as roots and tubers rarely survive in forms
amenable to identification using conventional ethnobotanical methods. The use of scanning electron
microscopy is now offering a means of circumventing this problem (Hather 1991; Perry 1999). This
method allows the inclusion of very small charred remains that lack features traditionally utilized in the
identification of macro-botanical remains. More importantly, the approach enables the identification of
vegetative tissues including stems, roots, and tubers.
Four flotation samples from the Sandy Hill pit-house features were submitted to Dr. David Perry
in the fall of 1997 and winter of 1998. A preliminary examination of the floral remains suggested an
excellent chance for the preservation of vegetative tissues (Figure 10). Subsequent analysis has confirmed
the presence of a wide variety of wetland species in the feature matrix. Table I summarizes the results
of Dr. Perry's work (Perry et al. n.d.).
TABLE I: IDENTIFICATION
OF WETLAND PLANTS FROM THE SANDY HILL SITE
S[lecies
Sparaganiunl spp.
Typha spp.
Alisma plantago-aquatica
Saggitaria sp.
Cyperus esculentus
Scirpus L
Calla L.
Medeola L.
Polygonatum Mill.
Iris L.
Nymphaea L.
Common Name
Bur-reed
Cattail
Water Plantain
Arrowhead
Yellow N utsedge
Bullrush
Wild Calla
Indian Cucumber
Solomon's Seal
Blue Flag
White Water-Lily
Number of S[lecimens
4
25
3
2
14
10
2
2
2
2
4
Possible Uses
Food, Medicine
Food, Matting
Food
Food, Medicine
Food
Food, Matting, Basketry
Medicine, Poison
Food, Medicine
Food, Medicine
Medicine, Cordage
Food, Medicine
The presence of aquatic, emergent, and terrestrial species suggests that the inhabitants of Sandy Hill
were utilizing plants from a number of different microhabitats in the vicinity. Notably, both cattail and
yellow nutsedge are highly productive "weedy" volunteer plants that thrive in disturbed environments. The
number and specific nature of the pit-house features at Sandy Hill indicate a highly redundant series of
long-term occupations at the site. Such. an intimate association of people with a specific landform
EARL Y HOLOCENE ARCHAEOLOGICAL
RECORD
95
Figure 10. Scanning electron micrograph of a Sandy Hill botanical specimen.
undoubtedly produced substantial changes in the immediate environment. Certain plant (and animal)
species may well have benefited from such changes and further enhanced the attractiveness of the area
for habitation. Nutsedge may have flourished in forest openings created or enlarged by people, while
cattail might have benefited from the increasing human traffic in and around the swamp. Aside from their
food value, many of the plants listed above may well have provided raw material for baskets, cordage,
and even structural elements of the habitations (i.e., bullrush and cattail).
In summary, Sandy Hill contains evidence of repeated, long-term occupations spanning at least five
hundred years. Botanical remains recovered from Early Archaic features indicate the site was occupied
minimally during the summer and fall seasons. Indirect evidence hints at winter season habitation as well.
The use of semi-subterranean shelters suggests a need for greater insulation and protection from temperature extremes. The need must have been significant to warrant the increased energy expended on such
shelters when compared with the more familiar "wigwam" structures. Clearly, humans were persistent
members of the larger biotic community of Cedar Swamp Basin during the Early Holocene. The accumulated debris at Sandy Hill was not left behind by a highly mobile population simply "passing through".
This locality was home to unknown numbers and stands in stark contrast to other reported Early Archaic
sites in Connecticut.
96
BULLETIN
OF THE ARCH. SOc. OF CT., Volume
62, 1999
DISCUSSION
When Roger Moeller was summarizing Connecticut's Early Archaic archaeological record in 1984,
there was not enough information available to justify a separate chapter in the ASC Bulletin. Fifteen years
later significantly more data are available. Discoveries within the state and in the wider Northeast region
have now conclusively demonstrated a widespread Early Archaic presence. In fact we are now confronted
with two seemingly distinct and contemporaneous Early Archaic technological traditions, and plausibly
human populations, within southern New England. Are these truly discrete cultures? A superficial comparison of Atlantic Slope and Gulf of Maine sites would certainly suggest that they are. Dill Farm and other
sites of the more familiar Atlantic Slope Tradition have generally been interpreted as evidence of highly
transient foraging groups. As discussed above, Dill Farm fits nicely with conventional models of Early
Archaic settlement and subsistence patterns. It's one of a handful of sites with small artifact assemblages
and few cultural features, supporting the hypothesis that limited resources held population in check and
encouraged high levels of mobility. Robert Funk (1978, 1979, 1984, 1997) has been one of the more vocal
proponents of this perspective. As he summarized:
The general paucity of remains could reflect a number of factors, such as the relatively small
size of occupying groups, relatively infrequent visits by such groups, or a fairly short duration
of visits. Thus the evidence indicates that the often-noted paucity of Early Archaic traces
relative to those of later occupations reflects prehistoric reality, whatever the ultimate
explanation may be (1979:35).
This plainly does not describe the type of settlement pattern evidenced at Sandy Hill. Coupled with
the differences in lithic technology and economy such a contrast implies profound differences in the
lifeways pursued by both groups.
Yet there are problems with such a comparison. Dill Farm and Sandy Hill are certainly different
types of sites. The former is probably a logistical camp, preserving debris generated over the course of
a few short days. While the latter would minimally quality as a "base camp", though a Woodland village
might be a better model for the duration and intensity of human activity onsite. Unfortunately, the
published records from other Early Archaic base camps in the state lack important details that might
enable meaningful comparisons. George Nicholas' work at Robbins Swamp apparently did provide enough
information for him to tum Funk's model on its head:
If glacial lake basin mosaics represented a highly productive, long-term, and reliable resource
base on the early postglacial landscape of the Northeast, then it may be useful to examine the
archaeological record of this period within a context of affluent gatherer-hunters, such as
found on the Northwest Coast. Not only would this land use tend to focus on such places on
the landscape during periods of maximum basin uniqueness, but resource availability would
also facilitate certain types and levels of social and economic structures normally not
associated with small, mobile, and egalitarian groups (Nicholas 1988:288). [Emphasis in
original].
Sandy Hill provides support for this view of the Early Holocene, yet it remains difficult to assess
the comparability of the data used to generate the model itself. Likewise, there is a lack of short-term
camps associated with the Gulf of Maine Tradition in Connecticut that might be likened to Dill Farm. This
is partially explained by a lack of familiarity with the newly described tradition itself. It also may reflect
the difficulty of identifying such sites in a typical survey. The lack of formal bifaces and a reliance on
quartz means that Gulf of Maine components might easily be missed on multicomponent sites, further
contributing to the notion of a sparse Early Archaic record in the state (cf. Robinson 1996). As illustration
of this very problem, I offer the following: despite fifteen years of intensive survey within the Cedar
EARL Y HOLOCENE ARCHAEOLOGICAL
RECORD
97
Swamp Basin where Sandy Hill is located, there is not a single candidate for a support camp associated
with the site. Until comparable sites are located, the relationship between the two traditions in this region
must remain an open question.
REFERENCES CITED
Bolian, Charles
1980
The Early and Middle Archaic Cultures of the Lakes Region, New Hampshire. In Early
and Middle Archaic Cultures in the Northeast, edited by D. Starbuck and C. Bolian, pp.
115-134. Occasional Publications in Northeastern Anthropology, No.7. Franklin Pierce
College, Rindge, NH.
Broyles, Bettye J.
1971
Second Preliminary Report: The St. Albans Site. Kanawha County. West Virginia. Report
of Archaeological Investigations No.3. West Virginia Geological and Economic Survey.
Byers, Douglas
1959
The Eastern Archaic: Some Problems and Hypotheses. American Antiquity 24(3):233256.
Coe, Joffre
1964
The Formative Cultures of the Carolina Piedmont. Transactions of the American
Philosophical Society 54(5).
Dincauze, Dena F.
1976
The Neville Site: 8. 000 Years at Amoskeag. Peabody Museum Monographs No.4,
Harvard University Press, Cambridge.
Dincauze, Dena F. and Mitchell T. Mulholland
1977
Early and Middle Archaic Site Distributions and Habitats in Southern New England. In
Amerinds and their Paleoenvironments, edited by Walter S. Newman and Bert Salwen,
pp. 439-456. Annals of the New York Academy of Sciences Vol. 288.
Dumont, John
1981
The Paleoindian - Early Archaic Continuum: An Environmental Approach. Archaeology
of Eastern North America 9: 18-37.
Ferguson, John P.
1995
The Haviland Site: The Early Archaic in Schoharie County. The Bulletin of the New
York State Archaeological Association 110:1-15.
Fitting, James
1968
Environmental Potential and the Postglacial Readaptation in Eastern North America.
American Antiquity 33(4):441-445.
Forrest, Daniel
1999
Sandy Hill: An Early Holocene Site in Southeastern Connecticut. Paper presented to the
Northeastern Anthropological Association Annual Meeting.
Funk, Robert E.
1996
Holocene or Hollow Scene? The Search for the Earliest Archaic Cultures in New York
State. The Review of Archaeology 17: 11-24.
Post-Pleistocene Adaptations. In Handbook of North American Indians: Northeast Vol.
1978
15., edited by Bruce Trigger, pp. 16-27, Smithsonian Institution, Washington, DC.
1979
The Early and Middle Archaic in New York as Seen from the Upper Susquehanna
Valley. The Bulletin of the New York State Archaeological Association 75:23-38.
1984
Recent Advances in Connecticut Archaeology: The View from New York. Bulletin of the
Archaeological Society of Connecticut 47:129-143.
98
BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
1996
Holocene of Hollow Scene? The Search for the Earliest Archaic Cultures in New York
State. The Review of Archaeology 17:11-25.
Funk, Robert E. and William Ritchie
197 I
Evidence for Early Archaic Occupations on Staten Island. Pennsylvania Archaeologist
4 I (3):45-59.
Funk, Robert E. and Beth Wellman
1984
Evidence of Early Holocene Occupations in the Upper Susquehanna Valley, New York
State. Archaeology of Eastern North America 12: 81-109.
Hather, Jon G.
199 I
The Identification of Charred Archaeological Remains of Vegetative Parenchymous
Tissue. Journal of Archaeological Science 18:66 I-675.
Johnson, Eric S.
1993
Bifurcate Base Projectile Points in Eastern and Central Massachusetts: Distribution and
Raw Material. Bulletin of the Massachusetts Archaeological Society 54(2):46-55.
Jones, Brian D.
1997
The Late Paleoindian Hidden Creek Site in Southeastern Connecticut. Archaeology of
Eastern North America 25:45-80.
Mellars, Paul A.
1976
Settlement Patterns and Industrial Variability in the British Mesolithic, in Problems in
Economic and Social Archaeology, edited by G. Sieveking, I. H. Longworth and K. E.
Wilson, pp. 375-399. Duckworth, London.
Moeller, Roger W.
1984
Paleo-Indian and Early Archaic Occupations in Connecticut. Bulletin of the
Archaeological Society of Connecticut 47:4 I-54.
Nicholas, George P.
1987
Rethinking the Early Archaic. Archaeology of Eastern North America 15:99-124.
1988
Ecological Leveling. In Holocene Human Ecology in Northeastern North America, edited
by George P. Nicholas, pp. 257-290. Plenum Press, New York.
1998
Wetlands and Hunter-Gatherers: A Global Perspective. Current Anthropology 39(5):720732.
Perry, David.
1999
Vegetative Tissues from Mesolithic Sites in the Northern Netherlands. Current
Anthropology 40(2):231-237.
Perry, David, Daniel Forrest, and Kevin McBride
n.d.
Vegetative Plant Remains from the Early Archaic of Connecticut: Preliminary Results of
Research at Sandy Hill, Manuscript in author's possession.
Petersen, James
Archaeological Testing at the Sharrow Site: A Deeply Stratified Early to Late Holocene
199 I
Cultural Sequence in Central Maine. Occasional Publications in Maine Archaeology 8.
Maine Historic Preservation Commission and Maine Archaeological Society. Augusta,
ME.
Petersen, J. and D. Putnam
1992
Early Holocene Occupation in the Central Gulf of Maine Region. In Early Holocene
Occupation in Northern New England, edited by B. Robinson and J. Petersen, pp. 13-62.
Occasional Publications in Maine Archaeology, No.9. Maine Historical Preservation
Commission, Augusta.
Pfeiffer, John
1986
Dill Farm Locus I: Early and Middle Archaic Components in Southern New England.
Bulletin of the Archaeological Society of Connecticut 49: 19-35.
EARL Y HOLOCENE ARCHAEOLOGICAL
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Ritchie, William
1965
The Archaeology of New York State. Natural History Press, Garden City, NJ.
1979
Some Regional Ecological Factors in the Prehistory of Man in the Northeast. The
Bulletin of the New York State Archaeological Association 75: 14-23.
Ritchie, William and Robert Funk
1971
Evidence for Early Archaic Occupations on Staten Island. Pennsylvania Archaeologist
41(3):45-59. e
Robinson, Brian S.
1992
Early and Middle Archaic Period Occupation in the Gulf of Maine Region: Mortuary and
Technological Patterning. In Early Holocene Occupation in Northern New England,
edited by Brian S. Robinson, James B. Petersen and Ann K. Robinson. Occasional
Publications in Maine Archaeology, No.9. Augusta, Maine.
1996
Projectile Points, Other Diagnostic Things and Cultural Boundaries in the Gulf of Maine
Region. Maine Archaeological Society Bulletin 36(2): 1-24.
Robinson, Brian S. and James B. Petersen
1992
Early Holocene Occupation in Northern New England. Occasional Papers in Maine
Archaeology No.9, Maine Historic Preservation Commission, Haffenreffer Museum of
Anthropology and Maine Archaeological Society, Augusta.
1993
Perceptions of Marginality: The Case of the Early Holocene in Northern New England.
Northeast Anthropology 46:61-75.
Simon, Brona G.
1991
Prehistoric Land Use and Changing Paleoecological Conditions at Titticut Swamp in
Southeastern Massachusetts. Man in the Northeast 42:63-74.
Snow, Dean
1977
The Archaic of the Lake George Region. In Amerinds and Their Paleoenvironments in
Northeastern North America, edited by W.S. Newman and B. Salwen, pp. 431-438.
Annals of the New York Academy of Sciences.
1980
The Archaeology of New England. Academic Press, New York.
Starbuck, David and Charles Bolian
1980
Early and Middle Archaic Cultures in the Northeast. Occasional publications in
Northeastern Anthropology, No.7. Franklin Pierce College, Rindge, NH.
Taylor, W.B.
1976
A Bifurcated-Point Concentration. Bulletin of the Massachusetts Archaeological Society
37(3):36-41.
Thorbahn, Peter
1982
The Prehistoric Settlement Systems in Southern New England 8,000 BC to AD 1500.
Final Report of the Interstate 495 Archaeological Data Recovery Program. Report on
File at the Massachusetts Historical Commission, Boston.
Thorson, Robert
n.d.
Geological Report: Site 72-97. Manuscript in author's possession.
THE MIDDLE ARCHAIC PERIOD IN CONNECTICUT:
THE VIEW FROM MASHANTUCKET
BRIAN D. JONES
MASHANTUCKET
PEQUOT MUSEUM AND RESEARCH CENTER
ABSTRACT
This paper briefly examines
the state-wide
record of Middle Archaic sites in Connecticut
as represented
in the
records of the Office of the State Archaeologist. This summary is followed by a more detailed look at Middle
Archaic sites recently excavated on the Mashantucket Pequot Reservation in southeastern Connecticut. Three sites
in terms of assemblage content and artifact distribution. Middle Archaic sites at Mashantucket appear
are examined
to represent short-term hunting and butchering-oriented camps. While they may represent family-sized residential
camps. it is plausible that most of the Middle Archaic sites at Mashantucket functioned as logistical support camps
for larger residential base camps located elsewhere. The general lack of archaeological data for the period between
7,000 and 5,000 BP is noted. Possible causes of the apparent hiatus are discussed, as are ways of locating sites dating
to this period.
INTRODUCTION
Fifteen years have passed since the publication of the Bulletin of the Archaeological Society of
Connecticut's landmark 1984 summary of Connecticut prehistory. Since that time a volume of information
has been added to the records in the Offices of the State Archaeologist and Connecticut Historical
Commission. Numerous site reports have been published in regional journals and archived in the
Connecticut Historic Preservation Collection at the new Dodd Research Center at the University of
Connecticut. More and more information is available through the internet, and the state site records were
recently digitized and formatted for research use within a Geographic Information System. Despite these
advances, many gaps remain in our knowledge of Connecticut's prehistory. In fact, the most important
research questions raised in the 1984 bulletin concerning demographic, subsistence, and settlement organization and change over time are far from answered. This fact underscores the importance of a renewed
assessment of Connecticut prehistory and a reevaluation of our research goals.
This paper focuses on the Middle Archaic period, defined here as encompassing the eighth and
seventh millennia BP (8,000 - 6,000 radiocarbon years ago or 7,000 - 4,900 calibrated calendar years BC).
The state's best known and documented sites remain Dill Farm in East Haddam, excavated between 1982
and 1985 (Pfeiffer 1986), and the Lewis-Walpole site in Farmington, excavated between 1967 and 1975
(Starbuck 1980). The Middle Archaic period is marked by a mid-Holocene climate shift to dry, warm
conditions which appear to have affected regional foraging lifeways (Nicholas 1998). In Connecticut and
throughout most of the Atlantic coastal region this period is associated with an increase in the number of
sites, the seasonal use of fishing locations, a stone tool industry focused on regionally available lithic
materials, assemblages dominated by projectile points and expedient flake tools, and an elaboration of
ground stone forms which included semi-lunar atiati weights, ulus, full-grooved axes, and grooved pebble
net sinkers. The increased number of sites and focus on regional lithics suggest a marked increase in
human population density at this time.
While the first half of the Middle Archaic period is relatively well documented in the state, I will
argue that the latter half is poorly understood. In fact, little information concerning the state's prehistoric
hunter-gatherers exists until after 5,000 years ago. I will briefly review the distribution of Middle Archaic
sites across the state as documented in the site files ofthe Connecticut Historic Commission. Thereafter,
I will focus on the local expression of the Middle Archaic period where it is most familiar to me - on the
Mashantucket Pequot Reservation in southeastern Connecticut. I will summarize the Mashantucket finds
and make suggestions concerning their implications for the Middle Archaic period across the state. I will
101
102
BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
conclude by summarizing what I consider the most important unanswered research questions concerning
this period and how we might begin to answer them.
THE STATE RECORD
Eighty-six sites with Middle Archaic components are listed in the files of the Connecticut Historical
Commission (CHC) and Office of Connecticut State Archaeology. Individual site locations are plotted in
Figure I and their distribution by county is presented in Table I. Sites are clearly clustered in certain
Figure I. Distribution of sites with Middle Archaic components on file at the Office of Connecticut State
Archaeology. Note the heavy concentration of sites in the lower Connecticut River Valley. Point
locations based on GIS data compiled by William Keegan for the Connecticut Historical
Commission.
TABLE I: CHC SITES WITH MIDDLE ARCHAIC COMPONENTS
Western
Countx
Fairfield
Connecticut
New Haven
Region
CHC Middle
CHC County
Archaic Sites
2
Sites per 100
Sguare Kilometers
Litchfield
15
Sites on File
3.0% of 664
0.2% of 439
1.9% of 773
Central
Connecticut
Middlesex
Hartford
21
14
4.9% of 426
3.3% of 427
1.89
0.65
Eastern
New London
Tolland
Windham
II
7
15
86
1.1% of 1009
2.1% of 325
3.0% of 500
4563
0.55
0.58
0.99
Connecticut
Total
0.11
0.05
0.55
avg. ~ 0.67
regions. Much of this clustering is likely an artifact of research or project focus. Examples of this are the
ten sites in Litchfield county reported by Nicholas recovered during the Robbins Swamp Survey project
(Nicholas 1988) and the concentration of sites in the lower Connecticut River Valley recovered during
MIDDLE ARCHAIC
PERIOD
103
McBride's intensive survey of that area in the early 1980s (McBride 1984a). The current Connecticut site
listing does not yet include an additional sixteen sites from the Mashantucket Pequot Reservation
excavated by the Public Archaeology Survey Team and the Pequot Museum and Research Center, some
of which are described below. these sites have only recently been re-evaluated and existing site forms
are in need of updating. It is likely that the Connecticut Historic Commission record is an incomplete
representation of the actual number of excavated sites dating to this period. I urge readers to keep these
files updated as sites are re-excavated and further analyzed. Now that the record system has been digitized
and incorporated into a Geographic Information System it has become a much more valuable research tool.
The state-wide data indicate that Middle Archaic sites are relatively common, although the nature
of the data available does not allow clear conclusions to be drawn concerning the explanation of site distribution patterns. I suspect that much of the clustering of Middle Archaic sites exhibited in the CHC site
distribution map can be explained by patterns of modem archaeological activity, rather than by prehistoric
site selection criteria. This does not rule out, however, that despite obvious sample bias, real information
may lurk within the existing data. Table I suggests that Middlesex County is not only the richest in
Middle Archaic sites, but it is evident that Middle Archaic sites are better represented as a percentage of
all sites in the county and that they are more dense per unit area than in any other county. It appears that
a real Middle Archaic settlement focus may have existed in this part of the state. The core of the site
cluster appears to be the confluence of the Salmon and Connecticut rivers, perhaps indicating the
importance of seasonal fishing camps at this time.
MIDDLE ARCHAIC
STUDIES AT MASHANTUCKET
Environmental Background
The Mashantucket Pequot Reservation is located in southeastern Connecticut roughly between the
cities of Norwich and Groton (Figure 2). At its heart lies the Great Cedar Swamp - a SOO-acre forested
bog fed primarily by rainwater. The modem vegetation surrounding the swamp is comprised of a mixed
hardwood forest dominated by oak, hemlock and pines. The wooded swamp itself consists primarily of
red maple, white pine, hemlock, and white cedar with abundant shrub growth (Thorson and Webb 1991:
19).
Environmental and geological studies have focused on the Cedar Swamp wetland basin since the
mid-1980s. Detailed palynological and plant macrofossil studies, as well as sediment analyses, have documented environmental and climate change at Cedar Swamp over the last IS,OOOyears (Thorson and Webb
1991 :28). Between ca. 10,000 and 8,000 BP, the Cedar Swamp basin contained a complex mosaic environment. The terrestrial flora consisted of pine and oak, with lesser quantities of larch, birch, hemlock and
heath. The swamp basin was likely thickly overgrown with shrubs and water tolerant trees at its southern
end, providing good cover and browse for large and small game animals. The center of the swamp was
marshy and offered a broad range of wetland resources, including cattail. The northern edge of the swamp
held deeper open water indicated by water lily macrofossils.
Sometime shortly after 8,000 BP conditions in the Cedar Swamp basin changed markedly. Between
7,SOOand ca. S,OOOradiocarbon years ago geological cores show a level of decomposed peat and charcoal
associated with the onset of dry-warm Hypsithermal conditions and a lowered water table (Thorson and
Webb 1991). Similar indicators of mid-Holocene lowered regional water tables are in evidence elsewhere
in the Northeast as a whole (e.g., Webb et al. 1993, Shaw and van de Plassche 1991). It is probable that
these local events are a reflection of global climatic aridity documented for this period in the Greenland
Ice core record (Alley et al. 1997; Blunier et al. 1995; O'Brien et al. 1995; Stager and Mayewski 1997).
A lowered water table would have transformed the complex mosaic wetland into a brushy meadow. This
simplification of the basin's dominant landform is presumed to have resulted in a lowered diversity and
abundance of resources useful to humans at this time. Only after about S,OOOyears ago did local and
regional water tables rise, and the Cedar Swamp basin regain its wetland character.
BULLETIN OF THE ARCH SOc. OF CT., Volume 62, 1999
104
,
i
vennont
i
i
l-----------'----_
New Hamphshire
i
;
i
j
i
Massachusetts
Atlantic Ocean
f
i
j
,_.
I
j
a..... .....
j
i
I
._
50km
Figure 2. Location of the Mashantucket Pequot Reservation in southeastern Connecticut.
The Middle Archaic at Mashantucket
While Mashantucket was occupied on occasion during the Late Paleoindian and Early Archaic
periods (Jones 1997, 1999; Forrest 1999), the number of sites currently identified dramatically increases
about 8,000 radiocarbon years ago. Sixteen Middle Archaic sites are located around the periphery of the
wetland, most commonly on dry, elevated sandy terraces (Figure 3). These sites have produced over 130
Middle Archaic projectile points to date. The majority of the points are Neville, Neville Variant and
Neville-like types. Stark points are less common (11% of the total), while Merrimack-like points are
represented by very few examples. Thus, most of the Middle Archaic activity at Mashantucket appears
to have occurred during the earliest phase of this period, likely between ca. 8,000 and 7,000 BP. Middle
Archaic points outnumber those of any other time period at Mashantucket, suggesting that the hunted food
resources of Cedar Swamp were particularly rich at this time.
Middle Archaic sites on the Reservation tend to be expansive, extending across tens of meters, and
contain numerous but dispersed artifacts. Multiple tool and debitage concentrations are often present, suggesting episodic reoccupation of the same landform. In addition to points, assemblages typically include
flake knives, bifaces, utilized flakes, steep-bitted scrapers, choppers, point blanks, and rare drills (after
Dincauze 1976). Ground stone tools with clear Middle Archaic associations are lacking. Site size and
assemblage content suggest short-term, but repeated, occupations. Quartzite was the favored raw material
for all tools, and makes up 81 % of the diagnostic assemblage. This material resembles relatively local
Plainfield formation varieties. Rhyolite (probably from eastern Massachusetts) and a white quartzite (of
unknown origin) make up an additional 10% of the rock types used. The remaining 9% of materials are
a heterogeneous mixture of unidentified materials, only four percent of which are likely exotic. Middle
Archaic period diagnostics from Massachusettsare also predominantly manufactured from locally available
materials. Exotic materials represented only about 5% of a sample of 452 artifacts from the Merrimack
River and North Shore drainages (Johnson 1993:50). Quartz, though uncommonly used for the
MIDDLE ARCHAIC PERIOD
105
manufacture of diagnostic artifact types, is well represented at most sites in the form of expedient tools
and debitage.
s
Reservation
:..... ..........
Boundary
,:;..... .........................
-'2
Kilometer.
Figure 3. Middle Archaic site locations at Mashantucket. The concentration of sites along the southeastern
margin of the Great Cedar Swamp is primarily a reflection of research focus in this area.
The Radiocarbon Record
Despite the relative abundance of sites and the density of tools recovered, not a single clearly Middle
Archaic feature has been noted during excavations. Three Middle Archaic dates exist from among the 39
radiocarbon assays of Mashantucket charcoal samples. Two of these were from non-feature charcoal at
the Hidden Creek site and are interpreted as evidence of middle Holocene forest fires (7630± 120 Beta60979, 7800±80 Beta-57274). No Middle Archaic period artifacts were found at the site itself. Another
date (7200±11 0 Beta-121840) represents a bulk sample assay on a concentration of burned hazelnut shells
and wood charcoal. The concentration of carbonized materials extended through 20 em of sediments and
was found in general proximity to a scatter of chert debitage and informal flake tools. The sample may
represent a mixture of early Holocene carbonized nutshell fragments and later intrusive charcoal. The
burned material was recovered approximately 20 m downslope of the heavy Early Archaic activity well
dated at the Sandy Hill site between ca. 9, I 00 and 8,500 years ago (Forrest 1999). The possibility that
the chert concentration is of Middle Archaic age is also hindered by the fact that no diagnostic chert tools
are associated with Middle Archaic sites on' the Reservation. In sum, Middle Archaic settlements left a
BULLETIN OF THE ARCH SOc. OF CT., Volume 62, 1999
106
relatively light footprint on the landscape and have defied dating at Mashantucket, despite their relative
abundance.
Site Summaries
I have selected three of the most completely excavated Middle Archaic sites to discuss in this section. While some of the less intensively excavated sites may differ from these in size, artifact content, and
artifact density, I believe these three generally typify Middle Archaic occupations elsewhere around Cedar
Swamp. The locations of sites 72-66, 72-88 and 72-91 are presented in Figure 3. All three sites are multicomponent in terms of multiple prehistoric occupations as well as historic period site use. In each case,
the focus of excavations was on historic period remains. Nevertheless, an abundance of Middle Archaic
period artifacts was recovered in relatively discrete clusters at each site, and these artifacts outnumbered
those of any other prehistoric period.
All three sites contained a similar variety of tool forms. These are directly comparable to those
defined by Dincauze in 1976 from the Neville type-site. Most of the tool types described by Dincauze are
present. Notable exceptions include the full-grooved axe, atlatl weights, and notched and grooved pebbles.
The assemblages from each site differ primarily in the frequencies of tool types represented, although
some uncommon tools such as drills and polyhedral nuclei are absent from certain sites. This suggests that
overall these sites were used in a similar manner with the exception of certain apparently uncommon tasks.
Table 2 summarizes tools and their frequencies from each site. Exemplary Neville and Neville Variant
TABLE 2: MIDDLE ARCHAIC TOOL CLASSES AT MASHANTUCKET
Site/
Tool Class
N
NevillelNeville-like
II
Stark
Preforrn
Point Fragment
Biface
Flake Knife
Utilized Flake
Steep-Bitted
Scraper
Polyhedral Nucleus
Chopper
Drill
Total
72-88
72-66
2
4
14
8
5
I
0
I
0
45
72-91
%
N
%
N
%
24.5
2
4.5
12
3
4
7
2
7
4
3
2
0
0
44
27
7
26
9
16
4.5
16
2
6
4
7
43
1.5
3
9
9
7
4.5
0
0
100
3
61
9
31
18
7
2
0
2
0
100
I
I
10
6.5
11.5
15
1.5
1.5
1.5
5
100
points are illustrated in Figure 4, while Neville-like forms and related points are illustrated in Figure 5.
Figure 6 shows a sample of projectile point preforms and bifaces. Figure 7 includes large flake-knives,
while Figure 8 shows smaller flake-knives, steep-bitted scrapers, and utilized flakes.
The three sites are comparable in size, ranging between 168 and 200 square meters. Artifact density
at all sites is quite low, bul varies somewhat. The distribution of tools and debitage at sites 72-66 and 7288 suggests two occupation episodes, or minimally two distinct activity areas. These sites have similar
artifact densities, between about 0.22 and 0.24 tools per square meter. Artifacts are less obviously clustered at site 72-91 and the artifact density is somewhat higher, close to 0.36 tools per square meter. This
suggests that heavier Middle Archaic reoccupation of 72-91 has blurred once discrete artifact patterning.
Overall, however, tool distribution in all cases is non-random, with distinct concentrations of artifacts
MIDDLE ARCHAIC PERIOD
107
::2-)2 15
!H18Dlb
12·91
7>SiJ 1294
HUJ\t
7291 lJ4HS
Figure 4. 72-91 13546 and 72-52 15: Kanawha-like points from Mashantucket; 72-91 13213 - 7288 1255:
representative Neville stemmed points with concave bases; 72-91 16016 - 72-91 12285:
representative Neville stemmed points with square bases; 72-91 13495: Neville Variant; 72-88
1637 - 72-91 11918: Stark stemmed-like points.
BULLETIN OF THE ARCH SOc. OF CT., Volume 62, 1999
108
72·91
Hitl11
72-01 H;1/J
11()lS
Figure 5. Representative Neville-like projectile points from Mashantucket. Note basal thinning flake
removals from 72-91 16172,72-91 16011,72-664250 and 72-66 4357. 72-91 11079 and 72-91
13266 are small Morrow Mountain I-like points. 72-91 is a large quartz stemmed knife or spear
point of possible Middle Archaic affiliation. 72-66 is a red-brown felsite Merrimack stemmedlike point. Errata: please note that label at bottom right should read 72-88 1463.
MIDDLE ARCHAIC PERIOD
109
72"664858
Figure 6. Representative Middle Archaic projectile point preforms and bifaces. All are manufactured from
quartzite. 72-880 20 and 72-88 701 were recovered outside of the main excavation block.
110
BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
Figure 7. Representative large Middle Archaic flake knives or choppers. An are manufactured from
quartzite. These tools are interpreted as heavy-duty butchering implements.
MIDDLE
ARCHAIC
111
PERIOD
IGf')j
Figure 8.72-91 1264, 72-91 13567, 72-66 2549, 72-66 3154, 72-66 4735, and 72-88
representative small Middle Archaic flake knives. 72-88 1269 is a denticulate flake
15795 and 72-88 1342 are a utilized flake tools. 72-66 2407 is a semi-lunar biface
1419 and 72-88 1616 are steep-bitted scrapers. All are manufactured from a variety
with the exception of 72-664735 (gneiss) and 72-88 1616 (quartz).
1161.01 are
knife. 72-91
knife. 72-88
of quartzites
112
BULLETIN OF THE ARCH SOc. OF CT., Volume 62, 1999
apparent. Tool concentrations are generally associated with areas of higher debitage density, although at
sites 72-88 and 72-91 some tools were located in peripheral areas of very low waste-flake production.
Sites 72-88 and 72-91 are large sites with evidence of additional Middle Archaic loci beyond the block
excavations discussed here.
Individual Site Descriptions
Each site deserves a brief synopsis of setting, artifact content and artifact distribution. Site 72-66
is located about 0.5 km south of Cedar Swamp on a small stony knoll tucked below a steep hill rising to
the south (Figure 3). A small perennial spring-fed wetland lies between the knoll and hill, draining west
and then north into Cedar Swamp. The Middle Archaic component of this site was excavated in 1996 in
conjunction with the examination of a late 18th Century farmstead. Diagnostic tools indicate repeated
temporary use of this overall unremarkable location from the Early Archaic period through the Historic.
Except for the abundance of late 18'h Century artifacts, those of the Middle Archaic period are most
common.
Tools and debitage form two distinct clusters (Figure 9). The northeastern cluster is indicated by
the presence of reddish-brown felsite and quartzite debitage, which share a common distribution. Sixteen
tools are associated with this area, most of which are believed to be contemporaries. This suggests that
a Merrimack-like red-brown felsite stemmed point (Figure 5:72-66 1259) may be part of the same assemblage as a number of small quartzite Neville-like points. If this is the case, this Neville-like form may
represent a seventh millennium variety. Small Neville-like points (Figure 5:72-66 3979, 4250, 4357, 4387,
4804) were also recovered in the southwestern cluster where they appear spatially associated with four
untyped concave-based quartzite bifaces; two are crude in manufacture while two are more delicate (Figure
10:72-66 673, 4088, 4099, 4031). Remarkably similar crude concave-based bifaces are reported in
association with Morrow Mountain I strata at the Cactus Hill site in Virginia (McAvoy and McAvoy
1997:50). Again, the evidence is suggestive of a seventh rather than eighth millenium date for these artifacts. Site 72-66 contained a much greater proportion of biface fragments than the other sites as well as
a quartzite chipped-stone semi-lunar flake-knife (Figure 8:72-66 2407). Overall, debitage counts were very
low, suggesting that tool repair and manufacture were not central activities at this site.
Site 72-88 was excavated in preparation for the construction of the Pequot Museum and Research
Center in 1995. The site sits upon a broad sandy terrace overlooking Cedar Swamp which lies less than
100 m north (Figure 3). A small perennial stream flows into the swamp about 50 m to the west. The main
block shown in Figure II was excavated primarily to examine two dozen deep historic period pit features
of unknown function. In the course of excavation a large number of Middle Archaic tools were recovered
as well. The original creation of the pit features sometime between 1600 and 1800 AD probably affected
the distribution of tools and debitage at this site. Nevertheless, a degree of patterning remains apparent
in the distribution of artifacts.
Quartz and quartzite debitage dominate the north-central portion of the excavation block, indicating
relatively intensive tool production in this area. Four flake knives and three Neville Variant points were
found near this knapping area. A secondary cluster of tools dominated by Neville points, with little associated debitage, is located 5 m south. A short distance to the west lies a third loose cluster of Middle
Archaic artifacts containing intermittent low-density debitagenodes. While the artifacts recovered from
this block could represent the remains of a single occupation, the distinct artifact clusters and variety of
Middle Archaic projectile point styles (including Neville, Neville Variant and Stark) suggest repeated
occupations of the same land surface during the eighth millennium BP. Except for a single probable Early
Archaic Parallel Stem point (Figure 10:72-88 1310) and the base of an untyped lanceolate biface, no other
diagnostic projectile points were found in this block. A relatively high proportion of point preforms occurs
at this site, though only one is associated with the knapping area (Figure 6:72-88 1411,20,701,
1351).
Site 72-91 is located in a comparable topographic position to site 72-88 and lies less than a quarter
kilometer west of it (Figure 3). Soils at this site are much rockier, however. The north-central excavation
block examined here was excavated during a University of Connecticut field school session in the summer
MIDDLE ARCHAIC PERIOD
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114
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Figure 10. Representative Early Archaic projectile points and untyped concave-based bifaces from
Mashantucket. Early Archaic Parallel Stem points: 72-97153 (gneiss), 72-914715 and 72-88
1310 (both quartzite). Bifurcate points: 72-66 6574 (rhyolite), 72-91 806 (chert), 72-91 1217
(rhyolite), 72-97 126 (chert), 72-88 1094 (chert). Concave-based bifaces from site 72-66,
numbers 673, 4088, 1049, 4099, and 4031. All are manufactured from quartzite with the
exception of 1049 which is quartz. This biface was found outside of the main excavation
block.
115
MIDDLE ARCHAIC PERIOD
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BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
of 1995. Excavation at this site has focused on the late seventeenth century Pequot fort located in 1992.
Because of the importance of very small artifacts such as trade beads, liS-inch mesh screens have been
used in excavations. This has resulted in the recovery of smaller elements of the lithic debitage assemblage
and thus higher recovery rates. Despite this, flake densities in knapping zones at site 72-91 were somewhat
lower than those of 72-SS.
While concentrations of debitage and tools occur at this site, they are less clear than at the other two
sites (Figure 12). Debitage concentrations, tool distributions and projectile point typology strongly suggest
that a minimum of four occupations occurred upon this land surface during the eighth and seventh millennia. Nine Neville and Neville-like points were found in association with a quartz and quartzite knapping
area in the northeast comer of the block. The flakes and points were found with two flake knives, a
utilized flake and a number of biface fragments. A very large, thick untyped quartz stemmed point was
also found within 2 m of the center of this artifact concentration (Figure 5:72-91 16109). This very robust
point or knife is probably part of the Neville assemblage. A large number of Middle Archaic projectile
points are scattered in the center of the excavation block amidst three knapping areas. Quartz debitage was
particularly dense in one of these. Point types include Neville, Neville Variant, Neville-like forms and two
small Morrow Mountain I-like points. Individual examples of a flake knife, utilized flake, preform and
chopper were found in this general area as well. A chert side-notched point most similar to the Early
Archaic Fort Nottoway type was also found in this location, though its association with the other artifacts
is unclear. Artifacts from this part of the site appear to represent the remains of repeated very short-term
occupations. Debitage distribution suggests that excavations in the southeast corner of the block partially
exposed a third Middle Archaic activity area which included Neville, Neville-like, and Stark points as well
as three utilized flakes and a possible drill tip. A short distance separates distinct quartz and quartzite
knapping areas. The western portion of the block contains a very loose grouping of artifacts with no debitage associations. Tools include four Neville points, two simple shaft drills, and two utilized flakes. The
proportion of Middle Archaic projectile points at this site is nearly twice that of the other two indicating
focused hunting tool repair (Table 2).
Summary of Finds
The nature of the Middle Archaic sites at Mashantucket suggests repeated short-term use of the
resources provided by Cedar Swamp. Food resources are undocumented to date, but presumably included
wetland plant foods, such as cattail, and hazelnuts which are well documented for the preceding Early
Archaic period at Sandy Hill (Forrest 1999). Such plant foods may have been supplemented by game
acquired through small mammal hunting or trapping and reptile gathering (see e.g., Spiess 1992). The
pine-oak-shrub forests surrounding Cedar Swamp provided an ideal habitat for white-tailed deer as well.
The importance of white-tailed deer during the Middle Archaic period is well documented in the Southeast
(e.g., Styles and Klippel 1996: liS). Dincauze and Mulholland (1977) believe this animal was an important
component of the diet in the Northeast at this time as well. The abundance of projectile points and fragments suggests that hunting was one of the primary activities associated with these sites.
The dispersed pattern of artifacts and lack of any features or structural remains could indicate limited
warm-weather activity. The sites suggest that Mashantucket was used regularly between S,OOOand 6,000
years ago on a short-term seasonal basis by relatively small groups of hunter-gatherers. The tool assemblages suggest that site activity was focused on hunting and butchering. While they may represent familysized residential camps, it is plausible that most ofthe Middle Archaic sites at Mashantucket functioned
as logistical support camps for larger residential base camps located elsewhere. The Mashantucket sites
therefore likely represent a very limited aspect of a more complex settlement and subsistence system with
a focus in eastern Connecticut. Nevertheless, the presence of occasional non-local rhyolites in the lithic
assemblage suggests that Middle Archaic groups maintained connections with eastern Massachusetts, and
perhaps even foraged seasonally in the Boston Basin area. I assume that the people who visited
Mashantucket used coastal, lacustrine and riverine resources at other times of the year when these areas
117
MIDDLE ARCHAIC PERIOD
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118
BULLETIN OF THE ARCH. SOc. OF CT., Volume 62, 1999
provided abundant and predictable resources. The density of sites located around the Great Cedar Swamp
is probably typical of similar settings across the state.
Middle Archaic Projectile Point Variation at Mashantucket
The brief description of these three sites suggests that a high degree of variability is found among
Middle Archaic projectile point styles at Mashantucket. The projectile point typology of this period is
moderately well understood in the region, but remains rather poorly fixed chronologically. Neville
stemmed points, as defined by Dincauze (1976), have been securely dated to the first half of the eighth
millennium BP in southern New England (Dincauze 1976; Pfeiffer 1986; Bunker 1992; Maymon and
Bolian 1992; Thorson and McBride 1988). Regional dates correspond well to the accepted date range of
the Neville/Stanley type across the eastern seaboard (e.g., Egloff and McAvoy 1990; Anderson 1991). The
rounded-based Neville Variant point, also described by Dincauze at the Neville type-site, is often found
in association with Neville points, but it is unclear if the two types are contemporaries or simply close
typological relatives separated by a short span of time. Stark stemmed projectile points are believed to date
to about 7,000 BP, but confirmation of this remains elusive.
More poorly understood is the host of Neville-like points such as those recovered from sites at
Mashantucket. Many of these are quite small with square stems thinned by the removal of a single flake
taken from the base (e.g., Figure 5:72-91 16172, 16011; 72-66 4250). Others have oblique stem bases,
some with evident striking platform remnants (e.g., Figure 5:72-66 3188; 72-91 12353,9264). Some have
distinctly barbed shoulders (e.g., Figure 4:72-91 13297). While these points may all be contemporaries
of the Neville type, some are also similar to the Mid-Atlantic coastal Morrow Mountain square-based
points of the seventh millennium BP. Mid-Atlantic stylistic affiliations are demonstrated by the presence
of Morrow Mountain I-like points at site 72-91 (Figure 5:72-91 11079, 13266). These points are well
dated in the Southeast to between 7,200 and 6,500 BP (Egloff and McAvoy 1990:73) and I assume they
date to the early seventh millennium in the Northeast as well.
Merrimack points and analogs are relatively well dated to about 6,000 BP and mark the transition
to the Late Archaic period in southern New England (Dincauze 1976; McBride 1984b). Merrimack-like
points and a quartz cobble assemblage were dated at the Hathaway-Bugbee site in West Hartford to
5960±250 BP (McBride I984a). Other, less well-defined stemmed point styles exemplified by the stemmed
felsite point from 72-66 (Figure 5:72-66 1259) may be related to the Merrimack type, but their chronological placement is not secure. Associations at Mashantucket suggest that such points may have been in
use at the same time as the small Neville-like forms, possibly during the seventh millennium BP. The
untyped rather crudely manufactured concave-based bifaces recovered from site 72-66 may also date to
this period (Figure 10:72-66 1049,4099, and 4031).
The excavation of small, scattered camps such as those surrounding Cedar Swamp has the potential
to yield important typological information resulting from very brief episodic occupations. This potential
has been stymied by the fact that most of the sites examined appear to represent palimpsests of material
resulting from multiple occupations - despite their relatively small size. The general chronology of the
period is also hampered by a severe lack of sites with well-dated associated features. It seems that at
Mashantucket, Middle Archaic visitors had no reason to produce the type of deep charcoal-rich features
commonly associated with the Late Archaic period. The lack of evident features supports the interpretation
that the Mashantucket sites were of very short duration.
DISCUSSION
The stylistic roots of the Middle Archaic lithic tradition in southern New England lie within the late
Early Archaic bifurcate phase. While the cultural transmission of new ideas and technologies to indigenous
populations of New England is feasible, I nevertheless believe that an actual movement of bifurcate point
makers to the region occurred. These people appear to have arrived from the Mid-Atlantic coastal region
MIDDLE ARCHAIC PERIOD
119
during the last half of the ninth millennium BP. This is probably more evident at Mashantucket than elsewhere in the state at this time. It appears that the pit-house dwellers of the extensive Early Archaic Sandy
Hill site (72-97) left Mashantucket shortly after 8,500 BP (Forrest 1999). These people shared a unifacial
tool and groundstone technological tradition with other Early Archaic peoples of New England known as
the Gulf of Maine Archaic (Robinson 1992). While bifaces of any kind are extremely uncommon within
this tradition, it appears that Parallel Stem points (Fowler 1969) are associated with this period at
Mashantucket (Figure 10:72-97 153). Such points have been found at sites 72-88 and 72-91 as well
(Figure 10:72-88 \3 10; 72-91 4715). These hunter-gatherers may have had deep regional roots tied to Late
Paleoindian peoples who had adapted to the changing environmental conditions of New England's early
Holocene (Jones 1998). They were as adept at the harvest of local plant foods as in the manufacture of
tools from readily available stone materials such as quartz and gneiss. This tradition appears to have
shifted north and east of the Kennebec River in Maine with the appearance of bifurcate and Neville point
makers (Spiess et al. 1983, Robinson 1992), but survived in central Maine to as late as 6,000 BP (e.g.,
Sanger 1996).
Eight bifurcate points have been recovered from the terraces surrounding Cedar Swamp (e.g., Figure
10:72-66 6574; 72-91 806, 1217; 72-88 1094; 72-97 126). All are stray finds without clear associations
with tools or tool-making debris. This suggests very limited, hunting-oriented activity at Mashantucket at
this time. The points are manufactured from chert and rhyolite in equal numbers. None of their makers
made use of the local stone materials used both before and after their arrival. No doubt, within a generation or two, people of the Early Archaic bifurcate tradition became more familiar with regional resources.
This is certainly the case in eastern Massachusetts where the majority of such points are manufactured
from the locally available rhyolites (Johnson 1993). The Taunton River Valley may even have been a core
area of settlement at this time (Taylor 1976; Dincauze and Mulholland 1977).
The Kanawha-stemmed point represents the typological intermediary between bifurcate points ofthe
late Early Archaic and Neville stemmed points of the early Middle Archaic. A few points similar in style
have been found at Mashantucket, where they are manufuctured from the local quartzites so typical of the
Middle Archaic period (Figure 4:72-91 13546,72-52 IS). It appears that by about 8,000 BP the new population had familiarized itself with local lithic materials and had become focused on the resources of eastern
Connecticut. After 7,800 BP, makers of Neville and Neville-Variant points were visiting Mashantucket
regularly for short periods of time to harvest the rich local resources of the Cedar Swamp basin. The
abundance of projectile points and projectile point manufacturing debris indicate that hunting remained
one of the focused activities at Mashantucket at this time. If white-tailed deer was the major target of such
hunting, it is reasonable to suggest that Middle Archaic foragers began periodically burning the forests
to promote vegetative regrowth and attract game to the area at this time.
After about 7500 BP the climatic shift to dry-warm Hypsithermal conditions resulted in the desiccation of Cedar Swamp. The archaeological record thereafter becomes less clear. The presence of rare Stark,
Morrow Mountain I, and Merrimack-like points suggests that occasional harvesting forays to the basin
continued to occur throughout the seventh millennium BP, though in very reduced numbers. Currently,
Mashantucket appears nearly devoid of a regular human presence during the second half of the Middle
Archaic. If, however, certain of the small, square-based Neville-like points can be shown, as is suspected,
to date to this period this picture will change.
The difficulty in establishing clear typological correlations among points of the seventh millennium
(and probably into the sixth) could be a result of the development of regional stylistic traditions. Such
parochialism may be tied to continued adaptation to local resources and concomitant shrinkage of social
and economic ranges. It remains unclear how the middle Holocene dry-warm period, which presumably
reduced certain aspects of the resource base, might have provoked this effect. Were populations perhaps
drawn more permanently to the major river bottoms where environments were less affected by lower water
tables? These settings were certainly becoming more attractive at this time. As the rate of sea-level rise
slowed during the middle Holocene, developing alluvial terraces began to produce more complex microhabitats with ox-bow ponds and marshes in the lower reaches of the major river valleys. This conjecture
120
BULLETIN OF THE ARCH SOc. OF CT., Volume 62, 1999
emphasizes the burgeoning importance of riverine settings and is similar to the "ecological leveling
hypothesis" presented by Nicholas in 1988 and reiterated in a recent review (Nicholas 1998). The model
suggests a habitation shift away from large interior wetlands with the onset of Hypsithermal conditions
after about 7,500 BP.
The apparent middle Holocene hiatus does not end with the beginning of the Late Archaic in
Connecticut. In fact, the archaeological record does not become apparent again until a few centuries after
5,000 BP. It is unlikely that the region was uninhabited at this time. However, sites dating to the period
between 6,000 and 5,000 BP are quite rare. Again, this may in part be a typological issue: regional point
styles from this period may simply be too poorly understood. If the population were comparable to that
of earlier or later times, however, one would expect a more complete record. Examination of local projectile point collections indicates that Otter Creek points occur, albeit in very low numbers. In fact, these
points are so uncommon in southeastern Connecticut that they could represent the traces of subsistence
forays into the region by non-local groups.
To resolve some of the questions raised here Connecticut archaeologists must initiate excavations
within the deeply stratified alluvial floodplains of the lower Thames, Connecticut and Housatonic River
valleys. These settings will provide the necessary stratigraphic separation of components to resolve some
of the settlement-subsistence and typological questions raised here. They may also provide a better context
for finding longer-term residential sites where datable features will be more common than they have been
in the uplands. Such sites should also contain a broader range of tool types than the small, short-term
camps at Mashantucket. I suggest that the first places to look for such sites are the paleo-falls and rapids
along these rivers. With the current drowning of the Connecticut River Valley, the present first rapids exist
well upriver at Windsor Locks. During the Middle Archaic period, while sea-level was between 20 and
10 m lower than today (Gayes and Bokuniewicz 1991), similar rapids or falls would have been located
much farther seaward. The state-level Middle Archaic site distribution presented above, as coarse-grained
as it is, suggests that the area around Haddam and East Haddam is particularly rich in Middle Archaic
sites. The river terraces of these towns are my first candidates for the location of rich, deeply buried
Middle Archaic sites.
CONCLUSIONS
The state-level data and in particular the record from Mashantucket indicate that the Middle Archaic
period of Connecticut is relatively rich in sites. However, our overall understanding of it remains quite
incomplete. The middle Holocene was a period of dynamic climate change that must have directly affected
the subsistence systems of local hunter-gatherer populations. The data from Mashantucket indicate that
large interior wetlands such as Cedar Swamp were seasonally important to subsistence pursuits during the
Neville phase, between about 8,000 and 7,000 BP. Settlement models proposed here and elsewhere suggest
that subsistence activities became more intensively focused on the valley floor settings of the major river
drainages with the onset of the Hypsithermal after about 7,500 radiocarbon years ago. The subsequent
deep burial of the largest seasonal base camps by increased alluviation during the middle Holocene may
in part be responsible for the apparent lack of sites between 7,000 and 5,000 BP.
The variety of Middle Archaic projectile point forms recovered from just three sites at Mashantucket
suggests that some may have been in use well into the seventh millennium BP. This implies that the lack
of clear typological control for this period may also be responsible for the apparent hiatus. I have suggested that the best way to resolve both subsistence and typological issues is to excavate deeply stratified
sites along the lower reaches of any of the state's major river valleys. State-level site distribution data
suggests that one of the best places to start would be the floodplains of Haddam and East Haddam in the
lower Connecticut River Valley.
MIDDLE ARCHAIC PERIOD
121
ACKNOWLEDGEMENTS
I am greatly indebted to the Mashantucket Pequot Tribal Nation for their continued support of
archaeological research at Mashantucket. Special thanks are due to WilliamKeegan for compiling the list
of Middle Archaic sites from his GIS database of the state records and creating the state-wide distribution
map. Robert Halloran, photo technician at the Pequot Museum and Research Center, was of tremendous
help in the creation of the digital artifact images used in this report. Kevin McBride provided valuable
comments on drafts of this paper. I would also like to thank Daniel Forrest for ongoing energetic discussions concerning northeastern Early and Middle Archaic prehistory. Timothy Binzen did much of the early
analysis of Middle Archaic tools from site 72-88 discussed in this text.
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The Late Paleoindian Hidden Creek Site in Southeastern Connecticut. Archaeology of
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11,000 Years at Mashantucket: A Synopsis of the Prehistoric Record. Paper presented at
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Maymon, Jeffrey and Charles Bolian
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The Wadleigh Falls Site: An Early and Middle Archaic Period Site in Southeastern New
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Archaeological Investigations of Site 44SX202, Cactus Hill, Sussex County, Virginia.
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Middle and Late Archaic Periods in the Connecticut River Valley: A Re-Examination.
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Nicholas, George P.
1988
Ecological Leveling: The Archaeology and Environmental Dynamics of Early Postglacial
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Assessing Climatic Influences on Human Affairs: Wetlands and the Maximum Holocene
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O'Brien, S.R., P.A. Mayewski, L.D. Meeker, D.A. Meese, M.S. Twickler, and S.1. Whitlow
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Robinson, Brian S.
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Early and Middle Archaic Period Occupation in the Gulf of Maine Region: Mortuary and
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1992
Archaic Period Subsistence in New England and the Atlantic Provinces. In Early
Holocene Occupation in Northern New England, edited by Brian S. Robinson, James B.
Petersen and Ann K. Robinson. Occasional Publications in Maine Archaeology, No.9.
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Spiess, Arthur E., Bruce J. Bourque, and R. Michael Gramly
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Early and Middle Archaic Site Distribution in Western Maine. North American
Archaeologist 4(3):225-244.
Stager, J.C., and P.A. Mayewski
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Abrupt Early to Mid-Holocene Climatic Transition Registered at the Equator and the
Poles. Science 276: 1834-1836.
Starbuck, David
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The Middle Archaic in Central Connecticut: Excavation of the Lewis Walpole Site (6HT-15). In Early and Middle Archaic Cultures in the Northeast, Occasional Publications
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Styles, Bonnie W. and Walter E. Klippel
1996
Mid-Holocene Faunal Exploitation in the Southeastern United States. In Archaeology of
the Mid-Holocene Southeast, edited by Kenneth E. Sassaman and David G. Anderson.
University Press of Florida, Gainsville.
Taylor, W. B.
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A Bifurcated-Point Concentration. Bulletin of the Massachusetts Archaeological Society
37(3-4):36-41.
Thorson, Robert M. and Kevin A. McBride
1988
The Bolton Spring Site: Early Holocene Human Occupation and Environmental Change
in Southern New England. Geoarchaeology 3:221-234.
Thorson, Robert M. and Robert S. Webb
1991
Postglacial History of a Cedar Swamp in Southeastern Connecticut. Journal of
Paleolimnology 6:17-35.
Webb, Thompson III, Patrick J. Bartlein, Sandy P. Harrison and Katherine H. Anderson
1993
Vegetation, Lake Levels, and Climate in Eastern North America for the Past 18,000
Years. In Global Climates since the Last Glacial Maximum, edited by H. E. Wright, Jr.,
J. E. Kutzbach, T. Webb, W. F. Ruddiman, F. A. Street-Perrott and P. J. Bartlein, pp.
415-467. University of Minnesota Press, Minneapolis.
THE ARCHAIC FLORESCENCE:
THE LATE AND TERMINAL ARCHAIC PERIODS OF CONNECTICUT AS SEEN FROM
THE IROQUOIS PIPELINE
DANIEL F. CASSEDY
ABSTRACT
This article presents an overview of the Late and Terminal Archaic periods of Connecticut prehistory that was
derived from the Iroquois Pipeline research of the early 1990s. In 1990 and 1991, the Iroquois Gas Transmission
System (IGTS) sponsored extensive archaeological research along the route of a new pipeline corridor from the st.
Lawrence River to Long Island. In Connecticut, this corridor traversed the Housatonic River drainage through New
Milford, Brookfield, Newtown, Shelton, and Milford. This multi-year project identified 540 archaeological sites (182
in Connecticut) and collected Phase" evaluation data from 192 of these. Forty of the sites (14 in Connecticut) had
detailed data recovery excavations conducted as part of an impact mitigation program.
INTRODUCTION
As Co-Principal Investigator of the project for Garrow & Associates, Inc. (now TRC Garrow), I had
the rare opportunity to analyze a large data set from this regional transect across the Mohawk, Hudson,
and Housatonic river valleys. The overview presented here was adapted from a Technical Synthesis of the
entire project (Cassedy 1996) sponsored by IGTS. The Technical Synthesis was based to a great extent
on my dissertation submitted to the State University of New York at Binghamton (Cassedy 1992).
CHRONOLOGY AND MODELS OF THE LATE ARCHAIC
Prior to the I960s, Late Archaic sites were virtually the only Archaic period sites recognized in the
Northeast. William Ritchie's work at sites like Lamoka Lake in New York had produced his seminal
definition of an "Archaic" stage of culture in North American prehistory (Ritchie 1932), but no earlier
complexes were known.
Throughout the Northeast, archaeologists now recognize the Late Archaic period as one in which
the numbers and types of sites increase dramatically-what
Snow (1980: 187) describes as the Late Archaic
"florescence". Unlike the earlier time periods, interpreters of Late Archaic assemblages have to contend
with a sometimes confusing and complex array of data. Based on his work in New York, Ritchie
recognized two major Late Archaic trajectories, the Lamoka and the Laurentian, which overlap in both
time and space. Both trajectories are also represented in Connecticut, but there is a lack of agreement
concerning their relationship.
Following Tuck's (1978) definition of the Lamoka/Sylvan/Squibnocket
complexes of central and
southern New York and New England as the "Mast Forest Archaic", Snow (1980:226) proposed that we
designate the Laurentian complex and related assemblages in northern New England and the St. Lawrence
drainage as the "Lake Forest Archaic". As Snow described them, these two complexes coexisted at times
during which each was more common within a particular geographic region. This scheme supposes that
there was a "marginal belt of tension between the two coeval zones that persisted throughout the Late
Archaic" (Snow 1980:227). In this scheme, Lake Forest Archaic sites were thought to be most common
north of the Mast Forest Archaic manifestations. More recent research has documented that Laurentian
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expressions are also relatively commons in the lower Hudson Valley and in Connecticut (Pfeiffer 1984,
1990, 1992; Funk 1988:28).
The Lake Forest (Laurentian) Archaic
The Laurentian was originally defined by Ritchie as an extensive cultural continuum
throughout northeastern North America:
spread
... with its major area of development and diffusion within southeastern Ontario, southern
Quebec, northern New England, and northern New York. Its most diagnostic traits, occurring
in considerable morphological variety, comprise the gouge; adze; plummet; ground slate points
and knives, including the semi-lunar form of ulu, which occurs also in chipped stone, simple
forms of the bannerstone, a variety of chipped-stone projectile points, mainly broad-bladed
and side-notched forms; and the barbed bone point [1969:79] ....
Although Ritchie believed that Lamoka was the oldest Late Archaic tradition, more recent research has
documented that Laurentian manifestations appeared as early as the last centuries ofthe sixth millennium
BP. Initially, the Laurentian in New York was subdivided into three phases Vergennes, Brewerton,
and Vosburg-s-based on projectile point morphology and, to some degree, chronology. These phases
extend from about 5,500 to 4,300 BP. (Funk 1988:36). Subsequently, the discovery of Otter Creek and
Brewerton Side Notched projectile points dating to the fifth and early sixth millennia BP.led Funk to posit
a "Proto-Laurentian" assemblage composed of "broad side notched points with ground bases and notches
generally resembling Otter Creek and Brewerton side notched points" (Funk 1988:29), along with "biface
knives, a variety of unifacial end and side scrapers, and common forms of 'rough stone' tools such as
hammerstones and pitted stones" (Funk 1991 :9). Absent from this assemblage are the groundstone tools
found in true Laurentian assemblages. Funk has labeled this Proto-Laurentian manifestation the South Hill
phase, which he places between approximately 6,200 and 5,500 BP, based on five radiocarbon dates from
four sites Funk (1991).
Funk and others (Tuck 1977:37) suggest that the Proto-Laurentian assemblages are "closely allied
with Middle Archaic complexes ofthe Southeast and Midwest, chiefly identified by Raddatz, Modoc Side
Notched, Big Sandy, and other large, notched points similar to the Otter Creek type" (Funk 1991:9). They
suggest that groups of people actually moved into the Northeast, bringing their familiar tool types with
them, or alternatively, that a successful adaptation involving the use of these types of tools gradually
spread from a homeland in the Midwest or Southeast into the Northeast during the earliest part of the Late
Archaic period.
Although Snow (1980) suggests that the Lake Forest Archaic sites are primarily a northern New
England manifestation, and only appear in sparse numbers in western Connecticut between 5,500 and
4,500 BP., Pfeiffer (1984, 1990, 1992) has compiled evidence that the Lake Forest Archaic in Connecticut
is a widespread tradition firmly dated to the period between 5,000 and 4,200 BP. Pfeiffer (1984:85) notes
that "the Late Archaic period also witnessed an increase in the importance of gathering activities, the
employment of storage, and an expanded duration of settlement".
McBride (1984a) has designated those elements of the Lake Forest (Laurentian) tradition that occur
in southern New England (notably Brewerton and Vosburg projectile point styles) as the Golet phase,
which he considers to be a regional variant. Brewerton and Vosburg points are widespread in the artifact
assemblages for western Connecticut (Swigart 1974: I0; Lavin and Russell 1985) and are well represented
throughout the state of Connecticut (Pfeiffer 1984:74). Just recently, Lavin et al. (1999) have documented
a substantial residential site in New Milford that has extensive evidence of hearth features and post mold
patterns. The site produced both Lake Forest (Otter Creek) and Mast Forest (Narrow Point) diagnostics,
and three of the hearths have been radiocarbon dated at an average of about 4,375 BP. Unfortunately, the
radiocarbon dates cannot be assigned to specific diagnostic types.
LATE AND TERMINAL ARCHAIC PERIODS
127
McBride suggests that populations associated with the Lake Forest tradition in Connecticut likely
consisted of small mobile bands exploiting a broad range of ecozones and resources (McBride 1984a:249,
252; McBride and Dewar 1981:48). He describes Brewerton sites in eastern Connecticut as being evenly
distributed between riverine and non-riverine areas, with a dispersed settlement pattern and limited
evidence of seasonal aggregations. If aggregations did occur, he feels it is likely that either the groups
were small, or did not remain for long periods of time (McBride I984a:252).
Pfeiffer (1984:76-77), however, contends that the Lake Forest inhabitants may have been sedentary
and perhaps territorialistic. This assertion is based on evidence that he collected from a Lake Forest
component at the Bliss site in Old Lyme, Connecticut where structural outlines, compact living floors, and
elaborate mortuary ceremonialism were associated with an artifact assemblage containing many of the
traits included on Ritchie's (1980) attribute list for the Laurentian tradition.
Pfeiffer (1984:77) suggests that subsistence during the Lake Forest Archaic was based on a
specialized or focal adaptive strategy, consisting primarily of year-round hunting, with fishing and plant
gathering occasionally contributing to the diet. This adaptive strategy is more likely to be selected by
populations interested in high quantities of resources, and generally will not occur unless the primary
resource, such as that available in a deer-turkey biome, is highly dependable (Snow 1980: 15, 151).
The Mast Forest Archaic (Narrow Point Tradition)
Ritchie's "Lamoka People" (1980:43) occupations date to as early as 4,500 BP in New York and
to as late as ca. 3,700 BP. Although Ritchie originally asserted that the Lamoka phase began before the
Laurentian, more current evidence supports Funk's (1976, 1993) assessment that early Laurentian
components predate the appearance of narrow point traditions, particularly in eastern New York.
What Ritchie first defined as the Lamoka culture in the Finger Lakes region has been shown to be
associated with a horizon of small narrow stemmed projectile points that extends across southern New
England, and includes such types as the Sylvan and Wading River points from the Hudson Valley and
southeastern New York, and the Squibnocket complex from southern New England. Although some
researchers have proposed that the Lake Forest tradition coexisted with the Narrow Point tradition (Ritchie
1969; Dincauze 1968, 1974, 1975; Snow 1980), others (McBride 1984a: 247-248) consider the Lake
Forest (Golet phase) as temporally distinct from the Mast Forest (Tinkham phase).
Mast Forest Archaic sites are numerous and occur in a "wide variety of local settings" (Snow 1980:
230). The settlement system likely consisted of "central based wandering" by highly territorial groups
(Dincauze 1974:48, 1975:25; Snow 1980; McBride 1984a, 1984b:65). Population aggregations occurred
along major drainages and interior wetlands, with movement between habitation sites prescribed by seasonal availability of resources (Dincauze 1974:48, 1975:25; McBride 1984a, 1984b:65; Snow 1980).
Mast Forest site distributions for the lower Connecticut River valley suggest an increase in frequency
and size for sites utilized as base camps, seasonal camps, and special purpose camps during the Late
Archaic period (McBride and Dewar 1981 :48). Swigart (1977:70) has noticed a similar proliferation of
sites in the upper Housatonic drainage. With populations aggregating near riverine areas or large interior
wetlands, the base and seasonal camps were augmented by temporary and task-specific campsites associated with a wide range of exploitation of a variety of micro-environments, especially the upland/highland
areas which were intensively used by small mobile groups (McBride I984a:262; McBride and Dewar
1981 :48; Swigart 1977:70).
The subsistence base of the Mast Forest tradition probably consisted of a generalized, or diffuse
adaptation (Dincauze 1974, 1975; McBride I984a). Although a major source of food for the Mast Forest
Archaic was white-tailed deer, this was supplemented by a broad range of vegetal foods, particularly nuts,
and a broad range of finfish and shellfish resources. Evidence of technological innovations such as weirs
and nets first appear in the Late Archaic.
Coffin (1947) identified several such structures along the lower Housatonic River. Although he was
unable to date these weirs, the construction techniques he describes are consistent with those dated to the
Late Archaic period (cf. Pfeiffer 1983; Dincauze 1973:37; Johnston and Cassavoy 1978). In addition to
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the weirs in western Connecticut, Pfeiffer (1983) has excavated a weir structure associated with a
Brewerton component on Bashan Lake in eastern Connecticut. Several other similar structures in the
Northeast and Canada have also been dated to the Late Archaic period. The Boyleston Street weir in
Boston yielded radiocarbon ages extending from 4,450 - 4,860 BP, and has been attributed by Dincauze
(1973:37) to the Squibnocket complex of the Narrow Point tradition. A system of weirs has also been
identified at Atherley Narrows in Ontario, at least two of which can be assigned to the Late Archaic period
based on four radiocarbon ages extending from 4,375 - 4,560 BP. (Johnston and Cassavoy 1978).
Narrow points are commonly assigned to the Late Archaic period; however, Lavin, McBride, and others
have suggested that the Narrow Point technological tradition may have even continued into Contact and
historic periods (McBride I984a: 105; Lavin I984:Figure 2). Specifically, evidence from the Connecticut
River drainage of Connecticut indicates that the narrow-stemmed points traditionally associated with the
Late Archaic continue to be found well into the Woodland period.
Swigart (1974) has dated points of this type in the Housatonic drainage to 2,700 - 2,500 BP.; Lavin
and Sal wen (1983:40) report similar data from their excavations at the Fastener Site in Shelton, and
Pfeiffer (1990) and McBride (1984a) have dated Narrow Points in the lower Connecticut well into the
Terminal Archaic and Early Woodland. As Funk (1984:134) points out, this contrasts with the wellestablished sequence from New York, where the narrow-stemmed traditions clearly do not extend beyond
the end of the Late Archaic. Raber and Wiegand's recent excavations at the Hoosgow 1II site in Newtown
produced a narrow-point (Wading River) occupation associated with a Late Archaic radiocarbon date of
3980±90 BP. They conclude that "the persistence of the narrow-point types beyond the Late Archaic has
yet to be conclusively demonstrated in southwestern Connecticut" (Raber & Wiegand 1990: II).
CHRONOLOGY
AND MODELS
OF TERMINAL
ARCHAIC
The end of the Archaic has sometimes been called the "Transitional" in reference to its presumed
transitional status between the Archaic and Woodland periods. Since research continues to indicate that
there is actually a great deal of cultural and biological continuity between the Archaic and the Woodland
periods, Snow (1980:235) has suggested that the label "Terminal Archaic" is more appropriate.
The hallmark of the early part of the Terminal Archaic is the Susquehanna tradition of broad
stemmed projectile points and their associated assemblages. These points include a number of regional
varieties, including the Genesee, Perkiomen, Snook Kill, and Susquehanna Broad types in New York. This
Susquehanna tradition of broad stemmed projectile points is analogous to Coe's (1964) Savannah River
type from the southeastern United States. Characteristics of the Susquehanna Tradition include a marked
preference for a riverine adaptation and a predilection for the fine-grained lithic resources ofthe Piedmont
province including rhyolite, felsite, argillite, and slate (Dincauze 1975:27; Turnbaugh 1975:54).
The latter portion of the Terminal Archaic period is marked by the appearance of narrow tapered
Orient Fishtail projectile points. Named for the type locations at Orient Point on eastern Long Island,
Orient Fishtail points tend to be found on Long Island, in the Hudson Valley, and in southern New
England (Ritchie 1971).
Another hallmark of the Terminal Archaic is the appearance of steatite (soapstone) cooking vessels
towards the end of the Susquehanna tradition (which continued throughout the Orient tradition). These
large steatite vessels suggest that "the people who made, traded, and used [them] had reached a point in
the evolution of their settlement and subsistence systems where the use of heavy cooking vessels was
advantageous" (Snow 1980:240). This implies that these people lived in more sedentary settlements,
utilizing foodstuffs that required long processing with heat.
Pfeiffer (1984, 1992) has labeled the Susquehanna tradition in Connecticut as the "River Plain
Tradition", which is derived from its apparent settlement pattern focus along the floodplains of the major
river systems. Radiocarbon dates for the River Plain tradition place it between 3,600 BP and 2,700 BP
in Connecticut. Pfeiffer (1990) describes it as "the direct descendant" of the Late Archaic Lake Forest
LATE AND TERMINAL ARCHAIC PERIODS
129
adaptation of southern New England. Despite a gap in associated radiocarbon dates of a few centuries,
he sees continuity in burial practices, lithic source preferences, and the economic base. Pfeiffer (1992) also
points out that the Narrow Point/Mast Forest adaptation was then coexistent with the River Plain for at
least a millennium.
McBride (1984a) does not recognize a chronological distinction between the various Terminal
Archaic projectile points in the lower Connecticut River valley, but instead lumps them all in the Salmon
Cove phase as the only phase of the Terminal Archaic period present within this region.
During the Terminal Archaic period in Connecticut there was a major shift in settlement from
interior wetlands to large river drainages (Lavin 1988: 105; McBride I984a; Pagoulatos 1988, 1990).
Seasonal and base camps tend to be located on terraces of major stream drainages, with temporary or taskspecific camps located in floodplains and uplands (McBride 1984a:282; McBride and Dewar 1981 :47, 49).
It has been suggested that the Susquehanna and related broadspear traditions are the result of a specialized
adaptation towards the exploitation of migratory fish (Kraft 1972; Turnbaugh 1975). Based on intensive
exploitation of riverine resources and collection of wild plants, the Susquehanna broadspear culture
appears to have practiced a more focal adaptation than the Narrow Point tradition (McBride 1984a:278279).
It is generally accepted that the Susquehanna Tradition represents a complete cultural tradition;
however, Pagoulatos (1983:57) has theorized that "broad blade point types may only reflect a minor technological innovation adopted by local Late Archaic cultures possessing Narrow-Stemmed point types in
the lower Connecticut River Valley". He further suggests that "the distribution of broad bladed point types
along rivers may imply a specialized function, possibly associated with fishing, while Narrow-Stemmed
point types found at a distance from rivers may suggest hunting or related activities" (Pagoulatos 1983:57).
According to his theory, both projectile point forms should exist on sites during certain times of the year.
As noted above, the narrow-stemmed point traditions also appear to continue from the Late Archaic
period into the Terminal Archaic in Connecticut (McBride 1984b). This is supported by both stratigraphic
data and radiocarbon dating from multiple sites. The nature of the relationship between the River Plain/
Salmon Cove manifestations and the narrow-stemmed traditions in the Archaic of southern New England
has been the subject of controversy for some time, and is still being debated (Lavin 1984; Pfeiffer 1990).
EVIDENCE
FOR LATE AND TERMINAL ARCHAIC OCCUPATIONS
IROQUOIS PIPELINE
ALONG THE
Site Components
Late and Terminal Archaic components are the most common of all periods within the pipeline data
set. Twenty-nine of the 40 data recovery sites in New York and Connecticut produced Late Archaic components and 27 produced Terminal Archaic components. Late and Terminal Archaic occupations were not
only widespread, they were relatively intensive. The major components from these periods were spread
widely along the pipeline. The following section summarizes information gained from components in
Connecticut exam ined at the Phase III data recovery level of investigation.
In the Housatonic drainage, a small Late Archaic period component was found at site 249-1-1, which
is located only 200 m east of the New York border in the Town of Sherman, Connecticut. The diagnostic
point collection is dominated by Late Archaic Mast Forest point types, including two Lamoka, two
Wading River, and one Squibnocket Stemmed (Barse 1992a). The excavators also identified a small triangular point as a Beekman Triangle, which would be associated with a slightly earlier Laurentian (Lake
Forest) Late Archaic component. The two triangular late stage bifaces may also be related to the Beekman
point. No ceramics were recovered from any of the excavations to indicate a Woodland component.
Another upland site in Litchfield County (251-4-1) produced typical Late and Terminal Archaic
components (Barse 1992b). These include two Beekman Triangle points of the Laurentian tradition, but
the major component at Site 251-4-1 can be assigned to the Narrow Stemmed tradition. Four Lamoka and
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BULLETIN OF THE ARCH SOc. OF CT., Volume 62, 1999
four Wading River points were recovered, and a minor Terminal Archaic presence is indicated by two
quartz Orient Fishtail points. Three sherds of Vinette I pottery could possibly belong to the Orient
component.
Some of the most intensive Archaic occupations in the project area were recovered from locations
adjacent to large wetlands along Cavanaugh Brook in the Town of Newtown, west of the Housatonic
River. At site 270A-2-1 (Kingsley I992a), the earliest Late Archaic point types includes three quartz
Burwell points and three chert Brewerton Side-Notched points. A subsequent Mast Forest component
includes three Squibnocket Triangles, two Squibnocket Stemmed points, and four quartz Wading River
points. The smaller Terminal Archaic presence is documented by one Susquehanna point, three Orient
Fishtails, and five steatite fragments (all apparently from the same bowl).
Nearby site 270A-4-1 appears to have functioned as a major base camp during several periods of
prehistory, as witnessed by the recovery ofthousands of artifacts and multiple cultural features (Cassedy
1996: 118). A Lake Forest tradition occupation is indicated by 10 Brewerton Side Notched and Brewerton
Eared points and two radiocarbon dates (4500±110 BP from Feature 19; 4290±70 BP from Feature 8).
A second Late Archaic period occupation at 270A-4-1 is represented by at least some of the narrow
points recovered. The Narrow Point tradition is represented by 104 projectile points representing at least
six related styles. Of these points, 39 are Wading River, 18 are classified as Lamoka, 16 are Sylvan Lake
Side Notched, 10 are Bare Island, six are Squibnocket Stemmed, and two are Poplar Island. An additional
13 points have been assigned to the Narrow Point tradition but lack clear attributes of formal typologies.
At this site, a radiocarbon date of 3,680±80 BP associated with a narrow point in Feature lOA falls near
the end of the Late Archaic period and the beginning of the Terminal Archaic period, as does a date of
3740±60 BP from Feature 17. Site 270A-4-1 also included substantial Woodland components, and evidence from some of the features and activity areas suggests that some of the Narrow Points may also be
associated with Woodland components. The Terminal Archaic period is represented by seven projectile
points (five Orient Fishtails and two Snook Kill points) and one steatite vessel fragment.
The extensive and intensive Late Archaic Mast Forest (Narrow Point) occupations at Site 270A-4-1
correlate with the currently accepted settlement pattern of base camps and seasonal camps located around
large interior wetlands of major drainages (McBride 1984a, 1984b; McBride and Dewar 1981; Swigart
1974).
Moving farther south and east along the pipeline, another upland, wetland-associated site was
documented in the Town of Newtown. At Site 272A-I-I, the earliest Late Archaic component yielded six
Brewerton points and five quartz Burwell points (Kingsley I992b). A subsequent Narrow Point occupation
is documented by seven Squibnocket Stemmed points and 10 Wading River points. Although the contexts
were mixed, an associated assemblage of various lithic tools and flaking debris document a fairly intensive
occupation at this location.
The final major Late and Terminal Archaic components were found at site 294A-AF2-1 on the
floodplain of the Housatonic River in the City of Milford (Cassedy 1996: 121). The beginning of the Late
Archaic period is represented by three Brewerton Side Notched points. The Narrow Point tradition is
represented by 26 projectile points of six styles. Twelve points are classified as Lamoka, five are Bare
Island, four are Normanskill, two are Wading River, two are Poplar Island, and one is a Rossville.
The Terminal Archaic period at 294A-AF2-1 is represented by 30 points offour different styles and
by twelve steatite vessel fragments. The points included three Snook Kill, two Susquehanna! Wayland
Notched, one Mansion Inn, and 24 Orient Fishtail types. In addition to the diagnostic artifacts, five
features were radiocarbon dated to the Terminal Archaic period, and a sixth was assigned to this period
based on the presence of a steatite sherd. Some of the prehistoric ceramic sherds from this site also appear
to be derived from the Terminal Archaic occupation.
For some time, researchers in the Northeast have known that ceramics begin to appear in low frequencies prior to the Early Woodland period. Funk (1976:264) identified at least two sites in the Hudson
Valley that produced Orient Fishtail points in association with Vinette I pottery. These two components
produced two radiocarbon dates in the 2,600 to 3,000 B.P range. In the upper Housatonic drainage,
LATE AND TERMINAL ARCHAIC PERIODS
131
Swigart (1973:46) reports Vinette I ceramics from the same cultural level as Snook Kill points at the
Kirby Brook site, and Thompson (1973:16) describes Vinette I sherds in the same level as Snook Kill
points at the Hopkins site. McBride (I 984a: 125) also notes that a radiocarbon date of 2,700 BP was
associated with Vinette I ceramics, Orient Fishtail and Wayland Notched points, and a steatite bowl at the
Lieutenant River Rockshelter in the lower Connecticut River valley.
Data from Iroquois Project site 294A-AF2-1 support these observations. Out of six Terminal Archaic
features, three contained undecorated ceramic sherds that could not be assigned to known Woodland types.
Two of the three were radiocarbon dated at 3230±80 BP and 3320± 70 BP and the third was placed in the
Terminal Archaic by the presence of a steatite fragment. Unfortunately, other than the associations with
Vinette I pottery-which
is more common from Early Woodland components-the
regional data set is not
yet large enough to allow definition of distinctive Terminal Archaic ceramic types. For this reason, as a
general rule, Vinette I pottery from the project was assigned to the Early Woodland period unless other
chronological data were available to modify that assignment.
The Late Archaic period occupations at site 294A-AF2-1 probably represent temporary camps, with
the episodes limited to activities such as hunting, fishing, or other forms of resource procurement. By the
Terminal Archaic period, the site appears to have been used as a seasonal camp or semi-permanent base
camp occupied at least during the fall months. The Terminal Archaic component at 294A-AF2-1 is consistent with models presented for Salmon Cove/River Plain settlements located in the Connecticut River
valley. According to these models (Pagoulatos 1988:74,84), residential camps like this yield a high intrasite, low intersite variability, and are usually in riverine zones.
Projectile Point Sample
Additional regional trends can be examined via analysis of the entire collection of diagnostic artifacts recovered from all three phases of investigation during the pipeline project. Table I summarizes the
Iroquois Pipeline project diagnostic projectile point sample from the Hudson and Housatonic drainages.
This table includes all 616 projectile points that could be assigned to an established type. It does not
include fragments or artifacts that were identified only by generic labels such as "untyped side notched".
TABLE I: SUMMARY OF DIAGNOSTIC
PROJECTILE POINTS BY PERIOD AND DRAINAGE
Hudson
12
25
73
98
Housatonic
8
38
210
248
Susquehanna Tradition
Orient Phase
Subtotal All Terminal Archaic
62
22
84
14
32
46
Early Woodland
Middle Woodland
Middle/Late Woodland
Late Woodland
Subtotal All Woodland
11
6
62
4
83
277
Early and Middle Archaic
Lake Forest
Mast Forest
Subtotal All Late Archaic
Grand Total
Total
20
63
283
346
Hudson%
4%
9%
26%
35%
Housatonic%
2%
11%
62%
73%
76
54
130
22%
8%
30%
4%
9%
14%
6
3
24
4
37
17
9
86
8
120
4%
2%
22%
1%
30%
2%
1%
7%
1%
11%
339
616
100%
100%
132
BULLETIN OF THE ARCH. SOc. OF CT., Volume 62, 1999
The information in Table I can also be compared with trends from data sets previously published
by Funk (1976) and Swigart (1974) (Figure I). Funk's (1976:199) inventory of 7,947 projectile points
covered the entire Hudson Valley and is taken from his Table 29. Swigart's (1974: Figure 3A) tabulation
of 2,986 points came from collections in the upper Housatonic region above Newtown. In both cases, I
reassigned some point types to match the categories established for the Iroquois Pipeline project data set
(such as including Snook Kill points with the Terminal Archaic Susquehanna tradition).
Late and Terminal Archaic projectile points were very abundant in the pipeline data set, and together
they account for 65% of the entire collection. As discussed elsewhere, this number may be slightly inflated
considering the likelihood that some of the Narrow Points in the Housatonic drainage were actually associated with some of the Woodland occupations.
Lake Forest. Projectile points from the Lake Forest tradition are the earliest types found in notable
frequencies. Although few of the early Late Archaic Otter Creek side-notched points were recovered,
Brewerton and Vosburg points were widely distributed across both drainages. Lake Forest tradition points
were slightly more common in the Housatonic sample than in the Hudson sample (11% versus 9%). In
contrast, almost 20% of Funk's Hudson Valley inventory consisted of Lake Forest Archaic types, while
Swigart reported only 5% in the upper Housatonic.
Mast Forest. The most striking feature of Table I is the very high proportions of narrow stemmed and
side-notched points of the Mast Forest tradition. In the combined sample of 616 points, 46% can be
assigned to the Mast Forest category, which combines all of the Narrow Point types such as Lamoka,
Sylvan, Squibnocket, and Wading River, as well as Normanskill. They dominate the collection from the
Housatonic drainage. where they constitute 62% of the sample, but are less common in the Hudson
drainage sample. The percentages in Funk's and Swigart'S inventories parallel the Iroquois project trends.
Although Funk's research (1984: 134) continues to indicate that Narrow Points date to the Late Archaic
period in New York, the abundance of Narrow Points in the Housatonic drainage can best be explained
by their temporal persistence beyond the Late Archaic period into the Terminal Archaic and Woodland
periods in this region, as has been previously been suggested for other regions in Connecticut.
Although most Connecticut researchers agree with this general scenario, there is not a consensus on
the chronological boundaries of the Late and Terminal Archaic periods and traditions. For example, in the
1984 issue of the Bulletin of the Archaeological Society of Connecticut summarizing Connecticut's prehistory, three slightly different chronologies were offered. A combination of the three chronologies and an
update from Pfeiffer (1990, 1992) results in the following sequence for Connecticut. The Lake Forest
Archaic occupations began in the fifth millennium and lasted until about 4,200 BP, and the Narrow Point
tradition began somewhere between 4,500 BP and 4,200 BP and overlapped with the Lake Forest Archaic
for several centuries. The Narrow Point Tradition continued on into the Terminal Archaic (and beyond),
and overlapped with the Susquehanna Tradition (ca. 3,600 - 2,700 BP) for most of the fourth millennium.
Iroquois project data recovery sites in Connecticut produced a variety of data relevant to the
chronology of Narrow Points. Unfortunately, most of the associations are suggestive rather than definitive
since the sites were not stratified. Data from Site 270A-4-1 indicate that, at this site, Narrow Points were
most common in the Late and Terminal Archaic periods. Narrow Points cluster in an aceramic locus dated
to 4,290 BP, and a quartz workshop with Wading River, Sylvan Lake Side Notched, and Bare Island
projectile points was near a feature dated at 3,740 BP In addition, Feature lOa produced a Narrow Point
in association with a radiocarbon date of 3,680 BP.
Despite these indications of Late Archaic and Terminal Archaic use of Narrow Points, data from
site 270A-4-1 are insufficient to clarify the regional evidence that these points continued to be used in the
Woodland period as well. For example, a ceramic and radiocarbon-dated early Middle Woodland locus
in Block C also contained eight Narrow Points, but due to vertical mixing, the degree of association could
not be clarified.
133
LATE AND TERMINAL ARCHAIC PERIODS
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No radiocarbon associations were obtained for Narrow Points from Site 294A-AF2-1, but three rock
cluster features produced Narrow Point associations with Woodland period ceramics and charred maize.
Other data from this site indicate intensive Terminal Archaic and Woodland occupations, and no Late
Archaic dates were obtained. Finally, Locus I at Site 294A-17-1 produced two ceramic sherds and a Bare
Island point, but the stratigraphic integrity was not high.
Terminal Archaic. The Susquehanna tradition is strongly represented in the Hudson drainage and accounts
for 22% of that drainage's point collection (n=62) in our pipeline data set. In addition to Susquehanna
Broad points, the Genesee, Perkiomen, and Snook Kill types are tabulated with this tradition. Snook Kill
points are most common of the four types, followed by Susquehanna Broad points. In contrast,
Susquehanna tradition points account for only 4% of the Housatonic collection from the pipeline, and eight
of the 14 specimens from that drainage came from the lower Housatonic River floodplain sites in the City
of Milford.
Current chronologies for the region place the Orient phase at the close of the Terminal Archaic
period, and the Orient Fishtail points diagnostic of this phase were recovered in roughly equal proportions
from the Hudson and the Housatonic drainages. In both drainages, the Orient Fishtail points are concentrated near the largest rivers-along
South Bay Creek near the main channel of the Hudson River and on
the floodplain of the lower Housatonic in Milford.
THE LATE AND TERMINAL ARCHAIC IN THE NORTHEAST
IROQUOIS PIPELINE DATA SET
IN LIGHT OF THE
In the Hudson drainage, the Late and Terminal Archaic periods are well-represented in the Iroquois
Pipeline projectile point collections but poorly represented by cultural features or radiocarbon dates. This
is not the case for the Housatonic drainage, which produced 10 radiocarbon-dated features from four different sites that can be assigned to this span of time. In addition, the Housatonic drainage produced a
larger number of single component sites that can be placed in the Late Archaic.
"Laurentian" or Lake Forest Archaic points were relatively common and present throughout the
project. but few discrete Vosburg or Brewerton components could be delineated at any of the sites. Except
at one site, no cultural features could be assigned to this tradition, so subsistence data and independent
chronological data were lacking. The notable exception to this trend was a major Proto-Laurentian component excavated at the Mohawk River crossing in upstate New York.
In the pipeline collections, Brewerton and Vosburg points are made exclusively of Hudson Valley
cherts in the Hudson drainage, and the common use of the Hudson Valley cherts also extends the length
of the pipeline through the Housatonic drainage. Forty five percent of our Brewerton and Vosburg points
in the Housatonic drainage are made of Hudson Valley chert.
In general, Laurentian-related Lake Forest Archaic components from across the Northeast display
a preference for moderate to high quality lithic materials. Evidence of exchange in materials such as native
copper and seashells is seen for the first time in this tradition. Extensive movement of distant non-local
lithics is not evident, but people of the Lake Forest Archaic tradition appear to have made an effort to
obtain good quality materials.
The Mast Forest tradition of narrow stemmed projectile points was more common in the pipeline
data set than the Lake Forest Archaic. Narrow points were found almost everywhere, but particularly in
the Housatonic drainage. Two features from this time period were also excavated at site 270A-4-1 on
Cavanaugh Brook and dated at 4290 ±70 and 4500± II 0 BP. These features contained substantial evidence
of nut collecting.
In contrast to the Lake Forest Archaic, components from the Mast Forest tradition convey an
impression of relatively insular regional relationships. Over a decade ago, Snow (1980:230) concluded that
the narrow-stemmed point traditions of central and southern New England show "a rather parochial use
LATE AND TERMINAL ARCHAIC PERIODS
135
of raw materials, [with] communities often using only those materials immediately available within local
stream drainages".
The Iroquois project data set has done nothing to dispel that notion. In the lower Housatonic
drainage, project Mast Forest components contained very little chert or any other high quality materials.
More chert was used in the upper Housatonic relative to the lower portion of the drainage, but still far less
than at any other period in prehistory. This is also the only phase in which Hudson drainage sites show
any appreciable use of quartz.
Evidence for Terminal Archaic occupations was the most widespread of all time periods in the
Hudson drainage portion of the pipeline. Numerous Terminal Archaic points were spread across the entire
drainage, but no cultural features could be conclusively assigned to this period. The most intensive
Susquehanna Tradition and Orient Phase occupations were near the Hudson River and the Roeliff Jansen
Kill. Terminal Archaic projectile point frequencies were lower in the Housatonic drainage portion of the
project, but feature frequencies were much higher. Again, the Terminal Archaic occupations tended to
concentrate near the Housatonic River or near major wetlands.
In the Terminal Archaic, between approximately 4,000 and 3,000 BP, there is evidence that both
drainages established links with a wider area. In this period, New York cherts are again more common
in the Housatonic drainage, and rhyolite is observed in both the Hudson and Housatonic drainages (albeit
in low frequencies).
The Late and Terminal Archaic components identified at the Iroquois project sites fit comfortably
within existing subsistence/settlement patterns identified for the region. Mast Forest Tradition site distributions in southern New England suggest an increase in frequency and size for sites utilized as base
camps, seasonal camps, and special purpose camps during the Late Archaic period (McBride and Dewar
1981 :48). Populations were exploiting a variety of micro-environments, especially in the upland areas, with
populations aggregating near large interior wetlands (McBride 1984a:262; McBride and Dewar 1981 :48;
Swigart 1977:70).
Site 270A-4-1 appears to contain a substantial Narrow Point Tradition base camp occupation that
covers the last 500 years of the Late Archaic period and the first 500 years of the Terminal Archaic. The
two Late Archaic dated features from Site 270A-4-1 both produced relatively abundant evidence of acorn
and hickory nut exploitation, but other plant or faunal remains were not preserved. The Terminal Archaic
feature produced acorn, hickory, and hazelnut. Identifiable bone remains were not preserved, but the large
wetland environment would have produced abundant terrestrial and aquatic faunal resources.
The largest Susquehanna Tradition component from the Housatonic drainage is at site 294A-AF2-1,
which appears to represent a substantial, semi-permanent occupation reflective of the regional riverine
focus described above. This component produced a high frequency of Orient Fishtail points, steatite
vessels, ceramics, and hearth features. The combined data suggest that the bulk of this component dates
to the later portion of the Susquehanna Tradition.
During the Terminal Archaic period in the region, there was a major shift in base camp settlement
from interior wetlands to large river drainages (Lavin 1988: I05; McBride 1984a; Pagoulatos 1988, 1990).
Some researchers have attributed this settlement shift to a northward population movement by cultural
groups from the Susquehanna drainage of Pennsylvania; asserting that the Susquehanna groups were
adapted to a specialized environmental domain of riverine and estuarine locales (Dincauze 1974, 1975;
Ritchie 1980; Turnbaugh 1975:54).
Other factors that may have been responsible for this shift in settlement pattern correlate to a change
in regional environmental conditions that occurred during this period. Significant climatic shifts caused
changes in biotic environments, including the distribution of plants, animals, and other resources, and may
ultimately have influenced changes in the settlement and subsistence patterns of resident populations
(Custer 1984:35). Considering that the latter part of the thermal maximum, or warm, dry period corresponds to the Terminal Archaic period, Lavin (1988: I06, 114) has suggested that a possible reason for the
peak in floodplain settlements during the Terminal Archaic period could be related to shrinking of interior
wetlands. The shift in settlements from inland wetlands to riverine zones coincides with an inferred
136
BULLETIN OF THE ARCH SOc. OF CT., Volume 62, 1999
economic shift from a diffuse adaptation in the interior to a focal adaptation in the floodplain locales.
Population groups adapted to a riverine focus maintained a strong reliance on aquatic resources. These
patterns appear to apply more to Susquehanna Tradition occupations than to coeval Narrow Point Tradition
manifestations.
SUMMARY
The Iroquois pipeline provided a comprehensive and systematic sample across the landscape of the
lower Housatonic River valley, which allowed us to paint a clearer picture of the prehistoric cultural patterns of southwestern Connecticut in relationship to better-studied portions of the rest of the state. In
addition, the continuous nature of the project corridor through the Hudson Valley into Connecticut also
allowed us to closely exam ine the regional variations in artifact types and raw material usage.
The collected evidence from the pipeline project best supports Pfeiffer's (1990, 1992) reconstruction
of the complex cultural relationships visible for the Late and Terminal Archaic periods in Connecticut.
In brief, it appears that the Lake Forest Archaic had a substantial and widespread presence throughout
much of the state, and the cultural adaptations of this tradition show strong links to the River Plain!
Susquehanna manifestations of the Terminal Archaic. The Mast Forest tradition began in the Late Archaic
about 4,500 BP and represents a locally focused adaptation that persisted through the Terminal Archaic
period and into Early Woodland times. The Mast Forest occupations coexisted with River
Plain!Susquehanna tradition occupations, and the two different traditions focused on very different
environmental niches. The River Plain tradition appears to be a complete cultural assemblage, rather than
a technological graft, and despite participation in broader patterns found up and down the east coast of
North America, the evidence for in-migration at this time is not compelling.
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CURRENT PERSPECTIVES ON EARLY AND MIDDLE WOODLAND
ARCHAEOLOGY IN CONNECTICUT
HAROLD D. JULI
CONNECTICUT COLLEGE
ABSTRACT
In 1984 Kevin McBride and I reviewed the Early and Middle Woodland periods in Connecticut, focusing on
the 1980s research program of the University of Connecticut's Public Archaeology Survey Team (PAST), which
highlighted discoveries in the lower Connecticut River Valley (Juli and McBride 1984). In this review and update
on new discoveries and theoretical advances during the subsequent fifteen years, I will take a broader approach, first
reviewing the evolution of Early and Middle Woodland conceptual models, then considering new discoveries and
selected issues including chronology, survey, technology, and the advent of horticulture.
CONCEPTUAL MODELS
The concept of the Woodland stage was developed in the early 1940s following the First Woodland
Conference at the University of Chicago in 1941 (Ritchie 1980: 179). This stage, following the Archaic,
included the various regional manifestations of societies using ceramics and engaging in horticulture in
Eastern North America. Subsequently, a synthesis developed by Willey and Phillips (1958) used the term
Woodland as a synonym for the Eastern Formative, a culture-historical developmental stage and period,
following the Archaic and preceding the more advanced varieties of Classic stage cultural fluorescence
developing in Mesoamerica. As it evolved, in Eastern North America, the Woodland concept embodied
three subdivisions: Early, Middle, and Late Woodland (Willey and Phillips 1958: 118). In this review I
consider only the first two as they are manifest in Connecticut's prehistoric record.
W. Ritchie's View of the Early and Middle Woodland
As has been clear for some time, William Ritchie's pioneering research in New York State prehistory profoundly influenced the development of stage/period definitions and our understanding of the associated diagnostic artifacts in Connecticut. Ritchie defined the Early Woodland as the period with the
earliest evidence for the use of ceramics (Vinette I ware) and by artifact innovations including tubular
smoking pipes, distinctive types of gorgets, boatstones, barstone amulets, and the earliest use of copper,
in the form of beads (Ritchie 1980: 179). The Middle Woodland saw the introduction of various styles of
stamped and impressed ceramic decorative forms, the use of elbow and platform pipes, as well as the suggestion that horticulture may have had a minor economic role towards the end of Middle Woodland times
(Ritchie 1980: 180).
In Ritchie's work, the classic Early Woodland culture in New York State is Meadowood. It represents a Late Archaic-like inland lacustrine foraging adaptation with Early Woodland artifacts, showing
some attributes of sedentary site location in Ritchie's view, due to the presence of significant cremation
burials. The diagnostic artifact was the side-notched, pressure-flaked Meadowood point. Based on site size,
Ritchie felt that these people lived in limited population groupings such as small bands of 30 - 50 individuals. The cremations and flexed burials indicated elaborate patterns of mortuary ceremonialism with
connections to the Adena/Hopewell complex to the West.
In most of New York State, Late Early Woodland times saw the emergence of a culture Ritchie
called Middlesex, which was eventually understood as an Eastern manifestation of Adena people and
customs (Ritchie and Dragoo 1960). Typical Adena traits such as burial mounds were not present in New
141
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BULLETIN OF THE ARCH. SOc. OF CT., Volume 62, 1999
York or eastward towards New England in Early Woodland times ca. 1000 BC - I AD, even though all
Middlesex sites are burial components (Ritchie 1980:204).
The Middle Woodland in New York was defined by the Point Peninsula culture (Ritchie 1980).
Technologically, Point Peninsula included the artifact innovations seen in Meadowood, with the addition
of various forms of notched and triangular projectile points, cache blades, combs, antler flaking tools,
barbed bone and antler points, new forms of rectangular gorgets, pressure flake knives and mica. In
ceramic decorative motifs, Point Peninsula wares include scallop-shell, dentate and rocker stamped styles
(Ritchie 1980:205). Ceramics were well-made and consisted of at least two forms of cooking pots in 2
and 4 quart sizes. In New York, Middle Woodland components were dated approximately I AD - 1000
AD. Point Peninsula subsistence was a foraging economy with a reliance on fishing, as seen in abundant
remains of fish bones and scales on all sites. Early Middle Woodland cultures in New York State were
strongly influenced by Hopewellian society, with evidence of occasional burial mounds in the western part
of the state.
The Middle and Late Middle Woodland cultures completing this period in New York are largely
defined by the Kipp Island phase (Ritchie 1980). Artifacts continue the previous types with the
introduction of polished stone pendants and various forms of shell beads. Most Kipp Island burials are not
cremations, but in the flesh in the flexed or sitting position, with grave goods including red ochre, but
excluding pottery. Economically, Kipp Island exhibits a robust hunting, fishing, and gathering pattern with
some evidence of maize horticulture.
Finally, in Late Middle Woodland times Ritchie (1980), defined the Hunter's Home phase as a transition between Kipp Island and the Late Woodland Owasco-lroquoian continuum. Hunters' Home material
culture is essentially the same as Kipp Island, with some variations in items of personal adornment and
ceramic decorations. Burial ceremonialsm and associated material culture decreases in importance and
prevalence as the Late Woodland unfolds.
A New England Model
Following Ritchie's seminal work on New York, Dean Snow published a New England-based synthesis in 1980 (Snow (980). In this work Snow argued that New England prehistory developed within the
environmental context of river drainage systems. In Connecticut, these drainages were the Housatonic,
Connecticut and Thames river systems (Snow 1980:3). He also proposed definitions for the units he
termed prehistoric periods, such as Paleo-Indian, Archaic, etc. defining these units temporally, as opposed
to using a traditional and concurrent stage concept. Each period was supported by relevant radiocarbon
chronologies. One somewhat radical change in his terminology was the substitution of an "Early Horticultural period" designation for the traditional and widely used Early and Middle Woodland periods. While
maintaining approximately the same beginning and ending dates used to define these periods by others
(ca 1000 BC - 1000 AD), Snow generated controversy among regional specialists. Some archaeologists
felt that the new label was incorrect, since Early and Middle Woodland economies lacked firm evidence
of JlOrticulture, and were essentially Archaic in form, with an overlay of ceramic use in some regions
(Sanger 1982: 174). Another criticism was leveled at his synthesis of Southern New England prehistory,
when Snow did not adhere to his river drainage model, but seemed to more or less describe all developments in the region as though they represented a similar Early Horticultural period system (Perlman 1982).
Snow viewed the early centuries of his Early Horticultural period in Connecticut as dominated by
the North Beach cultural system, a clear descendant of Orient culture. The sites were small coastal
seasonal shellfish camps. He believes that through this period cultigens may have been gradually adopted
in the subsistence economy (Snow 1980:279). In an earlier synthesis of coastal New York archaeology
(Smith 1950), Smith focused on North Beach mortuary customs, which favored secondary disarticulated
bundle burial, rather than the dominant Adena-Hopewell pattern seen to the west. One Adena-like burial
has been suggested for Connecticut at East Windsor Hill (Cooke and Jordan 1972).
Following North Beach is the Clearview phase, which, like North Beach, is seen as part of Connect icut's Windsor tradition. Snow dates Clearview to the early centuries AD and argues that it is still poorly
EARL Y AND MIDDLE WOODLAND PERIODS
143
understood, since Smith originally defined it almost entirely on the basis of ceramic types exhibiting grit
and shell temper. In Snow's view, this era and the subsequent centuries up to 1000 AD, are poorly understood along Connecticut's river drainages. Snow describes Braun's (1974) study of shellfish resource availability and water temperatures, noting that some species may have been less available in Early Horticultural times (e.g., bay scallops, oysters, quahogs), while others may have been more abundant (soft clams).
In general, Snow sees the Early Horticultural period in our region as similar to its manifestations in the
Hudson drainage. The sites include several seasonal settlement types, within a social organization structured around nuclear and extended families (Snow 1980).
Connecticut Models: I
In 1984 Lucianne Lavin produced a synthesis of Connecticut's prehistory for the 50th Anniversary
Volume of the Archaeological Society of Connecticut (Lavin 1984). In this article she described her view
of the Early Woodland period (1000 BC - AD I) and the Middle Woodland period (AD I - 1000). Lavin
did not adopt Snow's revised terminology for these two periods. She suggested, like previous authors, that
the Early Woodland way of life was similar to that of the Archaic with the addition of innovations such
as ceramics, the celt, bow and arrow, and smoking pipes, while arguing that the distinctions in the literature among periods, traditions and stages were largely based on ceramic sequences beginning with Vinette
(I) cordmarked pottery. At the Indian River site in Westport, Ernest Weigand had a series of dates to
support the ceramic associations (personal communication to Lavin 1984). Lavin (1984: 17) also felt that
the Early Woodland was characterized by stylistic continuity in projectile points from the Late Archaic,
with the presence of various forms such as Lamoka-like points, Squibnocket and Wading River. She
reported on a series of sites with these artifacts, as well as the presence of an associated quartz cobble
reduction technique.
Connecticut data also suggested that subsistence patterns were Archaic-like during the Early
Woodland, with a variety of seasonal subsistence variations in hunted and gathered resources. Regular
seasonal movements throughout various local habitats were indicated by the data. Other Early Woodland
point types are also found in Connecticut, such as Meadowood, Fulton Turkey Tail, Adena, and Rossville
forms. Boatstones were also present at two sites, as was the Adena-like East Windsor Hill burial
mentioned earlier.
For the next stage, Middle Woodland, Lavin saw strong similarities with the Late Archaic and Early
Woodland. New ceramic forms appeared such as cord-wrapped stick and dentate stamped sherds. New
Middle Woodland point types are also present including Green, Fox Creek Stemmed, Fox Creek
Lanceolate, Jack's Reef Corner-notched, and Jack's Reef Pentagonal (Lavin 1984:19). Other ceramic
decorative forms of the Windsor tradition are evident including brushing, fabric marking, and stamped
motifs. Smoking pipes are present in Connecticut's Middle Woodland, but Lavin did not see clear associations or chronology for these artifacts. In 1984 there was no evidence of horticulture in Connecticut during
Middle Woodland times. Settlement patterns based on a foraging economy at seasonal and temporary
camps was indicated during the Middle Woodland (Juli and McBride 1984; McBride 1984).
Connecticut Models: II
In 1984 Kevin McBride completed a doctoral dissertation at the University of Connecticut based on
extensive lower Connecticut River Valley surveys and analysis encompassing this region's prehistory
(McBride 1984). In the same year, Juli and McBride published a summary of that research focusing on
the Early and Middle Woodland periods in the 50th Anniversary Volume of the Archaeological Society
of Connecticut (Juli and McBride 1984). McBride's discoveries clearly provided new insights into the
prehistory of these two periods, not only for the lower Connecticut River zone, but for the state as a
whole. This work defined a culture-historical sequence in the region, ca 1000 BC - 1000 AD.
McBride termed the lower Connecticut River Valley's Early Woodland period the Brodeur Point
Phase after the Brodeur Point site, because at several sites he found a consistent in situ association of
Brodeur Point cultural materials stratigraphically positioned between Terminal Archaic Broadspear artifacts
144
BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
and Middle Woodland components ca. AD I. He described the technology as including narrow-stemmed
points and Vinette I ceramics made with local quartz. McBride saw the narrow-stemmed forms as "a
strong argument for continuity of indigenous groups from Late Archaic to Early Woodland times, and a
possible counter explanation to earlier arguments linking the Early Woodland period to an era of population decline" (Juli and McBride 1984:90; Dincauze 1974; Braun 1974). The Public Archaeology Survey
Team found evidence that Early Woodland assemblages were probably often misidentified as Late
Archaic, due to the identification of narrow-stemmed point types as Late Archaic rather than Early
Woodland. Thus, it was probably incorrectly assumed that low Early Woodland site densities meant that
these people had suffered a population decline, when compared to the large number of preceding Archaic
sites.
In the following Middle Woodland, McBride identified differences in lithics, ceramics, and settlement patterns. In this region the Middle Woodland is divided into Roaring Brook and Selden Creek
phases. The Roaring Brook Phase is defined by Windsor ceramics of the Clearview Phase with rocker or
dentate stamping. Twenty sites showing ceramic variations are defined for this phase, where lithics exhibit
an increase in non-local materials (5 - 10%) and continue to increase through time.
In the Selden Creek Phase (750 - 1500 AD) non-local materials increase to 54% of the lithic assemblage. Sebonac-like ceramics predominate in this phase, (e.g., Windsor Brushed, Windsor Cord Marked,
Sebonac Stamped), while dentate stamping is not present. Pots with constricted necks and globular bodies
appear in Middle Woodland assemblages, while a new type, Shantok Cove Incised from the Thames River
(Salwen and Ottesen 1972), is similar to Selden Creek forms.
In settlement pattern studies this research documented a high percentage of seasonal camps along
the river, its terraces and adjacent upland zones during the Early Woodland, followed by a shift to sedentary villages along the river during the Middle Woodland period. Evidence suggests that larger sedentary
settlements may have been associated with, and benefited from, the development of tidal marshes ca. 450
AD (McBride 1984; Lavin 1988). People may have begun to aggregate in year-round villages in this
period, due to the presence of enriched tidal marsh ecotones along the lower Connecticut River Valley,
with a concomitant decrease in the number of interior seasonal sites. In 1984 there was no evidence of
sustained horticulture in Connecticut, even during Late Middle Woodland times ca. 1000 AD.
Connecticut Models: III
A final model is provided by a recent synthesizing discussion of Early and Middle Woodland patterns in Southwestern Connecticut by Lavin and Mozzi (1996). This study, completed as a regional review
for the Connecticut Historical Commission, includes a culture-historical summary of the Early and Middle
Woodland and provides an example of the current 1990s interpretation of these periods. This review has
relevance for understanding these periods in Connecticut as a whole.
Lavin and Mozzi argue that the patterns described in earlier studies have maintained their validity
through the 1990s. They note that the material culture break between the Archaic and Woodland is not
distinctive, while Woodland economy continues the essential elements of Late Archaic seasonal foraging
patterns. Of course, ceramic technology is the distinctive Woodland material innovation along with other
changes, such as the advent of smoking pipes, the bow and arrow, and a full-range of the lithic chipped
and groundstone forms.
The material continuity does not mean that there was no change. Rather, the cultural process
operating at this time wrought slow, gradual changes that were additive in nature. In other words, the
distinction between the Archaic and Woodland groups, and between those of each Woodland period, is
in the cumulative technological innovations that were added and retained during each successive Woodland
period. These new inventions included pottery for cooking, pipes for smoking, the bow and arrow for
hunting and warfare, and horticulture. The interregional exchange of raw materials and goods, or trade,
expanded and flourished during much of the Woodland stage, introducing the indigenous Indian societies
to new technologies and, perhaps, exotic ideologies (Lavin and Mozzi, 1996:22)
EARLY AND MIDDLE WOODLAND PERIODS
145
Having reviewed relevant older and current models, in the next section I will discuss developments
and findings in Connecticut's Early and Middle Woodland archaeology since 1984.
CHRONOLOGY
Since 1984, a comprehensive study of radiocarbon chronology in Connecticut, has been produced
by Stuart Reeve (Reeve 1997). For this study, Reeve compiled dates from 319 archaeological sites in
Connecticut (Figure I), processed during the last fifty years. Along with compiling Connecticut dates,
Reeve also compared these data to dates from New England and Middle Atlantic sites to discern patterns
in chronology and associated issues, such as population growth, decline and culture change. Figure I is
a summary of Reeve's data showing selected assemblage dates in 200 year intervals. The Early and
Middle Woodland dates are derived from seven sites with datable ceramics (two Early Woodland and five
Middle Woodland). In addition to these data, other components and sites of the Connecticut Early and
Middle Woodland have been dated since 1984. In all, nine Early Woodland dates and eleven Middle
Woodland dates have appeared since 1984. These dates indicate a continuing relationship between artifacts
previously defined as diagnostic for these two periods, and the radiocarbon year ranges for each period:
Early Woodland ca. 3000 BP (1000 BC - 2000 BP (0 AD) and Middle Woodland ca. 2000 BP (I AD)950 BP (1000 AD). Inspection of Figure I also indicates that the selected assemblages show relatively few
Early and Middle Woodland dated components, sites, or assemblages compared to other periods. This
finding may confirm previous ideas that Early Woodland site densities may not have been reported
accurately, since they may have traditionally been confused with Late and Terminal Archaic sites. The
data, including Middle Woodland dates, do not indicate major population growth during these periods.
SURVEY
It is probably correct to say that the period of large, state-sponsored, regional-based, archaeological
surveys in Connecticut occurred before 1984. During this period, sustained survey programs were carried
out by the University of Connecticut (PAST) in Central and Eastern Connecticut, Central Connecticut
State University in the Farmington River Valley, and the American Indian Archaeological Institute (AlAI),
in the Shepaug Valley and other Western Connecticut regions. Other surveys by individuals and institutions added to our site inventory, such as the earliest work by the Connecticut Archaeological Survey
(CAS).
Since 1984 the emphasis has largely shifted from regional-based programs, to smaller, single and
multiple site surveys and Indian Reservation investigations. However, from 1989 - 1993, a large archaeological survey program in Western Connecticut was carried out as part of the Iroquois Gas Company's
pipeline project (Cassedy 1998). In this extensive study, archaeological data were collected along a 345
mile right-of-way in New York and Connecticut. In Connecticut, the path roughly correlates with the
lower Housatonic River drainage system.
Interestingly, in Cassedy's and his co-workers' analyses, the general patterns of Early and Middle
Woodland technology, chronology and settlement defined previously for the state as a whole were confirmed for the lower Housatonic region (Cassedy 1998:204-206). For example, radiocarbon age ranges for
datable components which had diagnostic artifacts, confirmed earlier chronological relationships. Early
Woodland patterns of site density suggesting small populations, followed by Middle Woodland population
growth, were also seen in this region. In addition, the patterns of Middle Woodland settlement pattern
changes discovered by McBride (1984) for Central Connecticut are mirrored in the Iroquois Pipeline
survey findings. Increases in site densities in coastal and riverine habitats during the Middle Woodland,
correspond to decreases in upland occupations as seen in the Housatonic flood plain and its upland regions
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EARLY AND MIDDLE WOODLAND PERIODS
147
(Cassedy 1998:206). Subsistence and economy in the Middle Woodland period retained a foraging base,
with an increase in shellfish use among inhabitants of the coastal zone.
TECHNOLOGY
In addition to advances in chronology and survey-derived data, several studies since 1984 have
addressed issues of Early and Middle Woodland artifacts, technology and relevant explanatory theories.
In this section I will review some of these contributions.
Lithics
In 1991 Dr. Ken Feder of Central Connecticut State University identified a cache of sixteen large
Middle Woodland blades, brought to his attention by an individual who had found these in his backyard
(Feder 1996). Subsequent testing recovered 14 more, for a total of 30. When excavated, nine blades were
stacked in three, tightly clustered layers. Five blades were oriented in a North - South line. The 30 blades
ranged in size from 4.6 - 7.1 inches in length, which is quite large for Southern New England examples.
Their average width was 1.8 inches. Charcoal in association dated 1630±80 BP, or about the third to
fourth century AD, during Middle Woodland times. This was a fascinating discovery. The blades were
probably deposited together for storage, and may have had a ceremonial use. Feder felt that they were
undoubtedly the work of a single toolmaker, an attribute rarely identifiable in New England prehistory.
Another perspective on the individual in prehistory is provided by a fascinating study of Middle
Woodland toolmaking in Massachusetts by Barbara Luedtke, with implications for analyses of Middle
Woodland lithic tool kits in Connecticut (Luedtke 1998). In archaeological testing at the Telephone Trench
site on Thompson Island in Boston Harbor, Luedtke recovered projectile points, bifaces, perforators,
scrapers, hammerstones and worked bone. The artifacts were examined under a microscope at 45X in an
analysis of form and wear patterns. Nineteen sherds, some bone, shell, plant remains and fire-cracked
rocks, were also part of the assemblage, but probably not part of the lithic "tool kit". Luedtke considers
arguments supporting the idea that these artifacts were part of an integrated tool kit, perhaps used at a
workshop area of the site. Presuming these lithics to be in association, she develops a series of interesting
ideas. Several of the projectile points suggest functional, as well as temporal differences. The consistency
of material (Braintree hornfels), suggests the maker's home territory was near the Neponset River. She
raises the interesting possibility that the form of scrapers and perforators in the kit may tum out to be
diagnostic of Middle Woodland cultures. Other interesting hypotheses are discussed as well. This study,
although carried out on materials from Massachusetts, presents an interesting challenge for Middle
Woodland lithic analysis in Connecticut, both in the future and retrospectively. The "tool kit" concept
provides us with a view of individually-based lithic production and use and suggests that a more
sophisticated set of interpretations can be derived from excavated lithic materials than previously thought
possible.
Ceramics
An important New England-based study discussing the relationship between ceramics and steatite
vessels was published by Curtiss Hoffman (Hoffman 1998). As part of a wider study of the Archaic to
Woodland transition, Hoffman came upon what he calls the "serendipitous discovery emerging from the
study," that the earliest ceramics in New England (Early Woodland Vinette I ware) exist both earlier and
coeval with steatite vessels, which have always been presumed to be the earliest regional vessel form.
Hoffman has collected an impressive set of radiocarbon dates (976) and in analyzing these has discovered,
for example, that more than a third of the Vinette I dates (24 of 67), have means earlier than the
beginning of Early Woodland times ca. 1000 BC (3000 BP). These dates are distributed in a wide geographic area of New England. In Connecticut, specifically, corroborating evidence is seen in the Iroquois
Gas Pipeline data which reported four mid-fourth millennium BP dates associated with pottery, from a
BULLETIN OF THE ARCH SOc. OF CT., Volume 62, 1999
148
site in the lower Housatonic drainage. This is a period well before the traditional beginning of the Early
Woodland, in the third-millennium BP (Millis et al. 1992). Hoffman concludes that:
The evidence from radiocarbon dated contexts indicates that steatite and pottery appear to
have served different but contemporary functions within Transitional Archaic and Early
Woodland cultural complexes of the Northeast. Pottery appeared in exclusively domestic contexts in the study area sporadically starting in the late fifth and through the fourth and early
third radiocarbon millennia, long before steatite vessels made their appearance in the early
fourth radiocarbon millennium in both domestic and ritual contexts. After a period of coexistence, which included a limited extension of the use of pottery into ritual contexts, pottery
emerged as the dominant technology for durable containers in the region in the late third
radiocarbon millennium.
In the future, detailed studies might be undertaken to explore the ramifications of this conclusion,
including trace element analysis of steatite and clay sources, studies of variability in pottery thickness,
temper, finish, shape, and coil size, and investigation of food residues from vessel interiors and soot
residues from exteriors. (Hoffman 1998:53).
Hoffman has produced an important finding, which has the potential to re-orient our understanding
of traditional diagnostic artifacts for the Late Archaic and Early Woodland, both in Connecticut and in
New England as a whole, as well as re-define our understanding of the origins of the region's ceramic
forms.
Within the study of Connecticut Middle Woodland ceramics, Lucianne Lavin produced an interesting
study on the Windsor tradition (Lavin 1998). In this work, Lavin reconsiders the idea that the Windsor
is the indigenous ceramic tradition in Connecticut and the Long Island Sound region. She begins her
analysis with an historic overview of the tradition and its dates, phases and styles throughout the region.
Windsor tradition dates, decorative motifs and types are seen in Table I.
TABLE 1: CULTURAL SEQUENCES OF THE WINDSOR TRADITION (Lavin 1988:3)
Time Span'
Phases
Hackney Pond
Historic
AD 1200 - AD 1650
Niantic**
AD 950 - AD 1200
Sebonac
AD 750 - AD 950
Shantok Cove
AD 300 - AD 750
AD 1 - AD 300
1000 BC - AD 1
Clearview
Fastener
North Beach
Major Pottery Styles
Incised collared ceramics, Niantic Stamp and Drag
Niantic Incised, Niantic Stamp and Drag, Niantic Punctate,
Niantic Stamped, Niantic Linear Dentate, Hollister Plain,
Windsor Brushed, Sebonac Stamped
Sebonac Stamped, Windsor Brushed, Windsor Cordmarked,
Windsor Fabric-marked, Hollister Plain, Hollister Stamped
Shantok Cove Incised, Hollister Stamped, Windsor Brushed,
Windsor Fabric-marked
Clearview Stamped, Matinecock Point Stamped
Clearview Stamped, Matinecock Point Stamped, Vinette I
Vinette I
* Time spans are approximate based on available radiocarbon dates which at present are few. Some pottery styles
overlap time spans.
** Phases in italics are Smith's (1950) original phases for the tradition
After presenting the traditional version of Connecticut's Windsor ceramic sequence and types, she
describes a more recent set of findings which challenge the relationship between the traditional phases,
EARLY AND MIDDLE WOODLAND PERIODS
149
their dates, ceramic forms, distributions, settlement patterns and ecological relationships, Based on more
recent interpretations she then presents a new hypothesis to explain the origins of the Windsor ceramic
tradition. Her argument is that the Windsor tradition was carried into the region through a population
movement from the Mid-Atlantic during Middle Woodland times, ca. 300 - 600 AD. People moving into
the region practiced a marine-estuarine-based economic system, with a distinctive technology for marsh
exploitation. They produced ceramics which included shell tempers, textile-impressed and scraped surface
treatments (Lavin 1998: I 0). She feels that the Windsor immigrants came into our region, which was
already populated by foraging societies using artifacts of the Point Peninsula tradition, which Lavin has
identified in numerous assemblages in Connecticut.
Following presentation of this hypothesis, Lavin uses Rouse's (1958) study outlining the criteria
necessary to demonstrate archaeological migrations, to argue that the local data do in fact support a
migration hypothesis, with a subsequent geographical and temporal linkage of Windsor ceramic distributions to historic period languages. Lavin suggests that the prehistoric carriers of the new Windsor tradition
vessels were the ancestors of the native people who spoke the Unquachog, Quiripey, Hammonasset,
Wangunk and "River Indian" languages of the contact period (Salwen 1978). She concludes her study with
the statement that the hypothesis is still in a working stage and she suggests the kinds of additional information needed to strengthen these ideas.
I find Lavin's study to be a provocative re-analysis of ceramic styles, long thought to be well-understood with respect to chronology, style, and classification. This work will need corroboration with additional information as the author suggests. However, even in its initial formulation, it has breathed a new
vitality into the study of Connecticut's Middle Woodland ceramic heritage, which can only have a positive
effect on future work in this field.
ADVENT OF HORTICULTURE
Since 1984, the search for domesticated plants or cultigens, on New England as well as Connecticut
archaeological sites has been an important research objective. Archaeological advances and new theories
have created a heightened awareness of archaeobotanical data and their importance in addressing questions
related to prehistoric economics, settlement patterns, and overall cultural complexity. Lynn Ceci's article
(1979) on maize cultivation in coastal New York, with its provocative conclusion that sustained maize use
was a late prehistoric phenomenon, and the increasingly common use of flotation recovery methods in
most current prehistoric excavations, have combined to set the stage for an explosion of new evidence and
theorizing about the emergence of the earliest horticultural economies in Connecticut, as well as Southern
New England.
An explosion in the data has indeed occurred since 1984, and it has generated a well-supported
evidential basis for understanding the emerging horticultural economies of the Late Woodland period.
However, the relevant question here is: what impact, if any, have these new data had on our understanding
of the evolution of horticulture and the use of cultigens during Middle Woodland times in Connecticut?
This subject is usually viewed in relation to two categories of cultigens: maize and all other possible
domesticates.
Maize
Recent studies in Connecticut have documented the use of maize on Late Woodland sites with
increasing intensity, as the Late Woodland developed into the Final Woodland and Contact phases.
(Bendremer and Dewar 1993; Bendremer 1999; Lavin 1988). There is little evidence of maize use on
Connecticut sites during the Middle Woodland. A 985 AD maize date for Selden Island in the lower
Connecticut River Valley is controversial because the supposed maize kernel is difficult to identity and
may not be maize. Another early Connecticut com sample was dated at Mago Point along the Southeastern
coast, with a standard deviation range from 1047 - 1268 AD (Bendremer 1993). Therefore, the current
150
BULLETIN OF THE ARCH SOc. OF CT., Volume 62, 1999
available evidence strongly suggests that maize is not present in Connecticut prior to AD 1000. Furthermore, most specialists are convinced that the documented presence of maize does not necessarily indicate
its sustained contribution to the society's economy. Most evidence of intensive maize horticulture
contributing significant nutritional support within an overall economic system, clusters in middle Late
Woodland to late Woodland times in Connecticut (Bendremer and Dewar 1993).
Other Cultigens
While Connecticut prehistoric foraging economies involved much plant use, the question of whether
pre- Late Woodland non-maize cultigens were used is problematic. The radiocarbon dates for beans and
squash all fall within the Late Woodland period (Bendremer 1993). Chenopodium storage was documented
in the Connecticut River Valley by McBride (1978). In a recent study by George and Dewar (1999), it
appears that chenopodium was not domesticated. At the Burnham-Shepherd site in Central Connecticut
(Bendremer 1993), 12 beans (Phaseolus vulgaris) were identified by Kaplan. Sunflower seeds (Helianthus
annuus) were also discovered at this site. In addition, 34 sunflower seeds were recovered from a grasslined pit at Burnham-Shepherd, and these may indeed be a domesticated variety (Bendremer et al. 1991).
These data, while important, do not at present indicate that non-maize cultigens were significant dietary
elements in Connecticut, prior to the beginning of the Late Woodland period ca. 1000 AD.
DIRECTIONS FOR FUTURE RESEARCH
In contemplating directions for future research in Early and Middle Woodland Connecticut prehistory, the review above suggests that there are several lacunae in the current literature. It has been known
for sometime now that within the highly developed coastal estuarine and riverine zones in our state, much
evidence of the ancient Woodland inhabitants has been destroyed through intensive land modification,
architectural development, and industrialization. Thus, the site distributional data we do have are fragmentary reflections of the once robust remains of prehistoric settlement dynamics and variability. One way
to expand our knowledge of these periods is to sponsor broad regional surveys within poorly developed
regions of the state which have at least some important attributes related to Woodland patterns of site
placement. In a sense, we only have a little time left before development projects will eliminate forever
the fragmentary information that has survived in the ever diminishing archaeological record.
In a similar vein, it would be desirable to excavate intensively Woodland sites using methods
designed to reveal horizontally extensive contemporaneous components, so that intra-site spatial patterning
data may be collected. This is important because much current archaeology in our state is, out of necessity, carried out under one or another type of cultural resource management mandate aimed at programspecific compliance. We have known for a long time that such work, while important and professionally
directed, also often is constrained by compliance limitations and structures that preclude the investigation
ofarchaeologically-specific
research questions. Thus, understanding the use of space in Woodland villages
and at other sites would help us study many questions which have been difficult to solve. For example,
one interesting body of information might be collected on structural and spatial patterning, reflective of
kinship forms and population dynamics, which would help us understand whether emerging sedentarybased economies were related to changes in social organization. So far, we have had limited data on such
topics.
Another area of interest in future Woodland studies is the refinement of our artifact-based chronological system, especially regarding the Early and Middle Woodland ceramic sequence and its variability
in decorative types, functional types, and distributional patterns. If chronology were refined, provocative
ideas such as Lavin's Windsor migration hypotheses could better be evaluated.
Yet another topic which has been intensively investigated during the last fifteen years is the relationship among plant use, domestication and changing economic adaptations during the Early and Middle
Woodland periods. The interesting question is whether more rigorous collection, processing, and analytical
EARL Y AND MIDDLE WOODLAND PERIODS
151
methods will enable investigators to understand whether plant use during the Middle Woodland was qualitatively different than its use during Early Woodland and Late Archaic times. Phrased another way, one
may ask whether, in the decades to come, our knowledge of early cultigen use including maize would be
pushed back to Middle Woodland times? Today this is a tantalizing question because recent intensive
research has placed early cultigens use around 1000 AD, just at the traditional end of Middle Woodland
times.
Another critical area for future research is the careful reconstruction of prehistoric environments in
Connecticut. As more paleoecological information becomes available, explanatory hypotheses can become
more rigorous and interesting in the areas of cultural-ecological relationships among Early and Middle
Woodland societies (Kerber 1999).
Finally, in a recent book on Southern New England Native people from 1500-1650 (Bragdon 1996),
Kathleen Bragdon has argued that contact period Southen New England groups were organized as
chiefdoms (Bragdon 1996:43). One interesting test of this model for archaeological studies of Early and
Middle Woodland societies would be to chart the conditions and advancement of material, economic and
settlement patterns, as a way to discern whether the archaeological record prior to 1000 AD suggests social
forms which finally developed into chiefdom-level complexity in the subsequent Late Woodland period.
REFERENCES CITED
Bendremer, Jeffrey
1993
Late Woodland Subsistence and Settlement in Eastern Connecticut. Ph.D. Dissertation,
Department of Anthropology, University of Connecticut, Storrs.
1999
Changing Strategies in the Pre- and Post-Contact Subsistence Systems of Southern New
England: Archaeological and Ethnohistorical Evidence. In Current Northeast
Paleoethnobotany, edited by J. Hart New York State Museum Bulletin, No. 494:133-156
Bendremer, Jeffrey, E. Kellogg and T. Largy
1991
A Grass-lined Maize Storage Pit and Early Maize Horticulture in Central Connecticut.
North American Archaeologist
12:325-349.
Bendremer, Jeffrey and Robert Dewar
1993
The Advent of Maize Horticulture in New England. In Corn and Culture in the
Prehistoric New World, edited by S. Johannessen and C. Hasting, Westview Press,
Boulder.
Bragdon, Kathleen
1996
Native People of Southern New England, 1500-1650. University of Oklahoma Press,
Norman.
Braun, David
1974
Explanatory Models for the Evolution of Coastal Adaptation in Prehistoric Eastern New
England. American Antiquity 39(4) 582-596.
Cassedy, Daniel
1998
From the Erie Canal to Long Island Sound: Technical Synthesis of the Iroquois Pipeline
Project, 1989-1993. Report by Garrow Associates Inc. For the Iroquois Gas
Transmission System.
Ceci, Lynn
1979
Maize Cultivation in Coastal New York: The Archaeological, Agronomical and
Documentary Evidence. North American Archaeologist 1:45-74.
Cooke, David and B. Jordan
1972
An Adena-like Burial at East Windsor Hill. Bulletin of the Archaeological Society of
Connecticut 37:47-51.
BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
152
Dincauze, Dena
1974
An Introduction to Archaeology in the Greater Boston Area. Archaeology of Eastern
North America 2(1):39-67.
Feder, Kenneth
1996
The Glazier Blade Cache. Connecticut Preservation News XIX(6):12.
George, Nicholas and R. Dewar
1999
Chenopodium in Connecticut Prehistory: Wild, Weedy, Cultivated or Domesticated. In
Current Northeast Paleoethnobotany, edited by J. Hart. New York State Museum
Bulletin, No. 4904:121-132.
Hoffman, Curtiss
1998
Pottery and Steatite in the Northeast: A Reconsideration. Northeast Anthropology 56:4368.
Juli, H and Kevin McBride
1984
The Early and Middle Woodland Periods of Connecticut Prehistory: Focus on the Lower
Connecticut River Valley. Bulletin of the Archaeological Society of Connecticut 47:8998.
Kerber, Jordan
1999
Coastal and Maritime Archaeology in New England: Current Research Issues and Future
Directions. Conference on New England Archaeology Newsletter 18:1-7.
Lavin, Lucianne
1984
Connecticut Prehistory: A Synthesis of Current Archaeological Investigations. Bulletin of
the Archaeological Society of Connecticut 47:5-40.
1988
Coastal Adaptations in Southern New England and Coastal New York, Archaeology of
Eastern North America 16:101-120.
1998
The Windsor Tradition Pottery Production and Popular Identity in Southern New Englan.
Northeast Anthropology 56:1-17.
Lavin, Lucianne and Marina Mozzi
1996
(submiited) Historic Preservation in Connecticut Volume I, Western Coastal Slope:
Overview of Prehistoric and Historic Archaeology and Management Guide. Connecticut
Historical Commission, Hartford, in press.
Luedtke, Barbara
1998
A Possible Late Middle Woodland Tool Kit from Thompson Island, Massachusetts.
Northeast Anthropology 55:15-30.
McBride, Kevin
1978
Archaic Subsistence in the Lower Connecticut River Valley: Evidence from Woodchuck
Knoll. Man in the Northeast 15116:124-131.
1984
The Prehistory of the Lower Connecticut River Valley. Ph.D. Dissertation, Department of
Anthropology, University of Connecticut, Storrs
Millis, T., D. Cassedy, H. Millis, P. Webb, and N. Asch Sidell
1992
Iroquois Gas Transmission System Phase III Archaeological Data Recovery Report,
Volume 3: The Connecticut Sites, Part One. Report on file Connecticut State
Archaeologist's Office, Storrs, CT.
Periman, Stephen
1982
Review of The Archaeology of New England by Dean Snow. American Antiquity
47(2):456-458.
Reeve, Stuart
1997
Connecticut Radiocarbon Dates: Compilation and Comparisons. Paper, Archaeological
Society of Connecticut.
Ritchie, William
1980
The Archaeology of New York State. Revised Edition, Harbor Hill Books, NY.
EARL Y AND MIDDLE WOODLAND PERIODS
153
Ritchie, William and Don Dragoo
1960
The Eastern Dispersal of Adena. New York State Museum and Science Bulletin No.
379, Albany.
Rouse, Irving
1958
The Influence of Migrations from Anthropological Evidence. In Migration in New World
Culture History, edited by R. H. Thompson, University of Arizona Social Science
Bulletin 27:63-68.
Salwen, Bert
1978
Indians of Southern New England and Long Island. In Handbook of North American
Indians, Volume 15, Northeast, edited by Bruce Trigger, pp. 160-178, Smithsonian
Institution Press, Washington, DC.
Salwen, Bert and Ann Ottesen
1972
Radiocarbon Dates for a Windsor Occupation at the Shantok Cove Site, New London
County, Connecticut. Man in the Northeast 3:8-19.
Sanger, David
1982
Review of Snow, D. Archaeology of New England. American Anthropologist 84 (I): 173174.
Smith, Carlyle S.
1950
The Archaeology of Coastal New York. Anthropological Papers, American Museum of
Natural History 43 (2).
Snow, Dean
1980
The Archaeology of New England. Academic Press, NY.
Willey, Gordon and P. Phillips
1958
Method and Theory in American Archaeology. University of Chicago Press, Chicago.
Research Note:
Since 1984 several hundred Connecticut CRM archaeological reports have been produced. Some of
these are located in the Office of the State Archaeologist, but this file is not complete. The entire corpus
of reports is in the historic archives section of the Thomas Dodd Center at the University of Connecticut.
The reports are not organized by project name or prehistoric period, and no index exists for the contents
of these reports. The reports as a group cannot be perused at the Dodd Center. Rather, they must be
requested individually by town name. Therefore, archival research focusing on Early and Middle
Woodland components discovered in Connecticut CRM research since 1984, was not possible to perform,
given the time available to complete the research for this paper.
THE LATE WOODLAND REVISITED:
THE TIMES, THEY WERE A-CHANGIN' (BUT NOT THAT MUCH)
KEN FEDER
CENTRAL CONNECTICUT
STATE UNIVERSITY
ABSTRACT
In terms of subsistence/settlement patterns, technology, and even chronometrically, the Late Woodland period
means different things in different regions; it is not a unifying concept for pre-contact cultures east of the Mississippi.
Nevertheless, the Late Woodland can everywhere be understood as the culmination of a series of essentially uninterrupted cultural trajectories, the origins of which can be recognized far back into the Archaic. To this uniformitarian
view, we can admit to a few significant "punctuations," in the sense of significant alterations in those cultural trajec-
tories. Therein lies the utility of the concept of the Late Woodland. While there is no obvious breakpoint between
the Archaic and the Woodland or between any of the sub-periods of the Woodland, changes with roots in the Archaic
do exhibit what can be called a florescence in the Late Woodland and significant novel cultural behaviors were
injected into the mix during this time.
Fifteen years ago, on the pages of this journal, I accepted the assigned task of writing a synthesis
of the Late Woodland period in Connecticut (Feder 1984). I approached the entire concept of the Late
Woodland in a skeptical and even curmudgeonly fashion that, if I do say so myself, stood in stark contrast
to my callow youth. Contrasting the Late Woodland to other time periods in Connecticut's culture history,
I pointed out that the Late Woodland marked no intrinsic alteration of prehistoric lifeways in Connecticut.
There was no cultural deflection that marked the start of the period, no discontinuity in aboriginal
economic, social, or political trajectories, no catastrophic or even uniformitarian alteration of the environment, no change in the ecological hand dealt the native inhabitants of Connecticut, no watersheds in cultural evolution, in fact, nothing in the archaeological or paleoenvironmental record that screamed out to
us that the behavior of the ancient people of our state had altered so significantly in a short time period
that it was demonstrably necessary to define a new period of cultural history.
THE LATE WOODLAND:
FIFTEEN YEARS LATER
It is fifteen years later. Now, no longer in the infancy, but in the middle-age of my archaeological
career, with an expanded database of fifteen more years of archaeological survey, excavation, analysis,
and interpretation by a host of Connecticut archaeologists, with the maturity (and gray hair) that only time
and experience can confer - and, to be sure, with sober reflection upon the intemperateness of my
remarks in Bulletin 47 - I now would like to say just one thing: I was right (well, mostly)! And here,
once again, I have been asked to summarize a time period whose reality, utility, and temporal boundaries,
are questionable.
It seems to me that, one way in which an archaeological time period might be useful, beyond simply
allowing us to divide up our chronologies into more manageable bites, rests in the potential that the people
who actually lived during the periods that we define and distinguish today might be expected to agree,
at least in partial measure, with our divisions. Specifically, we might hope that if we could travel back
in time and present a tribal elder with our segmented chronologies, they would respond: "Ah yes, what
you are here defining as the beginning of the 'Late Woodland' correlates very well with a significant
change in how our people lived their lives. And yes, right here, at the end of what you call the Late
155
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BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
Woodland, another major change was faced by our people. You are right to divide up our history in this
way."
Would that we could travel back in time to determine such things. Of course, we cannot reverse
time's arrow, but we do have the archaeological record to rely on. And that record does not reflect the
sort of sea-change in ancient culture that would fully justify our distinguishing the Late Woodland from
the period of time that precedes it.
To be sure, the prehistoric cultures of Connecticut were not stagnant during the last few thousand
years. Material culture, subsistence, and settlement patterns changed, but such changes surely were evolutionary (more about these evolutionary developments later). But our definition of the beginning of the Late
Woodland as a sub-period of the Woodland is somewhat capricious, merely marking an arbitrarily defined
timepost along a continuum of cultural change with no particularly important cultural or environmental
hook upon which to hang our chronological hats.
THE "LATE WOODLAND":
A COMMON CHRONOLOGICAL
FRAMEWORK?
"But surely," you might respond, "Our periodization of prehistory, in Connecticut and elsewhere,
might be a bit arbitrary, its function more heuristic than illuminating, its source more etic (serving our purposes for analysis in the present) rather than emic (reflecting a state of affairs both recognizable and meaningful to those who lived it). So what?" you might reasonably say. "The equally important purpose in our
periodization of time in North American archaeology in general is to provide archaeologists with a common temporal framework, a shared chronological scaffolding that allows all of us to talk about Archaic
hunter-gatherers, Woodland farmers, and, for that matter, Late Woodland subsistence patterns, and to be
on the same page, in other words, to mean the same thing, whether we are in Connecticut, Alabama,
Michigan, Louisiana or Ontario."
A VIRTUAL LATE WOODLAND
Brilliantly phrased, of course-and would that it were true. A recent perusal of temporal definitions
of the Late Woodland belie this otherwise rather reasonable argument. Table I presents beginning and
ending dates for the Late Woodland as presented in twenty-five North American web sites devoted to
archaeology. The sites were located using the Sherlock search engine of search engines provided in the
Mac OS (version 8.6). Rather than having to use search engines individually, Sherlock allows you to conduct a single search of all designated search engines, essentially simultaneously. Windows users take heart;
Bill Gates is sure to appropriate this element of the Mac OS for use in some upcoming version of his
operating system.
Sherlock is configured on my computer to search for hits on a term or terms in the following, most
common and broad-based internet search engines: Alta Vista, Direct Hit, Excite, GoTo.com, HotBot,
Infoseek, LookSmart, Lycos, and Yahool, While I can make no claim that my search in Sherlock identified all internet sites where the Late Woodland was defined behaviorally and chronologically, I believe
that my search using most of the major search engines resulted in a pretty thorough, if not entirely
inclusive, listing. I am also confident that my listing is reasonably complete because there was a significant
amount of redundancy in the list that Sherlock produced; many of the resulting internet locations turned
up on more than one of the search engines listed above.
The places that house the web sites listed in Table I represent a fairly broad geographical sample
of America from the Mississippi Valley region and east; in other words, the "woodlands" of eastern North
America where the Woodland period and Late Woodland sub-period are commonly used in the subdivision
of prehistoric time. Specific states and provinces where these web sites reside are (alphabetically):
Alabama, Connecticut, Illinois, Indiana, Iowa, Louisiana, Michigan, Minnesota, New York, Ontario, Ohio,
157
THE LATE WOODLAND PERIOD
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158
BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
South Dakota, Tennessee, and Texas. Also represented on a single web site was the American Southeast
region (specifically: Alabama, Arkansas, Florida, Georgia, Kentucky, Louisiana, Mississippi, North
Carolina, and South Carolina).
The specific producers of the individual web sites represent a broad variety of sources as well. Web
sites used here where the Late Woodland is defined and temporally bounded include those produced and
maintained by the National Park Service of the United States, various universities (anthropology department pages, university course materials, general information pages), museums (general information pages
and web sites associated with permanent exhibits), historical societies, research centers and institutes, state
archaeologist offices, individual archaeologists, as well as the third-grade class at the Mt. Carroll
Elementary School in Mt. Carroll, 1llinois.
So, how about the notion that the concept of the Late Woodland at least provides a common
chronological framework for archaeologists (or even third-graders) in their discussion of the late prehistory
of North America? The dates provided in the web sites as shown in Table I indicate otherwise.
WHEN DOES THE LATE WOODLAND BEGIN?
For example, Connecticut, as represented on the ArchNet site, establishes the beginning of the Late
Woodland at AD 750. The beginning dates for the Late Woodland as represented in the rest of the web
sites range from an early placement at AD 250 (by web sites maintained by the 1llinois Board of
Education and, probably not coincidentally, the previously mentioned Mt. Carroll third grade class located
in Illinois) to the remarkably late date of AD 1600 by the Cataraqui Archaeological Research Foundation
in Ontario. This puts the range of beginning Late Woodland dates as represented in the web sties at a
remarkable 1350 years. Beginning dates for the Late Woodland are spread out fairly evenly throughout
this range; overall, the mean starting date for the Late Woodland as presented in the web site sample is
AD 648.
WHEN DOES THE LATE WOODLAND END?
The Late Woodland ending dates provided in the web sites are similarly widely dispersed. Three
of the sites identify the endpoint of the Late Woodland as "contact," obviously with Europeans, but there
is no clear indication of what is meant by contact in these cases: first contact by explorers, earliest
permanent European settlement, a certain threshold of European population density? ArchNet places the
end of the Late Woodland at AD 1600. This ending date conforms pretty closely to earliest substantial
European contact with Connecticut natives (actually, it appears to be a conveniently round number that
predates such substantial contact by a couple of decades at least), but not first contact; that would be AD
1524 or soon thereafter with the exploration of our coast by the explorer Verazzanno. The latest specific
date provided for the end of the Late Woodland is AD 1680 by a web site produced by St. Cloud University in Minnesota, which sounds like a contact date in that part of the continent. On the other extreme,
the earliest endpoint of the Late Woodland is given as AD 700 by a website maintained by Indiana
University. This actually places the end of the Late Woodland at a time before it even begins according
to seven of the other web sites surveyed! AD 700 also is the date given on the same Indiana University
site for the beginning of the Late Woodland. Perhaps the Late Woodland was an extremely short-lived
phenomenon in Indiana, lasting maybe only a few months, say, from July to September. Or perhaps this
was only a typo after all. However, fully nine ofthe web sites examined without typos mark the
end of the Late Woodland at AD 1000 or before. Eliminating the Indiana University page, endpoints for
the Late Woodland have a range, therefore, of 880 years, not quite as large as the range for beginning
dates. The mean date for the end of the Late Woodland is AD 1256.
THE LATE WOODLAND PERIOD
159
HOW LONG DID THE LATE WOODLAND LAST?
How long did the Late Woodland last? This figure ranges widely as well. Again ignoring the Indiana
University error, the duration of the Late Woodland ranges from only a couple of centuries in our neighbor to the west, New York State, as published in a web site maintained by the New York Institute of
Anthropology, to more than a millennium (more precisely, 1250 years) as presented in an on-line course
in Michigan. The mean duration of the Late Woodland (eliminating the obvious error on the Indiana
University site) is 685 years; its range is 1050 years. The Late Woodland duration is only 850 years in
Connecticut (according to ArchNet).
DOES THE LATE WOODLAND CONCEPT CONTRIBUTE TO A COMMON
CHRONOLOGY?
A time period with a start date that varies by as much as 1350 years, whose end date varies by
nearly a millennium (880 years) and whose length varies by more than 1000 years, can hardly be called
a unifying concept for North American prehistorians. It provides us with no common frame of reference,
it cannot represent part of a shared chronological vocabulary. In fact, the term "Late Woodland" may be
nearly ubiquitous, but its chronological meaning is far from the same across the geographic and temporal
extent of its use. Though it is a firmly entrenched concept - and one unlikely to be abandoned by
researchers as a result of my diatribe - one is nevertheless obliged to ask: If "Late Woodland" would
have meant little if anything to the ancient inhabitants of Connecticut in terms of demarcating a distinct
period of their own history and if it means something different to most of the researchers using the
concept, of what practical use is it?
THE LATE WOODLAND: PART OF AN EVOLUTIONARY CONTINUUM
As I maintained in 1984 and as it can be viewed today, the Late Woodland can be understood as
the culmination of a series of essentially uninterrupted cultural trajectories, the origins of which can be
recognized far back into the Archaic. To this uniformitarian view, we can admit to a few significant
"punctuations," in the sense of significant alterations in those cultural trajectories. Therein lies the utility
of the concept of the Late Woodland. While there is no obvious breakpoint between the Archaic and the
Woodland or between any of the sub-periods of the Woodland, changes with roots in the Archaic do
exhibit what can be called a florescence in the Late Woodland and significant novel cultural behaviors
were injected into the mix during this time. The most important of these, are:
I. Increase in apparent base village size as seen at many sites in Connecticut including Shantok
Cove (Salwen and Ottesen 1972), the Hollister site (Lavin 1980), Morgan (Lavin 1988a, 1988b;
Lavin et al. 1993), Burnham-Shepard (Bendremer et al. 1991), and Meadow Road (Feder 1983).
This is mirrored in eastern Massachusetts (Dincauze 1974). In this regard, we can cite discoveries like the substantial and at least semi-permanent structure(s) at Griswold Point with
associated dates of AD 1170 and AD 1440 (Juli and Lavin 1996). Juli and Lavin's identification
of a postmold pattern similar to one identified by Ritchie (1969) on Martha's Vineyard is indicative of a wigwam more than five meters across and hints at the tantalizing possibility of nucleated villages developing in the Late Woodland.
2. Increase in degree of sedentism based on feature size and artifact density, as seen at the sites
listed in #1, above. McBride and Dewar (1987) and Lavin (l988a) support the notion that Late
Woodland times saw an increase in site size as well as intrasite variability, reflecting larger
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BULLETIN OF THE ARCH SOc. OF CT., Volume 62, 1999
community size as well as, perhaps, indicating the concentration of a greater number of activities carried out at these increasingly large settlements. It is Lavin's (l988a) perspective that
these larger villages became more sedentary during the Late Woodland. In the interior, Lavin
sees horticulture as playing an important role in this shift. Horticulture was not a major factor
along the coast but, in Lavin's view, an increased reliance on marsh resources available at
coastal locations allowed for increasing sedentism there and also led to cultural elaboration
supported by a sedentary lifestyle in a rich environment. Her view is supported at sites like
Greenwich Cove in Rhode Island where Bernstein (1993) shows that the faunal assemblage
indicates year-round exploitation and, therefore, year-round occupation of the site.
3. Within a general trend toward semi-sedentary and sedentary settlements, the Late Woodland also
is characterized by an increasingly complex pattern of land use. For example, Juli (1994:29)
proposed a detailed model reflecting a seasonal cycle of land use that included winter nucleated
villages in sheltered uplands (based on descriptions by Roger Williams (1997) for seventeenthcentury Rhode Island), the break-up of these villages in the early spring with a removal to spots
where the runs of anadromous fish could be most easily exploited, late spring horticultural
villages with men retaining mobility for hunting and fishing, and summer and late fall camps
for shellfish collecting, hunting game, and gathering. In the Farmington Valley, several of the
sites located in the 1986 survey of Peoples State Forest date to the Late Woodland, specifically
the thirteenth century AD and appear to be just such inland, upland, hunting camps that,
following Juli's model, may represent task specific late spring encampments or, possibly,
summer and late fall hunting camps (Feder 1990). Several similar inland, upland sites have also
been found in an on-going survey being conducted by the author in the McLean Game Refuge
in Simsbury and Granby, Connecticut. One of these sites, Firetown North, has produced an
abundant amount of chippage, primarily hornfels, several spear points, a very small amount of
calcined bone, and a few sherds. Firetown North has been dated to AD 1040 (Feder n.d.).
4. Florescence of trade networks involving prehistoric people in Connecticut within a wider social
interaction sphere, probably including the inhabitants of the Hudson valley of New York State
(Feder 1980/81, 1984).
Archaic people, for the most part, practiced lithic procurement behaviors which can be characterized
as "parochial"(Dincauze 1973, 1974; Snow 1980). As Calogero and Philpotts (1995) phrase it, "Quarrier/
knappers living in the New England region had a host of rock types from which to choose, and their
choices, in tum, reflect New England's geological diversity." For example, the use of various local
quartzes and quartzites seems ubiquitous during the Archaic. Also, Calogero (1991) and Calogero and
Philpotts (1995) have shown that hornfels, a metamorphic rock produced locally when molten basalt overflowed and baked Tertiary sandstones in the Farmington Valley, also was widely used in Connecticut,
often in Archaic contexts. Fine-grained hornfels possesses flint-like characteristics and was used
extensively where it was available. For example, the Alsop Meadow site, dating to 4950 BP, produced
a lithic assemblage of more than 16,000 artifacts (primarily debitage), of which more than 95% were
hornfels.
During the Early and Middle Woodland sub-periods, the percentage of exotic lithics tends to
increase. In the Roaring Brook phase of the Middle Woodland period (2000 - 1500 BP) as defined by
McBride (1984), sites excavated in the Lower Connecticut Valley commonly exhibit percentages of exotic
lithics in the 5 - 10% range. At Selden Creek phase Middle Woodland sites (1200 - 1000 BP), the range
is 40 - 50%. During the Middle Woodland and extending into the beginning of the Late Woodland, nonnative hornfels is seen in the Lower Connecticut valley (Tryon and Philpotts 1997). Tryon and Philpotts
indicate that the hornfels in question resembles material identified in New Jersey.
THE LATE WOODLAND PERIOD
161
It is during the Late Woodland, however, that we can recognize a significant increase in the
frequencies and percentages of non-local lithics, particularly at the large base village sites, where the
percentage of exotics range up to 100% (Feder 1980/81, 1984; McBride 1984). We can infer from this
the probable intensification of trade networks to facilitate the procurement of these desirable raw materials.
Thus, it is likely that one of the most important and unique features of the Late Woodland was a widening
of the social interaction sphere, resulting from the impact of the socially bonding effects of trade (Feder
1984).
Along with this, Lavin et al. (1993) also see evidence in Late Woodland ceramic assemblages for
increasing interaction between people to the west in New York and the aboriginal inhabitants of Connecticut. For example, at the Morgan site, Lavin, Gudrian, and Miroff assign most of the ceramics to the
Windsor Tradition, but also note the increasing presence through time of Point Peninsula and Owasco
tradition ceramics. These researchers maintain that the increasing frequency of sherds representing these
non-native ceramic traditions reflect, "increasingly stronger social interactions over time with participants
in the Point Peninsula and Owasco ceramic traditions to the west. The latter groups apparently introduced
the Morgan residents to maize horticulture and collared pottery vessels, both of which occur earlier in
interior New York than in southern New England" (Lavin et al. 1993:98).
Recently, Lavin (1998) has gone beyond this model of increasing social interaction between
Connecticut's native inhabitants and people to the west and based on the ceramic evidence hypothesizes
an actual population movement of people into our state from the Mid-Atlantic region during the Middle
Woodland.
It is now apparent that, although the beginning of the Late Woodland cannot be viewed as representing the inception of a horticultural subsistence system in southern New England at least not a
system reliant on tropical cultigens it was during the Late Woodland that maize, beans, and squash
were introduced into the subsistence mix. This is one very significant instance in which a novel behavioral
pattern was introduced, producing a "punctuation" in the otherwise uniformitarian cultural trajectory of
aboriginal Connecticut.
There is no evidence for any of the Mesoamerican triad of crops in Connecticut much before AD
1000; the oldest Connecticut site where maize has been discovered is Selden Island dating to sometime
in the tenth or eleventh century AD. However, evidence for a substantial contribution of maize to the
aboriginal diet dates to at least two centuries and more likely three centuries later. Mago Point
(Bellantoni and Dorr 1985), the Morgan site (Lavin 1988b), and Burnham-Shepard (Bend remer et al.
1991) date to the twelfth to fourteenth centuries AD. These sites post-date the earliest evidence for maize
in New York to the west, suggesting a possible source for the tropical cultigen complex. Substantial numbers of maize kernels have been recovered at these interior Connecticut sites and, given the vicissitudes
of preservation, even these few sites where maize has been found may reflect a broad and general shift
- at least inland - to an economy that included maize as an important (but by not necessarily primary)
component in the diet toward the end of the Late Woodland. The complex storage feature identified and
analyzed by Bendremer et al. (1991) at Burnham-Shepard adds further support to the notion that maize
was an important part of the subsistence quest of the inhabitants of that site and probably elsewhere in
Connecticut's interior at this time.
As noted by McBride and Dewar (1987) and as discussed by George (I997b), evidence for a Late
Woodland shift to an economy that included tropical cultigens is not nearly as clear along Connecticut's
coast. There, though there is some evidence of com also initially at about AD 1000, there are no coastal
sites at least none yet that have produced substantial quantities of maize, beans, or squash, and
certainly no evidence exists for large or fixed facilities for storing agricultural products. George (1997b)
suggests that the highly acidic, relatively infertile soils of the coast precluded reliance on maize. He also
suggests that in an area already quite rich in seasonally available natural food sources, the demands of
domesticated crops would have led to scheduling conflicts with other, robust and better known subsistence
items. In other words, why risk starving by shifting to a new, alien, and poorly known food source, when
nature's bounty is more than sufficient?
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BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
Interestingly, Bernstein (1992, 1993) has found a similar pattern in coastal Rhode Island. In his
analysis of subsistence remains recovered at eight sites located on Narragansett Bay, he found that even
in Late Woodland times, deer, shellfish, and, in particular, hickory nuts, provided the bulk of the aboriginal diet; he found virtually no evidence for the use of maize by these coastal inhabitants of our neighboring state to the east. He suggests that rather than cultivation of the tropical cultigen complex that characterized much of the rest of the New World, "increase in subsistence output was seemingly achieved
through an intensification of the collection of a few key resources and an overall diversification of the
food base" (Bernstein 1993: I). This conforms well with Ceci's (1982) hypothesis that large, coastal, agricultural villages reported by seventeenth-century European explorers (for example, Mourt (1963) at
Plymouth) and settlers were an effect of contact and, as Pagoulatos (1990) suggests, resulted from the
desire on the part of natives to position themselves geographically so as to obtain better access to shell
sources for wampum production, and to locate themselves at the best places to facilitate trade with
explorers and colonists.
The evidence, though not enormously abundant, nevertheless implies the introduction of maize into
Connecticut sometime after AD 1000 (Juli 1994). It was a more important part of the subsistence base in
the interior than along the coast, but even in the interior, a mono-crop economy did not develop. Instead,
as George (1997b) indicates, maize likely represented merely an addition to and not a replacement of an
already productive, indigenous subsistence system that included a broad array of native plant foods
including nuts, seeds, roots, and fruits. Lavin (l988b: 17) found precisely this at the Morgan site. Though
evidence for the use of maize was extensive in the fourteenth-century AD component of that site, the list
of native plants exploited by the inhabitants is long and includes hickory, chestnut, black walnut, and
chenopodium, among several others. The analysis by Medaglia et al. (1990) on Nantucket in their determination of the carbon isotope profile of human bone in an attempt to reconstruct the native diet, by no
means answers all of our questions, but conforms (as well as might be expected) to the view that Late
Woodland diet included a broad array of local plants as well as introduced tropical cultigens.
The numbers of different species of nuts, fruits, annuals, and grasses/sedges recovered archaeologically from the Late Woodland sites George (1997b) discusses are substantial and required the exploitation
of a number of microenvironments. George (1997b:23) goes on to imply at least the possibility that some
of these native species were being SUbjected to processes that we might here explicitly call artificial
selection. He proposes that perhaps the notion that the concept of domestication arrived with tropical cultigens upon their appearance here after AD 1000 may need to be reassessed just as it was when an
indigenous "agricultural revolution" was evidenced for the American midsouth (Smith 1989, 1992).
Though evidence is scarce, George (I997a) points to the morphology of at least a portion of the
chenopodium remains at the Burnham-Shepard site as supporting this contention; some of the
chenopodium remains recovered there exhibit a seedcoat (testa) thickness and surface morphology that
resembles the domesticated version of this species.
The general pattern of an initial, sudden appearance of maize and a gradual period centuries in
duration of acceptance of it as a significant contributor to the diet repeats earlier shifts seen to the
west. For example, Hart and Sidell (1996) trace the shift to agriculture in the Susquehanna River system
in Pennsylvania. Maize appears in the archaeological record there rather suddenly at around AD 800.
Sedentary agricultural villages where the tropical triad of maize, beans, and squash are key components
in the diet are not seen there for more than four hundred years. Even then, after AD 1250, maize is just
one component of a broad based diet that includes domesticated chenopodium, sunflower, and little barley.
Chilton (1999) presents a strong argument for the same pattern in southern New England. Dozens or even
hundreds of maize kernels recovered in Late Woodland contexts in Connecticut do not necessarily add up
to a subsistence system with maize at its core. As Chilton (1999:171) suggests. "maize was only part of
a diverse subsistence-settlement system of the New England interior." How significant a role maize
actually played is a question that remains to be answered by archaeologists working in southern New
England.
THE LATE WOODLAND PERIOD
163
The point is made; though both occurred during the Late Woodland, neither the point in time
represented by the initial introduction of maize into Connecticut nor the time of its widespread acceptance
as a significant component in the subsistence quest occurred at the beginning of this period.
THE WOODLAND CONTINUUM
At the onset of the Late Woodland, prehistoric technology and material culture are not marked by
a great divergence from previously established pathways. However, as mentioned before, neither are they
stagnant. For example, it is useful to consider the development of ceramic technology during the
Woodland period.
When the Woodland itself was defined, the appearance of ceramic technology was the one distinguishing feature by which we separated this period from the previous Archaic. Throughout the Woodland
in Connecticut, ceramics reflect evolutionary changes in form, design, and temper. The Late Woodland
of Connecticut is chronologically segmented by reference to these continuous and developmental changes
in ceramics (see Table 2)
TABLE 2: BREAKDOWN OF THE LATE WOODLAND AS PROVIDED ON ARCHNET
Connecticut Phases of the
Late Woodland and Early
Contact Periods
Hackney Pond
Niantic
Selden Creek
Begins
1600
1500
700
Ends
1700
1600
1500
Much of the Woodland pottery found in Connecticut, is considered to belong to the Windsor
tradition. Also, East River tradition pottery has been found in southwestern Connecticut and Owaso
tradition ceramics are found in the western part of the state.
The common morphological theme underlying the Windsor Tradition during the Early and Middle
Woodland is its simple conoidal shape. More rounded forms appear in the Late Woodland and incorporate
necks, collars and shoulders. Among the ceramic types defined for the later Middle Woodland and the
Late Woodland in Connecticut are Windsor Brushed, Sebonac Stamped, Hollister Stamped, Selden Island,
Windsor Plain, Shantok Cove Incised, Niantic Stamped, and Hackney Pond (Lizee et al. 1995).
Selden Creek Phase pottery types within the Windsor Tradition include the above-mentioned Selden
Island, Sebonac Stamped, and Hollister Stamped. Selden Island ceramics are characterized by an elongated, conoidal shape with a restricted neck and shell stamping including the rocker dentate application
of the lateral edge of a quahog or oyster shell. Temper is mineral or shell and mean sherd thickness is
between 5 - 8 mm (Lizee 1994). Sebonac Stamped is a bit later than Selden Island, but it represents no
revolution in ceramic technology or style. Here again, pot shape is largely conoidal, with shell stamp
decoration common, with the shell edge impressed at a right or oblique angle to the rim. Crushed shell
is the dominant temper and sherds tend to be between 7 - 10 mm in thickness. The use of shell as temper
as well as in its use as a tool in impressed decoration is a reflection of the coastal focus of the Selden
Island and Sebonac Stamped potters.
Hollister Stamped pottery is defined and recognized along Connecticut's coast, but also in the upland
and interior river valleys. Pot shapes are the familiar elongate conoidal, but globular vessels are known
as well. Shell is found used as a temper, but away from the coast temper consists of crushed minerals.
Surface treattnent includes the use of a blunt, single point tool-probably
a sharpened antler tine or
164
BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
wooden stick-to produce a series of horizontal rows of impressions. Sherd thickness ranges between 6 8mm.
Windsor Plain pottery is characterized by elongated conoidal and globular forms. Temper tends to
be finely ground shell and mineral fragments. The surfaces of Windsor Plain ceramics are smooth; sherd
thickness ranges widely from 4 - 12 mm. With so few defining characteristics, Windsor Plain tends to be
a category into which any plain ceramic sherds are placed.
Shantok Cove Incised pots are elongated globular. Medium to coarse-grained shell temper was added
to the paste; grit-tempering is also known. Decorative treatment included incised lines, and cord marking,
with cord marks sometimes smoothed over.
Niantic Stamped ceramics are dated to the very end ofthe Late Woodland; the form continues well
into the Contact period. Pot form is far more complex than seen previously with globular bodies, constricted necks, collars, and castellations. Medium to fine-grained shell and mineral temper was added to
the clay. Decorations include shell stamping, often with triangular designs, over surfaces that exhibit
smoothing or smoothed over cord marking. Niantic Stamped sherds are usually quite thin, ranging from
3 - 8 mm.
Hackney Pond ceramics also date to the very end of the Late Woodland and forms extend into the
historical period. Pots are globular with collars. Hackney Pond clay is extremely fine with little or no
temper added to the paste. Surface decoration includes incised designs and shell stamping. Sherds are very
thin, ranging between 3 and 7mm.
WOODLAND CERAMIC EVOLUTION IN THE FARMINGTON
VALLEY
We can next look at developments in ceram ic technology that began in the Early Woodland and
culminated in the Late Woodland by focusing on a number of sites from a single region, the Farmington
Valley (Figures I, 2).
Loomis II
The Loomis [[ site is located immediately south of the confluence of the Connecticut and
Farmington rivers in the town of Windsor, Connecticut. Loomis II is situated just north of and stratigraphically above Loomis I, a small stemmed, quartz point occupation associated with a radiocarbon date
of 349S± ISO BP (QC-708).
Loomis [[ appears to be a single component, early Middle Woodland village site based on size,
features, and artifact content. This site is associated with a radiocarbon date derived from charcoal
recovered from a hearth of 1940±9S BP (QC 707). Two sherds from Loomis II were submitted for
thermoluminescence analysis. Dates of ISOO±20% BP (Alpha-3308) and 980±20% BP (Alpha-3309) were
obtained. While the first date falls within a single standard deviation of the radiocarbon date, the second
is significantly younger and may represent a more recent occupation of the site.
The lithic assemblage reported on more fully elsewhere (Feder 1980/81) consisted of a variety of
triangular, flint and quartz projectile points and a single red jasper Jack'sReef corner notched point. Lithic
material in general included flint, red and yellow jasper, smoky quartz, crystal quartz, and quartzite.
The ceramics recovered at the site were primarily thick-walled and coarse-pasted, with large
quantities of sizeable pieces of mineral grit including angular fragments of quartz and quartzite. In a
typical piece of pottery, fully 29.S% of the sherd by volume was made up of grit> 1.0mm in size.
Interior sherd surfaces exhibit clear evidence of brushing, with marks running parallel to the rims.
Most exterior surfaces show no evidence of decoration. A few sherds (16%) show fabric impressions, a
few (II %) show dentate stamping, with very few (S%) showing cordmarking, exterior brushing (S%), or
incising (3%). Sherd thickness at Loomis II ranged from 3.8 mm - 14.2 mm with a mean of 8.2 mm
(standard deviation I.S mm).
THE LATE WOODLAND PERIOD
165
166
BULLETIN OF THE ARCH SOc. OF CT., Volume 62, 1999
Centimeters
Figure 2. Sample of sherds from the Farmington Valley sites mentioned in the text: Loomis II (two sherds
on far left); Bridge site (three sherds in center); Meadow Road (three sherds on far right).
One interesting feature of the sherds from Loomis II was the quite noticeable tendency for exterior
sherd surfaces to exfoliate from the sherd body. Viewed in cross section, the sherds have a sandwich-like
appearance. This may indicate the application of what amounts to a self-slip, perhaps as part of an attempt
by makers to smooth exterior surfaces and to cover grit temper that might otherwise have been exposed.
Old Farms Brook II
The Old Farms Brook site is a multicomponent occupation located at the confluence of Old Farms
Brook and the Farmington River in the town of Avon, Connecticut. A Late Archaic component, Old Farms
Brook 1, dated to 4220±250 BP (QC-952) with associated Brewerton material is overlain by a ceramic
component (Old Farms Brook ll) which is, in turn, overlain by a small Late Woodland occupation with
Levanna flint triangles (Old Farms Brook 111). All three components are stratigraphically distinct and
separated by culturally sterile strata.
The very small assemblage of ceramics at Old Farms Brook II Gust twelve sherds) indicates a great
degree of similarity with the pottery just summarized for Loomis II. The Old Farms Brook II sherds are
thick-walled with coarse grit temper consisting, as was the case at Loomis II, of angular fragments of
quartz and quartzite, along with small pieces of mica. The paste used here, while coarse, is a bit finer than
that used at Loomis II; only about 16.5% of the volume of the typical sherd body consists of grit> 1.0
mm in size. Sherd interiors exhibit some brushing. The exterior surfaces of 42% of the sherds show
dentate stamping, 8% show incising, and 8% were brushed.
As was the case at Loomis II, Old Farms Brook II sherds exhibited a tendency to loose thin fragments of primarily exterior and, to a lesser extent, interior surfaces, again suggesting the application of
THE LATE WOODLAND PERIOD
167
a self-slip. Sherd thickness ranged from 5.9 mm - 9.2 mm with a mean thickness of 7.5 mm (I.I mm
standard deviation). Though the Old Farms sherds are similar to those recovered at Loomis 11, a
thermoluminescence date derived from the Old Farms Brook 11material produced a date of 370±20% BP
(Alpha-33I 0).
Bridge Site
The Bridge site is located approximately 150 m south of the Old Farms Brook site. Both of these
sites, along with a number of others (Fisher I, 11, and III) constitute what amounts to a nearly continuous
scatter of prehistoric archaeological material along this particular section ofthe Farmington River in the
town of Avon, Connecticut. Bridge, however, is horizontally, artifactually, and stratigraphically distinct
from the Old Farms Brook site.
The Bridge site has been radiocarbon dated to 730±70 BP (Beta-I 2940). However, the complex and
disturbed stratigraphy at the edge of the site where the dated material was collected renders this date
problematical and appears to be too recent based on ceramic typology. A thermoluminescence date derived
from a sherd at the site, 2650±20% BP (Alpha-3907), is more reasonable.
The ceramics from Bridge are quite different from those seen at either Loomis 11 or Old Farms.
Sherds are thick, but possessed of generally finer quartz grit temper. At Bridge, only 9.4% of the matrix
of a typical sherd consisted of grit> 1.0mm in size. More than half of the sherds (54%) exhibited cordmarking on their interior and exterior surfaces. Cord marks ran parallel to rims on the exterior surfaces;
marking on interior surfaces was perpendicular to the rim. Incising was identified on 13% of the sherds
and fabric impression was seen on 13%. Brushing was apparent on only one sherd and 18% of the ceramic
fragments had no surface treatment or decoration.
Sloughing off of the exterior as well as interior surfaces is, once again, common on many of the
sherds and is interpreted as indicative of the application of a self-slip. Sherd thickness ranged from 7.4 12.8 mm with a mean of 10.3 (standard deviation of 1.1 mm). Rims were consistently thinner and straight.
Toy Shelter
The Toy Shelter is a rockshelter occupation located in Canton, Connecticut. The site was occupied
throughout the Archaic and Woodland periods. Ceramics from the upper stratigraphic zone were quite
distinct. Exterior design was rare with 94% of the sherds showing no surface treatment. Cord-marking
appeared on 6% of the sherds, fabric impression on 7%, and brushing on 7% of the sherds. Incising and
stamping occurred on just one sherd each. Sherd thickness ranged from 5.5 mm - 11.3 mm with a mean
of 8.2 mm (standard deviation, 1.1 mm). No absolute dates were determined for the sherds or the
occupation level.
Meadow Road
The Meadow Road site is the only certain Late Woodland occupation examined in this sample of
Farmington Valley Woodland period sites. It is located on the floodplain of the Farmington River, in the
town of Farmington, Connecticut. It is approximately 100 m south and west of the confluence of the
Farmington and Pequabuck rivers, immediately south of the great bend in the Farmington River from
which, supposedly, the Farmington derived its aboriginal name: Tunxis Sepus.
The Meadow Road site is situated at the eastern margin of a large, flat, alluvial terrace possessed
of an almost continuous scatter of primarily Late Archaic material. A relatively small encampment of no
more than about 100m', Meadow Road's lithic artifacts include some quartz triangular point fragments,
quartz, basalt, hornfels, and flint cutting and scraping tools, basalt flake cores, and debitage. The site has
been radiocarbon dated to 830±70 BP (Beta-I 2939). In addition, two sherds were dated by thermoluminescence to nO±20% BP (Alpha 3312) and 510±20% BP (Alpha-33 I I ). This second, younger date is problematic, having exhibited anomalous fading in counting. It can be interpreted only as indicating tlTat the
sherd is equal to or greater than that age, which is in line with the radiocarbon date and the other thermoluminescence date from the site.
168
BULLETIN OF THE ARCH SOc. OF CT., Volume 62, 1999
The ceramics from the site are quite different from those described previously. Most sherds are
extremely thin-walled with very fine paste; there appears to be, essentially, no temper added to the clay.
Only trace amounts of grit> 1.0mm was identified in a typical sherd. Most sherds (76%) exhibited no form
of exterior surface decoration. Detailed, fine-line incisions were located on 17% of the sherds (primarily,
but not exclusively, on rims). These incisions consist of clusters of usually thin, parallel lines abutted up
against other clusters of parallel lines at acute angles to each other. Fabric impressions (3%), cord marking
(2%), and dentate stamping (3%) occur on a few sherds.
Sherd thickness ranges from an incredibly thin 2.6 mm - 8.9 mm with a mean of only 5.5 mm
(standard deviation 1.6mm). Rimsherds fall on the low end of the thickness range and tend to be either
straight or everted. It should also be pointed out that the Meadow Road ceramics do not exhibit the
sandwich-l ike cross-section of the pottery found at the other sites discussed here. The potters at Meadow
Road may not have felt the need to apply a self-slip with no coarsely gritted paste to cover up.
COMPARISON
AND DISCUSSION
As can be readily seen there is a great amount of variability in Farmington Valley ceramics and
some rather consistent changes through time. At the same time, it should be noted that there are consistencies among the sherds recovered at individual sites and, equally clearly, there are differences between
.those found at different sites.
For example, there are clear differences in mean sherd thickness (Figure 3) - from a high of 10.3
mm for Bridge, to a low, of 5.4mm for Meadow Road. Radiocarbon dates and thermoluminescence dates
agree on a significant point; in the Farmington Valley, sherd wall thickness tends to decrease through time.
II Mean Sherd Thickness
.~
'"
Cl
'0
tti
=
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E0
.5
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f-
If)
E
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u,
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Figure 3. Bar graph showing mean sherd thickness for Farmington Valley sites mentioned in the text.
THE LATE WOODLAND PERIOD
169
This likely indicates the refinement of ceramic technology in Farmington Valley throughout the Woodland
period from early to late.
Of course, the statistic of the mean obscures some of the variability within individual site samples
and sherds from the same pot may vary in thickness. However, a glance at Figure 4, indicates that sherd
thickness is more or less normally distributed for each of the site samples with the exception of Meadow
Road. The distributions of sherd thickness for Loomis II, Toy, and Bridge (Old Farms has too small a
sample to determine the nature of its sherd thickness distribution) exhibit a single peak, and their means
and medians are respectively the same (these are features of a normal distribution or "bell curve"). It is
quite interesting to note that the distributions of sherd thickness for Loomis II and Toy are nearly identical
(the peak for Toy is higher only because of a larger sample size). Note also that the form of the graphed
distribution of sherd thickness for Bridge is the same as that for Loomis II and Toy (a normal curve
clustered tightly around the mean indicating a small standard deviation). However, the sherd thickness
distribution at Bridge is shifted approximately two standard deviations to the right (i.e., the sherds are
significantly thicker). Thus, though there was certainly internal variability within sites and even within the
same pots, these differences fall within a normal distribution.
45
40
r;;
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35
(J)
30
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Bridge
-0-
Toy
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Loomis II
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Meadow Road
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Old Farms Brook
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OJ
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z'"
II
15
J
10
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V
5
o
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o
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2
3
IT
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4
5
6
7
8
9 10 11 12 13 14
Sherd Thickness in Millimeters
Figure 4. Line graph showing distribution of sherd thickness for Farmington Valley sites mentioned in
the text. Note that most of the thickness distributions exhibit a near-normal distribution.
The distribution for the Meadow Road sherds is not normal, but bimodal. The two-peaked nature
of the distribution is probably indicative of two different pots or pot types present at the site. In other
words, there are two, distinct normal distributions shown here, combined in the same curve. It does not
seem likely that single pots would vary bimodally in thickness.
Also, a matrix size analysis was performed on materials from each of the sites. Sample sherds from
each site were ground in a mortar and pestle, the matrix was passed through a series of nested screens (2
170
BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
mm, I mm, .5 mm, .25 mm, .125 mm), and the volume of each of the fraction sizes was measured. Care
was taken in this process to grind all clay matrix, but to leave all temper intact. As nearly all of the
temper for all of the sherds examined consisted of angular fragments of quartz or quartzite, this was
readily accomplished.
Two typical sherds (in terms of thickness, apparent temper, as well as interior and exterior color)
were sacrificed from each of the sites for this analysis. Since the Meadow Road sherds exhibited a
bimodal distribution for thickness one sherd from each of the modes was selected. Figure 5 exhibits the
results of this analysis (for one of the two sherds sacrificed for each of the sites since the two analyzed
from each of the sites were so similar). The horizontal axis of the graph represents the size of the sherd
matrix that passed through each ofthe nested screens. The vertical axis represents the standardized fraction
of the total sherd that passed through the screens. Since the sherds used in this analysis were of different
sizes, it was necessary to standardize the values to aid in site to site comparison. This simply involved
dividing each of the volume figures for the different size fractions for individual sherds by the volume
that passed through all of the screens (i.e., that fraction <.125 in size) for each sherd. That renders the first
value on the graph 1.0 for each the sherds (dividing the volume of the <.125 fraction by itself); the rest
of the figures are, therefore, all relative to the <.125 fraction and then can be read as simple ratios.
1.8
/\
1.6
II \
1.4
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1.2
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--e-- Toy
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0.8
~
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0.6
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0.4
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<.125
2:.125<.25
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Loomis II
Meadow Road Thick
-v- Meadow Road Thin
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2:Hx2.0
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Oid Farms Brook
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Matrix Size Breakdown
Figure 5. Sherd matrix analysis. The horizontal axis of the graph represents the size of the sherd matrix
that passed through each of the nested screens (2 mm, 1 mm, .5 mm, .25mm, .125 mm). The
vertical axis represents the standardized fraction (proportion) of the total sherd that passed
through each of the screens.
As can be seen in Figure 5, each of the sherds selected for analysis exhibits a unique "signature"
for the clay/temper sizes used at the sites. Clearly, the Late Woodland Meadow Road material (for both
of the types tested) consisted of the finest clay matrix (the thinner sherd was finer than the thicker one)
and the Old Farms Brook II sherd was the coarsest. The Loomis II sherd shows fairly consistent, high
values across the entire temper size spectrum while the Bridge site sherd shows a sharp dropoff in size
fraction above .5mm.
THE LATE WOODLAND PERIOD
SUMMARY OF FARMINGTON
171
VALLEY CERAMICS
Note that no standard pottery "types" have been assigned to any of the pottery described here. This
has been quite intentional. It is at least potentially the case that in our application of chronological types
(for ceramics or lithics), we obscure the regional variability that almost certainly characterized prehistoric
material culture. Therefore, rather than attempting to fit the ceramics from these Farmington Valley sites
into accepted categories defined at sites located elsewhere in Connecticut specifically and the Northeast
generally, descriptive statistics of the Farmington Valley sherds has been emphasized. It is hoped that, in
so doing, and in focusing on variables most closely related to construction methodology (sherd thickness,
and clay matrix characteristics), the essential nature of Farmington Valley ceramics has been
communicated.
That being said, there are, of course, some consistencies between traditional ceram ic types and
pottery from the Farmington valley. The ceramics from Bridge, with their thick walls, coarse-grit temper,
and interior and exterior cord marking seem to fit into the Vinette type of the North Beach Stage of the
Windsor tradition (though some additional, non-cord marking motifs are present). On the other hand, the
stamped ceramics from Loomis II and Old Farms Brook share characteristics with those defined by Lavin
(1980) as Fastener Stage material. The Loomis II date places it within the early Middle Woodland. It is
about 125 radiocarbon years older than the Tuthill site where the type was defined (Lavin 1987).
At Meadow Road, the thin-walled, fine pasted ware with incised rims would seem to fit, at least
in part, into McBride's (1984) Hackney Pond Stage, However, there are some stylistic differences in terms
of color (McBride characterizes the sherds as being tan, the Meadow Road sherds are, for the most part,
black) and surface treatment (incising at Meadow Road is not confined to rims).
A number of conclusions can be drawn from this analysis of Farmington Valley ceramics:
1. Ceramics from the Farmington Valley can be reasonably subsumed under the Windsor tradition.
2.
The four stages of Smith (1950) and Rouse (1947) and the expanded seven stages of Lavin
(1987) seem to represent culturally valid and analytically reasonable categories in Woodland
ceramic chronology.
3.
On the other hand, there is a great deal of regional
universality of such neat categorizations.
4.
We should not let our application of tradition or stage categories obscure this regional variability
-- we should not mask variability we should celebrate it, and
5.
We should expand our focus on the cultural significance of inter-regional variability, even
within the modem political boundaries of so small a state as Connecticut. Snow's (1980) suggestion of discrete cultures ensconced in their own river valleys remains a viable model.
Ceramic variability among these river valleys and clusters of co-occurring traits with valleys and
adjacent regions=for example, Windsor pottery in the lower Connecticut valley and along the
coast on either side of its delta-s-may provide supporting data for this perspective (Lavin 1980,
1997; Lavin and Kra 1994).
ceramic variability
that belies the
THE FUTURE OF THE LATE WOODLAND
In 1984 and here, fifteen years later, I have begun by questioning the validity and utility of the very
concept of "Late Woodland," and then I have gone ahead and used the concept anyway. Clearly, it represents an artificial construct and not a "natural" segment of Connecticut's culture history. As an artificial
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construct, it can be as useful or as useless as we make it. Things do change during the Late Woodland
as we define and bound it in Connecticut. These changes were not catastrophic but were, instead,
essentially uniformitarian; part of a continuum of change with roots deep in prehistory. That continuum,
that trajectory of culture history, admittedly experienced "punctuations," most significantly when extremely
productive tropical cultigens were introduced into the subsistence systems. The only fundmental discontinuity in the Late Woodland cultural trajectory occurred when an alien group entered the picture. Though
the beginning of the Late Woodland cannot be obviously defined or objectively measured, its ending is
absolutely and clearly definable and recognizable: contact with Europeans.
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The Mago Point Site. Paper presented at the 51 st annual meeting of the Archaeological
Society of Connecticut, Milford, Connecticut.
Bendremer, Jeffrey, E. Kellog, and T. B. Largey
1991
A Grass-Lined Maize Storage Pit and Early Maize Horticulture in Central Connecticut.
North American Archaeologist 12:325-349.
Bernstein, David J.
1992
Prehistoric Use of Plant Foods in the Narragansett Bay Region. Man In the Northeast
44:1-13.
1993
Prehistoric Subsistence On the Southern New England Coast. Academic Press, NY.
Calogero, Barbara L.
1991
Macroscopic and Petrographic Identification of the Rock Types Usedfor Stone Tools in
Central Connecticut. Anthropology Ph.D. Dissertation, University of Connecticut, Storrs.
Calogero, Barbara, and Anthony R. Philpotts
1995
Rocks and Minerals used by Tool Knappers in New England. Northeast Anthropology
50:1-17.
Ceci, Lynn
1982
Method and Theory in Coastal New York Archaeology: Paradigms of Settlement
Patterns. North American Archaeologist 3(1 ):5-36.
Chilton, Elizabeth
1999
Mobile Farmers of Pre-Contact Southern New England: The Archaeological and
Ethnohistorical Evidence. In Current Northeast Paleoethnobotany, edited by J. Hart, pp.
157-176. New York State Museum, 494. Albany.
Dincauze, Dena
1973
Prehistoric Occupation of the Charles River Estuary. Bulletin of the Archaeological
Society of Connecticut 38:25-39.
1974
An Introduction to Archaeology in the Greater Boston Area. Archaeology of Eastern
North America 2:39-66.
Feder, Kenneth L.
1980/81 Waste Not, Want Not: Differential Lithic Utilization and Efficiency of Use. North
American Archaeologist 2(3): 198-206.
1983
The Meadow Road Site. Paper presented at the Annual Meeting of the Archaeological
Society of Connecticut, Middletown, 1983.
1984
Pots, Plants, and People: The Late Woodland Period of Connecticut. Bulletin of the
Archaeological Society of Connecticut 47:99-112.
1990
Late Woodland Occupation of Northwestern Connecticut. Bulletin of the Massachusetts
Archaeological Society 51(2):61-68.
THE LATE WOODLAND PERIOD
n.d.
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Prehistoric Land Use Patterns in North-Central Connecticut: A Matter of Scale. In
Integrating Appalachian Prehistory, edited by Susan Prezzano. in press
George, David
1997a
A Long Row to Hoe: The Cultivation of Archaeobotany in Southern New England.
Archaeology of Eastern North America 25: 175-190.
1997b
Late prehistoric Archaeobotany of Connecticut: Providing a Context for the Transition to
Maize Agriculture. Bulletin of the Archaeological Society of Connecticut 60: 13-28.
Hart, John P. and Nancy Asch Sidell
1996
Prehistoric Agricultural Systems in the West Branch of the Susquehanna River Basin,
A.D. 800 to A.D. 1350. Northeast Anthropology 52:1-30.
Juli, Harold
1994
Late Prehistory of the Thames River Survey: Survey, Landscape, and Preservation Along
a Connecticut Estuary. Northeast Anthropology 47:21-44.
Juli, Harold, and Lucianne Lavin
1996
Aboriginal Architecture in Southern New England: Data from the Griswold Point Site.
Northeast Anthropology 51 :83-99.
Lavin, Lucianne
1980
Analysis of Ceramic Vessels from the Ben Hollister Site. Bulletin of the Archaeological
Society of Connecticut 43:3-46.
1987
The Windsor Ceramic Tradition in Southern New England. North American
Archaeologist 8(1 ):23-40.
1988a
Coastal Adaptations in Southern New England and Southern New York. Archaeology of
Eastern North America 16: 101-120.
The Morgan Site, Rocky Hill, Connecticut: A Late Woodland Farming Community in
1988b
the Connecticut River Valley. Bulletin of the Archaeological Society of Connecticut 51 :722.
1997
Diversity in Southern New England ceramics: Three Case Studies. Bulletin of the
Archaeological Society of Connecticut 60:83-96.
1998
The Windsor Tradition: Pottery Production and Popular Identity in Southern New
England. Northeast Anthropology 56: 1-17.
Lavin, Lucianne, Fred W. Gudrian, and Laurie Miroff
1993
Prehistoric Pottery from the Morgan site, Rocky Hill, Connecticut. Bulletin of the
Archaeological Society of Connecticut 56:63-100.
Lavin, Lucianne, and Rene Kra
1994
Prehistoric Pottery Assemblages from Southern Connecticut: A Fresh Look at Ceramic
Classification in Southern New England. Bulletin of the Archaeological Society of
Connecticut 57:35-51.
Lizee, Jon
1994
Prehistoric Ceramic Sequences and Patterning in Southern New England: The Windsor
Tradition, Anthropology, Ph.D. Dissertation, University of Connecticut, Storrs.
Lizee, Jon, Hector Neff, and Michael D. Glascock
1995
Clay Acquisition and Vessel Distribution Patterns: Neutron Activation Analysis of Late
Windsor and Shantok Tradition Ceramics from Southern New England. American
Antiquity 60:515-530.
McBride, Kevin
1984
Prehistory of the Lower Connecticut River Valley, Anthropology, Ph.D. Dissertation,
University of Connecicut, Storrs.
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McBride, Kevin, and Robert Dewar
1987
Agriculture and Cultural Evolution: Causes and Effects in the Lower Connecticut River
Valley. In Emergent Horticultural Economies in the Eastern Woodlands, edited by W.
Keegan, pp. 305-328. Center for Archaeological Investigations, University of Illinois,
Carbondale.
Medaglia, Christian C., Elizabeth A. Little, and Margaret J. Schoeninger
1990
Late Woodland and Diet on Nantucket Island: A Study Using Stable Isotope Ratios.
Bulletin of the Massachusetts Archaeological Society 51 :49-60.
Mourt, G.V.
1963
A Journal of the Pilgrims at Plymouth: Mourt's Relation. Corinth Books, NY.
Pagoulatos, Peter
1990
Late Woodland and Contact period Land-Use Patterns in Rhode Island: Continuity and
Change. Bulletin of the Massachusetts Archaeological Society 51 :69-82.
Ritchie, William A.
1969
The Archaeology of Martha's Vineyard. Natural History Press, Garden City, New York.
Rouse, Irving
1947
Ceramic Traditions and Sequences in Connecticut. Bulletin of the Archaeological Society
of Connecticut 21:10-25.
Salwen, Bert, and Ann Ottesen
1972
Radiocarbon Dates for Windsor Occupation of Shantok Cove Site, New London County.
Man In the Northeast 3:8-19.
Smith, Bruce
1989
Origins of Agriculture in Eastern North America. Science 246:1566-1570.
1992
Prehistoric Plant Husbandry in Eastern North America. In The Origins of Agriculture:
An International Perspective, edited by. C. W. Cowan and P. J. Watson, pp. 101-119.
Smithsonian Institution Press, Washington, D.C.
Smith, Carlyle S.
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The Archaeology of Coastal New York. Anthropological Papers of the American
Museum of Natural History 43(2).
Snow, Dean
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The Archaeology of New England. Academic Press, NY.
Tryon, C. A., and Anthony R. Philpotts
1997
Possible Sources of Mylonite, and Homfels Debitage from the Cooper Site, Lyme,
Connecticut. Bulletin of the Archaeological Society of Connecticut 60:3-12.
Williams, Roger
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A Key Into the Language of America. Applewood Books, Bedford, MA.
CONNECTICUT'S RECENT PAST:
PERSPECTIVES FROM HISTORICAL ARCHAEOLOGY
ROBERT R. GRADIE III
UNIVERSITY OF CONNECTICUT
DAVID A. POIRIER
CONNECTICUT HISTORICAL COMMISSION
ABSTRACT
Historical aod industrial archaeology within Connecticut has demonstrated many strengths during the last 15
years. In particular, the dichotomy between Native American studies and Euro-American research has decreased.
Connecticut's industrial and forensic archaeology studies are of national note, while additional investigation of
minority populations appears warranted.
In an earlier retrospective (Gradie and Poirier 1984), we were decidedly ambivalent about the theoretical and methodological underpinnings of historical archaeology undertaken within the state of
Connecticut. We are still somewhat ambivalent, although not necessarily for the same reasons. Historical
archaeology in Connecticut has undergone important changes in the last 15 years, most of them for the
better. Our earlier analysis was something of an anomaly in an "anniversary" volume which otherwise
focused upon prehistoric archaeology (Lavin 1984). However, Salwen (1989) favorably agreed with our
critique that Connecticut's ethnohistoric and Contact studies were two narrowly construed.
In 1984, we offered several observations. Most of the state's historical archaeological research
appeared overly particularistic. For the most part, projects were designed to answer very narrow questions
about particular sites, usually in association with the proposed restoration of a museum-type historic structure. Research was frequently mandated by federal regulations and therefore designed to facilitate projectrelated requirements. This was not that great a problem as the Connecticut archaeological community had
heretofore proposed few theoretical or methodological questions. There were important exceptions such
as Daniels Village (Bartovics 1982) and Phoenixville (Worrell et al. 1980), which investigated issues of
settlement archaeology, and Fort Shantok which tackled issues of Native American acculturation (Salwen
1966; Williams 1972; Williams et al. 1997). For the most part, historical archaeological studies tended
to be narrowly focused. The residences of noteworthy individuals, Revolutionary War sites, and important
industrial complexes comprised the majority of the investigated sites. At best, historical archaeology in
Connecticut was designed to extend the local historical record, rather than to further understanding of
broader historical and cultural processes.
The succeeding IS years have demonstrated that historical archaeology in Connecticut has many
strengths. First, it has survived a management-by-neglect approach and the general absence of an academic
institutional base; in addition, the number of historical archaeologists has increased remarkably. Second,
the dichotomy between Native American studies and Euro-American studies which was particularly
apparent in 1984 is no longer as prominent. This gap promises to narrow further since the Mohegan,
Mashantucket Pequot, and Schaghticoke tribal nations have developed archaeological research programs
(McBride 1995; McBride and Grumet 1996; Bendremer and Garrity 1997; Lavin and Dumas 1998;
Mancini 1999). In addition, industrial archaeology has expanded beyond the straight-forward identification
and commemoration of prominent industrial monuments to a broader study of technological innovations,
industrial processes, and cultural-environmental-technological
linkages (Clouette and Roth 1991; Brick et
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BULLETIN OF THE ARCH SOc. OF CT., Volume 62, 1999
al. 1998; Gordon 1992, 1995; Gordon and Tweedale 1990; Kirby 1998; Gradie and Poirier 1991; Poirier
and Gradie 1996; Stewart 1997; Raber 1999). Connecticut's historical archaeologists have also undertaken
significant investigations with respect to forensic archaeology (Bellantoni and Cooke 1996; Bellantoni et
al. 1997; Poirier and Bellantoni 1993). Finally, attempts at organizing and/or synthesizing the disparate
data collected over the past 25 years have been pursued (Keegan and Keegan 1999; Poirier and Donohue
1991).
However, for the most part, historical archaeology in Connecticut still emphasizes investigation of
the Anglo-American population. While not ignored, minorities are under represented; the preponderance
of the non-Anglo-American research has concentrated on historic Native American sites. This statewide
trend reflects the traditional concern of historical archaeology in Connecticut, which has been to illustrate
the material culture of a colonial past. Much of this archaeology is the result of mitigation-related efforts.
These studies were initiated either pursuant to federal and state regulatory requirements or because private
development had created an emergency threat to in situ preservation. Since Anglo-Americans comprised
the majority of Connecticut's pre-1840 historic population, it is not unreasonable, to expect that their
archaeological remains would be the most frequently encountered in the archaeological record.
In Connecticut, Anglo-American archaeology possesses two characteristics: 1) a focus on elites and
2) an 18th century emphasis. Several explanations for this research orientation are apparent. In general,
18th century sites have been relatively easier to locate than 17th century resources and are often more historically prominent than later 19th century sites. In addition, 17th century sites have suffered a disproportionate rate of destruction from subsequent development. For example, many of Connecticut's 17th century
colonization sites coincide with modem urban areas. Alternatively, other 17th century settlements were
obliterated by 19th century railroad construction and 20th century gravel mining (Juli 1991). Wood (1997)
has noted that 17th century settlers focused on natural resources which have largely disappeared, such as,
extensive coastal and inland riparian marshes that provided hay for cattle. Thus, we have little understanding of Connecticut's 17th century Anglo-American landscape and lack a workable predictive model
for locating such archaeological sites.
Those few 17th century Connecticut sites which have been examined tend to be anomalous. For
instance, a 17th century house site was accidentally discovered on the north lawn of the Oliver Ellsworth
House; unfortunately, the surviving remains had been badly disturbed by 20th century landscaping. This
site was startling; not only was 17th century colonial domestic material recovered, but also artifacts which
have been traditionally assigned to Contact archaeological sites including native-modified European flint
and a Jesuit ring. A less disturbed 17th century component, which was discovered on the south lawn, was
tested but not excavated (Gradie 1993). Preliminary investigation has also been undertaken at the contemporary Henry Whitfield House (Juli 1999), one of the few genuine 17th century structures still standing
in Connecticut and the oldest stone dwelling still extant in New England. It is odd, but likely, that
Connecticut archaeologists have a better understanding of 17th century Native American material culture
and settlement patterns, rather than knowledge of its Euro-American colonists.
As noted previously, archaeological evidence from the 18th century is more frequently encountered
and in general, associated research tends to over-emphasize colonial elite populations. Lonetown Manor
(Reeve 1997), the Oliver Ellsworth Homestead (Gradie 1993), the Butler-McCook House (Poirier et al.
1982), the Governor Samuel Huntington Homestead (Juli 1997; Stachiw 1999), and the Hathaway House
(Peterson and Gradie 1993) are noteworthy examples. Coincidentally, residences of certain non-elite
individuals, which have been examined archaeologically, were often occupied by someone who was historically prominent, such as the Nathan Hale Homestead (Garman 1995).
For the most part, investigation of non-elite archaeological sites has resulted from federal and/or
state regulatory reviews. Of particular note are Viets Tavern (Gradie 1987), Newgate Prison and Copper
Mine (Raber et al. 1999), Rochambeau-related campsites (Harper et al. 1999), and the Samuel Goodell
House (Harper, personal communication 1999) (Figure I). Community concern generated archaeological
investigation of the locally-threatened Alden Tavern site (Archaeological Research Specialists 1997;
Harper 1999). A remarkably-preserved early 18th century homestead in Andover (Harper, personal
t
d
HISTORICAL ARCHAEOLOGY
177
communication 1999) and a similar one recently exposed in Lebanon suggest our understanding of 18th
century domestic structures is too limited.
Figure 1. Ephraim Sprague House Site, ca. 1703 - 1750, Andover, Connecticut.
Phillips and PAST Inc.)
(Courtesy of Allen
Nineteenth century archaeological sites are both qualitatively and quantitatively distinct from the
17th and 18th centuries. First, there are simply greater numbers of them and most are associated with
extant structures. Second, these later sites exhibit far more diversity and complexity. The processes of
industrialization, urbanization, and ultimately suburbanization present new and different challenges.
Conversely, it's easier to link particular archaeological sites to a broader array of surviving documents
including photographs and maps (e.g., George et al. 1998; Keegans Associates 1998). Archaeological sampling strategies which take into account such variables as social class, ethnicity, and occupation in the context of a community or region should be possible. Unfortunately, an overarching synthesis of available
historical and archaeological data into a broad understanding of the settlement, development, and social
processes of 19th century Connecticut has not been developed.
Investigation of Native American survival, adaptation, and acculturation processes after the arrival
of Europeans has been a strength of Connecticut archaeology. Tribal recognition efforts have facilitated
detailed reconstructions of post-contact tribal histories. These extensive analyses of 17th and 18th century
documents relating to Native American history within the state have demonstrated the unbroken continuation of tribal identities (Hauptman and Wherry 1990). Furthermore, tribal research has continued with
appointment of archaeological staff by the Mohegan and Mashantucket Pequot tribes, as well as, the
latter's establishment of a world-class museum and research center.
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BULLETIN OF THE ARCH SOc. OF CT., Volume 62,1999
Intensive archaeological investigations within the Mashantucket Pequot reservation have provided
an unparalleled opportunity for understanding tribal history in the post-contact era. Archival and archaeological data reveal that the Mashantucket Pequot response to colonial domination was not immediate and
radical cultural change. Rather traditional cultural and subsistence patterns continued, albeit on a restricted
scale. The 18th century witnessed the appearance of a gradual division within the tribe. The existence of
two fixed residential communities within tribal lands, each with a settlement pattern and dwellings exhibiting distinct native or European architectural attributes, suggests a split between traditionalist and acculturated factions (McBride 1990). Documents further implicate an increased dependency on the colonial
economy as reservation and off-reservation lands became insufficient to support tribal members (McBride
1990).
The Mohegan and Schaghticook tribes have likewise initiated historic and archaeological research
which is complementing tribal knowledge of their respective ancestral lands. It will be critical to assess
whether similar patterns of cultural response to Anglo-American domination are observed on these reservations or whether each tribal group fashioned an unique reaction to their particular economic, social, and
political situation.
Feder's (1994a, 1994b) archival and archaeological examination of the Lighthouse community
located in rural Barkhamstead represents an important glimpse of historic Native Americans residing offreservation during the late 18th and early 19th centuries. The Lighthouse community is fascinating for its
historic context of displaced Native Americans, Euro-Americans, and possibly African-Americans, their
individual and collective marginal social status, and the consequence of that marginalization. The Lighthouse settlement provides important archaeological data concerning an organized community of outcasts,
who successfully survive outside the colonial-sanctioned context of a purposefully set-aside reservation
or governmental recognition as a native community. However, a lack of equitable access to resources and
opportunities and a general ostracism by colonial neighbors seem to be the primary forces which defined
this community's history. Archaeological comparison with similar multi-cultural and multi-ethnic communities would provide critical information for better understanding the complexities of the off-reservation
Native American experience in Connecticut. McMullen and Handsman's (1987) observations on extant
Native American basketry represent an alternative ethnohistoric approach. Specifically, the interpretation
of the cultural nature of symbolic design on woodsplint baskets as a means of recovering a native world
view mostly ignored in traditional historical studies.
Historic archaeological research in Connecticut has significantly changed within the last 15 years.
For instance, Connecticut scholarship on technological and industrial processes, particularly the archaeological analysis of iron-steel production and small-scale waterpower operations, is of national note. Likewise, geographic information systems (GIS) analysis of the 17th century Connecticut Path and
Rocham beau's 1781 - 1782 march across Connecticut has yielded analytical insights on Connecticut's historic transportation corridors (Gradie et al. 1998; Public Archaeology Survey Team Inc. and Keegans
Associates 1999). Another strength of Connecticut historical archaeology is its extensive public education
efforts (Feder 1994c; Poirier and Feder 1995; Kearns et al. 1997; Stewart et al. 1996; Skinner et al. 1998;
Keegan and Keegan 1999; Harper, personal communication 1999). In addition, the state's archaeological
community has embarked on new archaeological initiatives regarding underwater resources (Bellantoni,
personal communication 1999) and African American communities (Perry, personal communication 1999).
Osteoarchaeology has infrequently contributed to historical archaeology within Connecticut because
the investigation and/or disturbance of grave sites and cemeteries is both illegal and unethical (Connecticut
General Statutes Section 10-388 et seq.). However the accidental, construction-related discovery of two
unmarked burial grounds in southeastern Connecticut during the last decade has provided a rare opportunity for forensic archaeological studies. The Mashantucket Pequot's Long Pond cemetery, which dates
to the late 17th and early 18th centuries, provides insight into the health and material conditions of late
Contact period native populations (Welters et al. 1991; Poirier and Bellantoni 1993). The mid-18th to mid19th century Walton Family Cemetery provided similar data for a rural agrarian Anglo-American population (Office of State Archaeology 1993). Both burial grounds have yielded important insights into
HISTORICAL
ARCHAEOLOGY
179
population mortality; a significant percentage of burials in both cemeteries were children and young adults.
Of particular interest, some burials in the Walton Family Cemetery demonstrated evidence of tuberculosis,
including an adult male whose remains were desecrated subsequent to his burial. The latter archaeological
evidence provides a tangible connection with historically-reported 18th century vampire folk beliefs in
southeastern Connecticut (Bellantoni and Sledzik 1994; Bellantoni et al. 1997).
The Native American Graves Protection and Repatriation Act mandates the comprehensive reexamination of archaeological collections reposited with federal agencies and federally-assisted museums
concerning the identification and cultural affinity of Native American materials from grave-related contexts
or that are of significant cultural patrimony. In this regard, the Office of the State Archaeologist, the
Mashantucket Pequot Tribal Nation, and the Mohegan Tribe have worked in partnership to professionally
inventory pertinent materials from the University of Connecticut's Anthropological Collections. Repatriation requirements have provided an important opportunity for reassessing original inventory catalogs
and associated provenience data for state-administered collections (Bellantoni 1999 personal communication). Similarly, repatriated material has added immeasurably to tribal understanding of their cultural
heritage.
SUMMARY OBSERVATIONS
What have historical archaeologists learned about Connecticut in the last fifteen years? In apparent
contrast to its culturally complex northern neighbors (Yentsch 1983), Connecticut seems to display little
diversity throughout the 17th and 18th centuries. It was predominately a rural society of bad roads, smallto-medium sized farms with a dispersed settlement pattern. The fledgling industrial base reflected its
agricultural origins and was mostly grist mills, saw mills, fulling mills, blacksmith shops -- all attributes
of the infrastructure of a rural economy. Connecticut's 17th and 18th century lifeways and associated
material culture seem somewhat modest when compared with that of contemporary export-oriented colonies. In many respects, Connecticut was a poor, insular, and inward-looking colony. Nonetheless, colonial
settlers precipitated a "rapidly applied, large-scale, drastic alteration of land use, cultivation practices,
water management, and animal husbandry" on the Connecticut landscape (Thorson et al. 1998).
In light of these historical roots, why was Connecticut so spectacularly successful in the 19th
century? Industrial archaeological studies have provided some preliminary insights concerning 'the state's
19th century technological sophistication (Gordon 1983, 1989, 1992; Gordon and Tweedale 1990) and its
understanding of natural-industrial interfaces (Gordon 1982, 1985; Gradie and Poirier 1991; Raber and
Gordon 1996). In addition, the high level of literacy and self-sufficiency demanded by the economic and
social position of Connecticut within the 18th century Atlantic economy may have created the underlying
conditions that later fostered the state's intensive industrialization. It would be interesting to assess and
understand to what extent late 18th century industry in Connecticut was designed to meet strictly local
demands, rather than a national consumer-oriented market. The transformation of Connecticut from a rural
agrarian society into a 19th century technological marvel continues to be an intriguing paradox that
requires further investigation.
Likewise, Connecticut archaeology still hasn't resolved its methodological and conceptual difficulties
with respect to Contact and ethnohistorical studies. The standard research strategy continues to perceive
Native Americans as a population socially and materially distinct from Europeans. They were in fact an
important component of a larger population that includes Native Americans, African Americans, and
Anglo-Americans. In the early 17th century, the Native population was large, politically powerful, and
economically self-sufficient, Over time, this equation shifts and Native Americans become an increasingly
marginalized segment of Connecticut's overall population. Few researchers have specifically addressed
the historical and archaeological complexities of the interconnected linkages of the Native and AngloAmerican worlds in 17th century Connecticut. In light of the ever-expanding role the Native American
BULLETIN OF THE ARCH SOc. OF CT., Volume 62, 1999
180
community is playing in contemporary Connecticut's economy and politics, it is an issue worthy of
additional attention and research focus.
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CONTRIBUTORS
DANIEL CASSEDY received his Ph.D. in Anthropology from the State University of New York at
Binghamton in 1993, and has worked for the Vermont State Historic Preservation Office, Garrow &
Associates, Inc., and the University of North Carolina at Chapel Hill. He currently works as an
archaeological consultant.
KENNETH FEDER received his Ph.D. in Anthropology from UCONN. He is currently a Professor in the
Anthropology Department at Central Connecticut State University.
KATHERINE FORGACS is pursuing her B.A. in Anthropology at the University of Connecticut.
is currently studying the use of Geographic Information Systems in archaeology.
She
DAN FORREST is currently a graduate student in the University of Connecticut's anthropology program
and a Project Archaeologist at the Public Archaeology Survey Team, Inc. Dan's dissertation research is
focused on the Early Archaic period in the Northeast. He lives in a very small house with altogether too
many animals and his lovely wife Kristen.
ROBERT R. GRADlE, III received his M.A. in AnthropologylHistoric Archaeology from UCONN. He
is an instructor at the University's Division of Anthropology and UCONN-Avery Point.
BRIAN JONES received his Ph.D. from UCONN in Anthropology.
for the Mashantucket Pequot Museum and Research Center.
He is Field Archaeology Supervisor
HAROLD D. JULI, RPA received his Ph.D. from Brown University. He is Professor of Anthropology at
Connecticut College and Vice-Chairman of the Connecticut Historical Commission. He has been studying
prehistoric and historic archaeology in Connecticut for twenty years and has worked at the Griswold Point,
Mamacoke Cove, Mystic Seaport Museum, Saybrook Point, Huntington Farms, Florence Griswold
Museum, and Henry Whitfield Museum sites.
LUCINDA MCWEENEY received her Ph. D. in Anthropology at Yale University. She works at the Yale
Herbarium/Peabody Museum and continues her research on the peopling of North America and extracting
clues to interpret the late Pleistocene environment.
ROGER W. MOELLER received his Ph.D. in Anthropology from the State University of New York at
Buffalo. He has excavated, analyzed, interpreted, and published extensively on Paleo-Indian and Late
Woodland sites in the Northeast. His current foci are the application of anthropological theory in business
management consulting and creating and maintaining web sites.
DAVID A. POIRIER, Ph.D. is Staff Archaeologist and Environmental
Connecticut Historical Commission (State Historic Preservation Office).
STUART REEVE received his Ph.D. from SUNY-Albany
archaeological consultant in Southwestern Connecticut.
185
Review Coordinator
in Anthropology.
for the
He is currently a private